The governance network of European football: introducing new governance approaches to regulate football at the EU level.
Geeraert, Arnout ; Scheerder, Jeroen ; Bruyninckx, Hans 等
Introduction
Sport originally was a self-regulating activity. The highest
governing bodies of sport, global sport organisations (GSOs) like FIFA and the IOC, regulated their sports or events autonomously through
self-governing networks with their own rules and regulations. This meant
that sport generally fell outside the law, thereby escaping to a large
extent the normal application of e.g. labour or fiscal law. At the same
time, sport is increasingly relying on public services. A pertinent
example of this are the police forces, which have to be deployed by
governments in order to ensure a safe environment for sporting events.
In recent years, we have also witnessed the growing commercial nature of
sport organisations. Sport has largely become an economic activity,
influenced by powerful commercial actors. This evolution has urged
central and local governments to question the autonomous status of
sports. Political entities now try to get a grip on sport bodies from a
rule perspective, but encounter great difficulties in doing so. Sport
organisations are very reluctant to give up their cherished autonomous
status and point to the 'specificity' of their sector to
justify this.
In addition, due to its growing economic nature, sport in general
has been subject to a series of high profile difficulties in recent
years. Henry and Lee (2004) mention different types of failure in
governance in many GSOs. In football for example, we have witnessed
cases of corruption, bribery, gambling scandals, money laundering,
malicious players' agents, etc. Most recently, FIFA came under fire
after some senior officials had been accused of taking bribes (BBC News
2010, Gibson 2010). These abuses clearly indicate a failure of
governance in the football sector. At the same time, however,
governments seem to grant sports a special status. Football in
particular is often treated with economic and legal exceptionalism by
governments. At the European level, ever since the Bosman1 case, FIFA
and UEFA adhere to a strong protectionist vision of sport governance,
even arguing that they should be afforded complete decision-making
autonomy by the EU institutions (Parrish 2011). In the light of the many
governance failures in the football sector, this claim does not seem
legitimate. On the other hand, because of its limited legal competences
regarding sports and because of the recognised autonomous status of
sports governing bodies at the European level, the EU does not have the
power to intervene too strongly in the sector. This means that at the
EU-level, a difficult balance has to be found between allowing total
autonomy and establishing an extensive government intervention. In this
article, the authors make an attempt at identifying the structures of
the governance network of European football in order to assess if the
current balance can be considered democratically legitimate.
Whilst a lot has already been written on the emergence and
empowerment of new stakeholders in professional football, the authors of
this article feel it is now time to assess the governance structures of
professional football; in particular how they function, and more
specifically to what extent they can be considered democratically
legitimate and what can be done to improve the latter. Our work builds
up on the excellent work of Garcia (2007a, 2007b, 2008, 2009) and Holt
(2007, 2009). This article aims at introducing a new approach in the
academic debate on governance failures in professional football, but
does not claim that our research is definitive. Rather, our goal is to
present a broad, theoretically informed analysis on the governance
structures in professional football, suggesting possible avenues for
analysis. To this end, we use the Democratic Anchorage Model developed
by Sorensen and Torfing (2005). It is our sincere hope that this article
will open a new agenda for further research on this topic, based on
modern governance approaches.
Theoretical framework
The evolution from a traditionally autonomous sector to a sector
with government interference seems somewhat atypical from the
perspective of modern governance theories. According to the latter, the
public sector has seen an erosion of government in order to deal with
today's multilayered society. In the sports sector, however,
traditionally autonomous sport bodies are now subjected to attempts by
governments to regulate their sector. Thus, there is no erosion of
government intervention in the sector, but rather an increase. However,
there is certainly an erosion in the power of the central regulatory
bodies, i.e. the GSOs, due to the increasing government interventions on
the one hand and the rise and empowerment of stakeholders on the other.
In this article, we summarise how the evolution from a
self-governing network into a multi actor, multi-level governance
network took place at the European level in the field of professional
football and begin with definitions of the relevant terms.
Government
In Anglo-American political sciences, the concept
'government' refers to the formal institutions of state and
their monopoly on the use of coercive power. 'Government' is
characterised by its ability to unilaterally make decisions and
implement them. The term thus refers in particular to the formal and
institutional top-down processes which (mostly, but not exclusively)
operate at the nation state level (Stoker 1998).
Governance
In the last two decades, a significant body of governance
literature has emerged. This has led to some considerable theoretical
and conceptual confusion regarding the concept. Van Kersbergen and van
Waarden (2004) for example, distinguish no less than nine different
meanings regarding 'governance'. Therefore, it is necessary to
strictly define this concept for the purposes of our analysis.
Society is becoming increasingly complex, fragmented and layered.
In order to govern efficiently, there is a need for negotiation and
interaction between the different kinds of organisations and groups of
state, market and civil society (See Figure 1; Sorensen and Torfing
2005). The concept civil society refers to a multitude of organisations,
ideally initiated and maintained by the voluntary activities of citizens
(Dekker 2001).
However, this does not mean that central and local governments are
being hollowed out (Hirst 1994). States still play a key role in local,
national and transnational policy. Yet at the same time, their powers
are steadily eroding, since they no longer monopolise the governing of
the general well-being of the population (Rose 1999, Sorensen and
Torfing 2005). Governments increasingly control society by involving
different groups of citizens, professionals, voluntary organisations,
unions and private actors in their decision-making (Rose 1996). In other
words, governments are gradually controlling society in a horizontal or
networked way. This new horizontal form of governing is called
'governance'. It can be viewed as the counterpart of the
formal, classical and vertical or top-down 'government'.
Governance networks
In the light of the many examples of government and market
failures, governments are increasingly governing society through
self-governing networks. Within these networks, different kinds of
citizens, professionals, voluntary organisations, unions and private
actors are being involved in policy-making. This allows authorities to
govern 'at a distance' (Rose 1996). The concept
'governance networks' thus refers to the upcoming forms of
interactions between government, civil society and market actors
regarding public policy issues. These interactions are usually
characterised by high degrees of self-regulation and a relatively small
degree of external regulation (Klijn and Koppenjan 2004, Torfing 2005).
The concept 'governance networks' in fact combines the concept
'governance' and the policy network as an organisational
framework.
One might ask whether it makes sense to talk about governance
networks in a generic sense. Because there are 'a number of
distinctive features of network-types of governance that permit us to
define governance networks as a general category that captures different
forms of public-private interaction', Sorensen and Torfing (2009,
p. 284) believe that this does make sense. They define the term as
follows:
'A relatively stable horizontal articulation of interdependent,
but operationally autonomous actors, who interact through
negotiations, which take place within a regulative, normative,
cognitive and imaginary framework that to a certain extent is
self-regulating and which contributes to the production of
public purpose within or across particular policy areas'
(Sorensen and Torfing 2005, p. 197).
The authors of this article agree with the arguments of
post-liberal theorists that governance networks are an essential part of
today's society. We should therefore focus on the opportunities
they give us. Sorensen and Torfing (2005, p. 201) state on this note
that 'we should rather ask ourselves how we can improve the
democratic performance of governance networks, instead of writing them
off for being inherently undemocratic'.
Evolution in the governance of European football: from autonomous
self-governance to mixed governance
Political, legal and economic driving forces leading to a
governance network
Since there already exists a large body of literature on how the
current situation in football governance has emerged, we limit ourselves
in this section to a summary of the political, legal and economic
driving forces that are gradually leading to the emergence in European
professional football of a governance network as defined by Sorensen and
Torfing (2005).
The hierarchic pyramid network of football (Croci and Forster 2006,
Garcia 2007b) can be characterised by the concept of
'government' in the sense that football's governing
bodies use coercive power to unilaterally make and implement decisions.
This highly undemocratic network (Siekmann 2005, 2006) first came under
pressure due to a changing media landscape and increased merchandising
(Andreff and Staudohar 2000, Holt 2007, Szymanski 2006). Football became
increasingly commercial and more and more the target of, and integrated
with, transnational business interests. It created a complex network
with growing interdependence between business interests and the football
world (Sugden 2002). This process of commercialisation also made clubs
and national competitions powerful stakeholders, who were no longer
satisfied with their lack of participation in the hierarchical pyramid
network. The richest clubs and leagues in particular therefore started
contesting the legitimacy of football's governing bodies (Holt
2007).
Commercial factors have largely contributed to the growing
internationalisation of sport, making it a cross-border activity for
which sports bodies have established rules (Parrish 2003b). Many of
these rules are captured by EU's Internal Market competences,
making the Court of Justice of the European Union (ECJ) a suitable venue
for unsatisfied stakeholders to challenge the decisions made at the top
of the governing networks of their sports. In Walrave (2), the first ECJ
case concerning sport in 1974, the ECJ ruled that EU law is only
applicable to the economic aspects of sports. It is however very
difficult to define non-economic sporting regulations, which in
principle fall outside the scope of EU law. The Meca-Medina (3) ruling
in 2006 anchored the approach followed by the Court in sports issues
since 1974 that restrictive effects on competition that are inherent in
the organisation and activities of sports bodies are not in breach of EU
law, provided that these effects are proportionate to the legitimate
genuine sporting interest pursued. The assessment of the latter can only
be made on a case-by-case basis (European Commission 2007b).
In the Bosman case, the ECJ ruled that certain restrictions on the
mobility of professional football players in FIFA's transfer rules
were not proportionate to the legitimate interest pursued. As Garcia
(2007b) describes, the long and intense negotiations between UEFA and
the European Commission on new FIFA transfer rules eventually resulted
in a strong partnership. The Bosman case proved to be a watershed in the
sense that it established a definitive EU involvement in sports, placing
it on the 'high politics' agenda (Garcia, 2007a). The
Declarations on sport, added to the Treaty of Amsterdam and issued at
the Intergovernmental Council of Nice, which called on the institutions
to take into account the social significance of sports, are the most
obvious manifestations of the latter (Niemann and Brand 2008, Parrish
2003c). These non-binding documents are also an expression of the
lobbying power at the highest EU level of the so-called 'football
community', generally aimed at minimising EU intervention in the
sector (Niemann and Brand 2008).
On the occasion of the conclusion of the agreement in 2001 between
FIFA, UEFA and the European Commission on new FIFA transfer rules
following the Bosman judgement, the involved Commissioners invited FIFA
and UEFA to encourage clubs to start or pursue social dialogue with the
representative bodies of football players, and they offered the
Commission's assistance in this matter. Ever since, the Commission
has been supporting projects for the consolidation of social dialogue,
not only specifically in the football sector, but also in the sport
sector globally. (4) The 2007 White Paper on Sport (European Commission
2007b) further encouraged social dialogue in professional football,
which in 2008 resulted in the creation of a EU sectoral social dialogue
committee in the Professional Football sector. The White Paper
furthermore acknowledged the emergence of new stakeholders in the
governance of professional football and implicitly questioned the
traditional hierarchic pyramid structure of football governance (Garcia
2009).
Figure 2 depicts the emergence of the governance network in
European professional football. The intertwined political, legal and
economic driving forces are assumed to be enduring. Therefore, the model
shown below has a dynamic nature, as we can expect that the evolution
from a hierarchic pyramid network to a governance network will continue
in the future.
The stakeholders in the governance network of European football
The intertwined political, legal and economic driving forces led to
the empowerment of certain stakeholder organisations in European
football. Besides this, it is also important to emphasise the role of
the European Commission in the emergence of representative organisations
with the organisational capacity to influence the governance of
football. The Commission's promotion for the establishment of a EU
sectoral social dialogue committee in professional football necessitated
the presence of valid representative organisations for workers and
employers in the sector. This has certainly benefited the representative
organisations for players and leagues, respectively the International
Federation of Professional Footballers Associations- Division Europe
(FIFPro) and the Association of European Professional Football Leagues
(EPFL). The latter was founded only in 2005 (EPFL 2010). In 2008,
European Club Association (ECA) was founded as a result of the
dissolution of the G-14, which was an association of 18 of the leading
professional football clubs in Europe, constituted in 2000 but
originating from an informal network founded in 1997 (Garcia 2008).
FIFPro, EPFL and ECA are now officially recognised by UEFA as the
representative organisations for their members (UEFA 2007, 2008, 2009a).
Since 2007, they have received a place on UEFA's Professional
Football Strategy Council (PFSC), a purely consultative body created to
build a network for (social) dialogue and consultation with other
stakeholders in the governance of professional football. The PFSC
informs the Executive Committee, the actual decision making body of UEFA
(UEFA 2010, art. 7bis).
In March 2008, a new sectoral social dialogue committee was created
at the EU-level, bringing together FIFPro (employees), EPFL and ECA
(employers). The aim of the committee was to improve employment
relations for all players and reduce disputes through dialogue (European
Union 2008).
The rise of stakeholder organisations FIFPro, EPFL and ECA
(hereafter: 'the stakeholder organisations') is consolidated
by their official recognition by UEFA and the EU. Together with these
two organisations, they operate within a network with, at least prima
facie, the same characteristics as a multi-actor, multi-level governance
network. The strict application of EU law by the Commission in the
period right after the ECJ's Bosman ruling can be described as the
exercise of government. Extensive lobbying by the football community and
the Council declarations of Amsterdam and Nice swiftly averted this
threat to the football bodies' autonomy (Niemann and Brand 2008).
Yet, at the same time, the emergence of the stakeholders organisations
and the involvement of high politics in the football sector prevented
FIFA and UEFA from returning to the initial situation of
self-governance. Figure 3 depicts these transformations in European
football governance.
As can be witnessed, FIFA is not included in the multi-actor,
multi-level governance model pictured above. However, because FIFA still
imposes general rules and regulations on UEFA (e.g. the transfer
regulations), its importance in the governance of European professional
football cannot be underestimated. It is nevertheless obvious that
especially UEFA has an important place in the governance network of
European football (GNEF).
The governance network of European football compared with
governance networks in the traditional sense
Economic driving forces have created a complicated web of
interrelationships in the professional football sector, making it
increasingly complex (Henry and Lee 2004). As stressed by Holt (2007),
this mirrors the events in modern society that have caused governments
to govern more horizontally in order to deal with the complex reality in
today's society. The current abuses in professional football are
embedded in a complex football sector that can no longer be efficiently
governed by one central governing body. Thus, there is a strong
similarity between governance networks in the traditional sense and the
governance network in European football (GNEF) in terms of their raisons
d'etre.
When comparing the characteristics of the GNEF with the definitions
of governance networks by Sorensen and Torfing (2005), more similarities
arise. First, one can definitely recognise a relatively stable
horizontal articulation of interdependent, but operationally autonomous,
actors in the relationship between UEFA and the EU. However, when we
consider the stakeholder organisations' role in the network, this
can certainly not be said about the GNEF as a whole. The
stakeholders' lack of real decision power within UEFA's
structures definitely creates asymmetrical power relations that lead to
formal, hierarchical patterns. It is clear that the different actors in
the network are interdependent. The European Commission, for example,
has a coordinating and supportive competence in the field of sport,
making a collaboration with UEFA necessary to ensure an effective
policy. UEFA in its turn is dependent on the Commission firstly to
consolidate its legitimacy which came under pressure due to the
emergence of new stakeholders (Garcia 2007b); and secondly because
football's regulations are subject to European law. ECA and UEFA
are in their turn interdependent since clubs cannot leave UEFA because
they would no longer be allowed to play in UEFA's competitions
(e.g. the Champions League) and because UEFA obviously cannot exist
without clubs. Due to the interconnectedness of professional football
(Holt 2007), a similar logic applies to the relationships between the
other actors.
Second, due to the venues for (social) dialogue with and between
stakeholders created in recent years, and UEFA and the European
Commission's good relationship, interactions within the network are
increasingly conducted through negotiation.
Third, interactions in the GNEF take place within a framework with
regulative, normative, cognitive and imaginary aspects. According to
Sorensen and Torfing (2004, 2005), the regulatory aspect provides rules,
roles and procedures; the normative aspect creates norms, values and
standards; the cognitive aspect ensures shared concepts, codes,
discourses and specialised knowledge; and the imaginary aspect creates
collective identities, ideologies and visions. The problem within the
GNEF is that interaction takes place in different institutional
frameworks, each with their own normative, cognitive and imaginary
aspects. These are, for instance, the PFSC, the EU social dialogue
committee and the European Sport Forum under the umbrella of the EU, and
finally the informal interactions between actors (e.g. the lobbying by
UEFA). Needless to say, these institutional frameworks and the roles
that the actors play in them, differ greatly.
Fourth, the self-regulatory effect of horizontal networks is lost
if the formal authority regulates the network too much. If we consider
the EU as the regulatory body in the network, there can be no question
of an excess of rules in the network because of its limited powers in
the field of sports. However, the atypical sports sector is historically
-and still mostly- regulated by sports bodies. Within UEFA's
structures, the stakeholder organisations have a mere consultative role
and therefore, UEFA still strongly regulates the GNEF. This probably
results in an excess of rules and procedures in the network.
Altogether, we state that the relationship between UEFA and the EU
largely corresponds with Sorensen and Torfing's (2005) definition
of a governance network. The principal differences that emerge when
comparing the GNEF as a whole with the latter definition are to be found
in the lack of a real horizontal relationship between UEFA and the
stakeholder organisations. Table 1 summarises these and other
differences as well as the resemblances between the GNEF and the
governance networks definition given by Sorensen and Torfing. It can be
expected that due to the above described driving powers, the number of
similarities will further increase over the next years.
Governance networks Resemblances Differences
definition
A relative stable Is the case for the Is not the case
horizontal relationship for the
articulation of between UEFa and relationship
interdependent, but EU between UEFA and
operationally FIFPro, ECA,
autonomous actors; EPFL
Who interact True, especially Not all actors
through for UEFA and EU always involved
negotiations; in negotiations
Which take place Partly true Different
within a institutional
regulative, frameworks with
normative, various
cognitive and regulatory,
imaginary normative,
framework; cognitive and
imaginary
aspects. Only
UEFA has a place
in all of them
That to a certain EU as formal UEFA as central
extent is self- authority is unable body of authority
regulating and to unilaterally likely gives an
which contributes regulate the excess of rules
to the production network due to its and procedures
of public purpose limited competences within the
within or across in the field of network
particular policy sport
areas.
Table 1: Comparison of the GNEF with the governance networks
definition given by Sorensen and Torfing
Democratic legitimacy of the Governance Network in European
Football
Policy makers consider the use of governance networks more and more
as a legitimate and effective governance tool, and social scientists and
politicians praise their contribution to 'efficient
governance'. The scientific literature on the subject thus focuses
mainly on the advantages of the networks rather than discussing the
potential lack of democratic legitimacy they may entail (Sorensen and
Torfing 2005). Only in recent years, a second generation body of
governance network literature has emerged, focusing on the democratic
performance of governance networks (see e.g. Bogason and Musso 2006;
Edelenbos, Steijn, and Klijn 2010; Pierre 2000; Skelcher, Mathur and
Smith 2004; Sorensen and Torfing 2005; Wolf 2002). This new field of
theory mainly focuses on the anchorage of governance networks in
traditional democratic institutions and generally accepted principles of
democratic procedures.
Sorensen and Torfing (2005) claim that in order to improve the
democratic performance of governance networks, we must enhance their
democratic anchorage in elected politicians, the membership basis of the
participating groups and organisations, a territorially defined
citizenry and a democratic grammar of conduct. Their 'Democratic
Anchorage Model' is the first holistic proposition in governance
network theory for a ready-made model, applicable to any specific
governance network in order to measure its democratic legitimacy. In
this model, the discussion about the democratic character of the
governance networks comes down to the level of 'democratic
anchorage' of the network: how does the network relate to
traditional democratic institutions on the one hand; and to the
generally accepted principles of democratic procedures on the other hand
(Edelenbos et al. 2010). More specifically, it assesses four dimensions
that re-invoke classical themes in liberal theories of democracy, which
assures a rather innovative holistic approach on democratic legitimacy
that, in our opinion, stands out in the recent academic literature on
the subject. For instance, the centrality and density model by Rowley
(1997), used by Holt (2009) in a recent study on football governance,
focuses merely on the intra-network relations and their functioning and
therefore necessarily fails to assess the (democratic legitimacy of) the
network as a whole.
Sorensen and Torfing further refined their Democratic Anchorage
Model by offering operational definitions of the four dimensions of the
model, and by demonstrating how the assessment criteria can be applied
in an empirical case study of a governance network involved in the
recent decision to build a bridge between Denmark and Germany (Sorensen
and Torfing 2009). This recent study is used in this article as a
signpost in the application of the Democratic Anchorage Model to the
governance network of European football.
Application of the democratic anchorage model to the governance
network of European football
The Democratic Anchorage Model claims that governance networks are
democratically anchored to the extent that they:
'1 are controlled by democratically elected politicians;
2 represent the membership basis of the participating groups and
organisations;
3 are accountable to a territorially defined citizenry; and
4 facilitate interaction in accordance with a commonly accepted
democratic grammar of conduct' (Sorensen and Torfing 2005, p. 201).
It is assumed that none of the above anchorage points alone can
assure the democratic performance of the governance network. In fact,
the four anchorage point compensate each others' shortcomings and
combined, they provide a strong source of democratic legitimacy
(Sorensen and Torfing 2009).
First anchorage point: democratic anchorage in elected politicians
The first anchorage point expresses the need of a close linkage
between representative democracy and a specific governance network. It
is important to ensure that democratically elected politicians are
capable of monitoring and influencing the policy-making that takes place
in the network. This way, it is ensured that the structure, procedures
and decisions of the network are in line with the popular will expressed
by the political majority of elected assemblies. To this end, elected
politicians must have access to information about the governance
network's processes, outputs and outcomes. They must assume the
role of meta-governors, define the objectives of their meta-governance
and combine different meta-governance tools to achieve these objectives
(Sorensen and Torfing 2009).
Meta-governance can be broadly defined as 'the governance of
governance'. It creates conditions in which the network must
operate and involves the attempts of politicians and administrators to
construct, structure and influence the game-like interaction within
particular governance networks (Sorensen and Torfing 2005). This
'steering' of the network should not be confused with
'government'. Sorensen and Torfing (2009) state that public
metagovernors should avoid regulating governance networks in ways that
eliminate their capacity for self-regulation, but instead, via a series
of more or less subtle and indirect forms of governance, seek to shape
the free actions of the network actors in accordance with a number of
general procedural standards and substantial goals defined by the
metagovernors.
The governance network of European football was not voluntarily
initiated by elected politicians. Rather, the Bosman ruling involved the
EU in football-related issues as a mediator in an internal
labour-related dispute between stakeholders (Garcia 2008). Therefore, as
a consequence we state that elected politicians at the EU-level were
never really aware of the presence and role of the governance network,
although it is nevertheless highly visible. Lobbying by football's
governing bodies focused on the concept of 'autonomy' (Garcia
2007a), expressed in e.g. the Declarations on sport, and also the
EU's limited legal competence regarding sports, have clearly made
the EU wary of intervening in the sector. As a result, politicians at
the EU level clearly failed to realise the meta-governance potential in
the network and no clear meta-governance objectives were defined. Apart
from the stimulating of (social) dialogue in the professional football
sector, the EU has a very passive role in the network and as a
consequence, it is UEFA that steers the network. This is clearly
demonstrated by UEFA's proactive dialogue/lobbying strategy to
introduce its new rules on locally-trained players to European
institutions as described by Garcia (2007b).
Over recent years, UEFA has consolidated its meta-governance over
the GNEF by building up a pragmatic relationship with the EU
institutions, more specifically with the Commission (Garcia 2007b), the
Parliament through the creation of the Parliamentary Group 'Friends
of European Football' (Holt 2007) and the Member States via the
European Sports Forum (Willis 2010). The stakeholder organisations on
the other hand have been integrated in UEFA's system, yet at the
same time they did not receive genuine decision-making power. This has
averted the threats to UEFA's legitimacy as the governing body for
European football and certainly also strengthened its control over
governance developments (Holt 2009).
One direct consequence of UEFA's meta-governance of the GNEF
is the 'special status' of football, which some find
'exaggerated' (Van den Bogaert 2006, pp. 18-19). The
redefinition of football from a mere economic activity to an activity
including social values and an accepted specificity can be considered as
a great success for football's governing bodies (Garcia 2008).
However, finding the right balance between treating football (and sports
in general) as 'normal' economic activity and taking into
account the notion of 'specificity' is important yet very
difficult. The recognition of too few 'specificities of sport'
may lead to an ineffective sports market, while the recognition of too
many will undermine the fundamental rights of stakeholders within the
sector (Van den Bogaert 2005; Siekmann, Parrish, Garcia and Miettinen
2010). The increase in labour related legal disputes in professional
football, often concerning contractual stability issues (see e.g. Van
Megen 2010), indicates that the right balance in this matter has not yet
been found. With UEFA's meta-governance of the GNEF, the balance
has certainly been tipped in favour of the specificity of the sector.
Concluding, from a democratic point of view, UEFA's
meta-governance of the GNEF and the EU's lack of it is problematic.
Therefore, democratic anchorage in this dimension is weak. In its recent
(January 2011) Communication 'Developing the European Dimension in
Sport', the European Commission seems to demonstrate a more
proactive approach to professional football. Remarkably, where in the
White Paper the Commission praised the 2001 FIFA transfer system as
'an example of good practice that ensures a competitive equilibrium
between sport clubs while taking into account the requirements of EU
law' (European Commission 2007b, p. 15), it now states that
'the time has come for an overall evaluation of transfer rules in
professional sport in Europe' (European Commission 2011a, p. 12).
The Commission will launch therefore a study on the economic and legal
aspects of transfers of players and their impact on sport competitions.
Also, in the search for ways to improve the situation with regard to the
activities of sports agents, the Commission will organise a conference
bringing together representatives of the sport movement; and finally,
the Commission plans an evaluation of the rules on locally trained
players. While this approach by the Commission is certainly positive for
the network's democratic performance, the proposed actions do not
yet indicate a comprehensive meta-governance approach.
Second anchorage point: democratic anchorage in participating
groups and organisations
In order for the governance network to obtain democratic
legitimacy, the network actors must advance valid claims to represent
specific groups and/or organisations (Sorensen and Torfing 2009). The
relationship between the network representatives and the constituency
which they claim to represent, should be evaluated in terms of the
degree to which those represented identify with the representatives
(Saward 2005). To this end, the concrete performance of the
representatives and the conditions of the possibility for the
represented to critically evaluate this performance should be
scrutinised (Sorensen and Torfing 2009). More specifically, represented
groups and/or organisations must have the capacity and opportunity to
critically evaluate the pursuit of their interests and the
representatives must be sensitive to any criticism on this subject
(Sorensen and Torfing 2009). The rationale behind the anchorage in this
dimension is that the represented groups and/or organisations constitute
a 'demos' of directly affected people that the different
network actors must represent (Sorensen and Torfing 2003).
In recent years, the GNEF has made great progress regarding its
anchorage in this dimension. UEFA, like FIFA, claims that it represents
the concerns of all football's stakeholders and that it defends the
interests of football as a whole (Holt 2007). With the rise of the
stakeholder organisations, the legitimacy of football's governing
bodies was increasingly being questioned. Today, FIFPro, EPFL and ECA
all recognise UEFA as the European governing body for association
football at all levels in exchange for a place in its PFSC (UEFA 2007,
2008, 2009). UEFA itself has changed its attitude towards the EU from
hostility to cooperation (Garcia 2007b). Despite the fact that the EU
territory does not cover the whole UEFA territory, which comprises 53
member associations, UEFA now recognises the consequences and impact EU
law can have in professional football and as a result it recognises the
EU as the elected political body in the governance network.
Progress has also been made regarding the validity of the
stakeholder organisations' claim to represent the particular groups
and organisations in the network. At the time of the negotiations on new
FIFA transfer regulations after the abolition of the old rules because
of Bosman, FIFPro was severely struggling with representativeness
issues, both internally and externally. These difficulties were actually
one of the reasons for its eventual lack of involvement in the new
regulations of 2001. First, British officials argued that most English
footballers had never heard of the organisation, while other trade union
organisations even reported that FIFPro was not the universal
representative of all players; and second, there were strong internal
divisions regarding the contractual stability issue between player
unions from bigger and smaller leagues (Irving 2002). Today, FIFPro is
recognised by both UEFA and the EU as the organisation that defends the
interests of all professional football players and together with the
improvement of its organisational strength - thanks to the European
Commission's (financial) support (see supra)-, this has certainly
benefited the perception of FIFPro by the represented players and unions
as their representative organisation in the GNEF.
The ECA was founded as a result of the dissolution of the G-14, an
organisation that claimed to defend the interests of all European clubs,
which was rather questionable considering that its members were the
richest and most successful European clubs. ECA membership however is
not restricted to a small number of successful clubs, which makes its
claim of being the sole representative body for all football clubs at
European level more legitimate than that of its predecessor. Still, its
membership is based on the UEFA ranking of its member associations so
that wealthy and powerful clubs are clearly overrepresented. Thus far,
however, there have not been any significant protests against ECA's
conduct in the GNEF from smaller clubs.
Finally, thus far, EPFL has not experienced any protests from its
constituent organisations regarding its validity which is only natural,
considering its origin and membership composition. The organisation was
created in 2005 out of its predecessor EUPPFL (Association of European
Union Premier Professional Football Leagues), an organisation created on
the initiative of the English and Italian football leagues, as there was
a need for an organisation to represent the views and positions of
Leagues and clubs on matters of mutual interest and concern. EPFL is
thus an umbrella organisation for the national football league
organisations that organise national competitions.
As we do not have extensive information about the opinions and
views of the represented organisations and groups, a thorough evaluation
of whether they accept the validity of the stakeholders
organisations' claim to representativeness cannot be made here.
However, it is clear that a lot of progress has been made in this
dimension. It seems that at present, the GNEF has a rather strong
anchorage in participating groups and organisations.
Third anchorage point: democratic anchorage in a territorially
defined citizenry
The rationale behind the introduction of this dimension is that in
order to obtain democratic legitimacy, the governance network should be
accountable to the citizens who are directly affected by its decisions
(Sorensen and Torfing 2009). This prevents the network from becoming a
closed and secret club, 'operating in the dark' (Dryzek 2007,
Fox and Miller 1995, Newman 2005). In order to ensure democratic
anchorage in this dimension, the tasks, remit and composition of a
governance network must be fully visible to concerned publics, the
governance network must produce regular narrative accounts that seek to
justify its decisions, actions and results in the eyes of the broader
citizenry and it must engage in a constructive dialogue with those who
are publicly contesting their decisions, actions and results. Finally,
the governance network must display some level of responsiveness towards
criticisms and alternative proposals raised in the public debate
(Sorensen and Torfing 2009).
The emergence of the GNEF has certainly benefitted UEFA's
transparency (Garcia 2007b; Holt 2009). In its 2011 Communication
'Developing the European Dimension in Sport', the European
Commission stresses that its respect for the autonomy of the sports
sector -within the limits of the law- is 'conditional on the
commitment of the sector to democracy, transparency and accountability
in decision-making' (European Commission 2011a, p. 10). Should UEFA
not respect to a certain degree these principles of good governance in
its internal functioning, its autonomy might quickly be contested by the
EU and the stakeholders organisations. However, according to Holt
(2009), the chronology and process of decision-making within UEFA
remains hard to detect for the stakeholders. The overall process of
decision-making within UEFA remains vague, making it impossible to track
down the influence of stakeholder input (Holt 2009). Considering our
lack of extensive data on UEFA's decision making procedures, we
cannot make a thorough evaluation of UEFA's openness and
decision-making transparency. Therefore, we restrict ourselves on this
note to the assumption that improvements have been made in recent years,
but as decision-making within UEFA still goes through convoluted and
unclear processes, there still is a need for greater transparency in
UEFA's functioning.
We can also make a few comments on the openness of the network as a
whole. As stressed above, interactions within the GNEF take place in
different institutional frameworks, so that the remit and composition of
the network is not fully visible to concerned publics. Moreover,
UEFA's relationship with the EU institutions is to a high degree
characterised by lobbyism, which is illustrated by its strategy to
promote new rules regarding locally trained players (Garcia 2007b).
These rules were finally implemented without much opposition and without
a narrative account that seeks to justify why they were not scrutinised
for a possible breach of EU law, i.e. an indirect restriction on the
freedom of movement. Altogether, it is very hard to see where and how
decisions are made in the GNEF and it does not produce regular narrative
accounts that seek to justify its decisions, actions and results.
The GNEF does not display an acceptable responsiveness towards
criticisms and alternative policy proposals raised in the public debate,
nor does it engage in a constructive dialogue with its critics. We have
already stressed the EU's passive role in the network and
UEFA's metagovernance of it. UEFA as the metagovernor of the
network has decided to show only a very limited -and if it did a rather
slow- responsiveness towards criticism. In the past, journalists who
were critical to the policy or decisions of FIFA or UEFA were reportedly
sometimes banished from their events (Blanpain 2009). Football is very
attractive to politicians. They often use it to win votes and they want
to be seen at major football events. People within the football
community are well aware of their power (Garcia 2007b). As a
consequence, football's governing bodies were not put under
sufficient pressure by governments to encourage them to take actions
against certain abuses. The increased commitment of UEFA to good
government principles has in principle improved this. A recently created
Club Financial Control Panel, aimed at improving financial fair play in
the UEFA club competitions, illustrates this (UEFA 2009b). However,
football's governing bodies are bound by their own and
stakeholders' commercial interests, which certainly has an impact
on its responsiveness towards criticism. Because of UEFA's
metagovernance of the GNEF, the lack of responsiveness towards criticism
reflects on the network as a whole.
Our conclusion is that again, improvements have been made in recent
years regarding the anchorage of the GNEF in this dimension. Although we
lack the necessary data to evaluate this dimension more thoroughly, we
can nevertheless assume that, because of the described issues, these
improvements will not prevent the network from having a rather weak
anchorage in this dimension.
Fourth anchorage point: democratic anchorage in democratic rules
and norms
In order to ensure the democratic performance of the governance
network, it must be anchored in a set of democratic standards regulating
the processes and interactions proceeding within the network. To this
end, inclusion and exclusion must be subject to explicit criteria for
admittance. Also, the degree of inclusion in the network should be a
function of the intensity and extent to which actors are affected.
Included actors should be able to influence decisions and participation
in the governance network must contribute to the enhancement of the
political empowerment of the participating actors. Interactions within
the network should be based on democratic deliberation, that is on
openness; agonistic respect for other people's opinions; commitment
to reach a rough consensus; and a relatively transparent decision-making
process (Sorensen and Torfing 2009). Network actors with conflicting
views and interests should not regard each other as enemies to be
eliminated by all possible means, but rather they should respect each
others' right to voice and pursue their opinion (Mouffe 2005) and
they should aim an inclusive compromise in the form of a 'rough
consensus'. Finally the governance network must stimulate
democratic innovation through self reflexive and experimental processes.
Democracy must be constantly developed and governance networks should be
judged on their ability to spur such a development (Sorensen and Torfing
2009).
The stakeholder organisations are now part of UEFA's
structures through their membership of the PFSC and they are involved in
its decision making procedures. Their participation in the GNEF has
certainly led to their political empowerment and this is especially the
case for FIFPro. However, according to UEFA's statutes, UEFA is not
obligated to involve the stakeholders in its decisions (UEFA 2010, art.
3bis). As UEFA's decision-making procedures are quite obscure, it
is not clear to what extent the stakeholders organisations can influence
decisions.
There are no explicit criteria for admittance to the network. The
specific nature of the driving forces behind the GNEF led to the
empowerment of certain -very important- stakeholders. These, if you
like, officially EU and UEFA sanctioned stakeholders are however not the
only stakeholders in European professional football. Other stakeholders
including referees, TV companies, corporate partners, football agents
associations such as European Football Agents Associations (EFAA),
supporters organisations such as Supporters Direct (SD) and the Football
Supporters' Federation (FSF) are currently excluded from the GNEF.
If the intensity to which actors are affected should be considered as
the determining factor for participation in the network, supporters
organisations especially deserve their place within the GNEF.
Interactions within the network are too often conducted in an
atmosphere of hostility, often without the eventual goal of a broad
consensus. The events within the context of the EU sectoral social
dialogue committee are exemplary in this sense (see Colucci and Geeraert
2011). Recently, the committee was at a serious impasse, following the
refusal from UEFA, EPFL and ECA to sign an agreement on minimum
requirements for professional football players (FIFPro 2011). The
impasse revealed a suspiciousness towards FIFPro's increasing
influence in the GNEF and this is mostly connected to divergent views on
contractual stability. A recent letter from FIFPro Division Europe
president Philippe Piat (2011) to the ministers of sport of the EU
Member States, despite displaying a one-sided view on matters, reveals
less than friendly relations between FIFPro and the other stakeholders.
There can be no doubt that this has a very negative impact on the
functioning of the GNEF.
Since the Amsterdam Treaty, the European institutions see sports as
a tool for a social and cultural policy. Through the educational, social
and cultural role of sport the network can contribute to a democratic
improvement of society (European Commission 2007a). In that respect, the
EU sees the GNEF as a part of a broader democratic process. However, the
network completely fails in producing policy outcomes that reduce social
and political injustice. Although it must be said that a lot of the
current abuses in professional football can directly or indirectly be
linked to FIFA, it is clear that governance failures in European and
world football have very negative socioeconomic consequences.
Unscrupulous players agents who benefit from illegal circuits of African
and South American footballers (Tshimanga 2001, Blanpain 2009),
financial abuses, players who are not paid, laundering and corruption
are only a part of the long list of abuses in professional football.
Moreover, in the absence of financial redistribution, European football
is increasingly dominated by a small number of elite clubs which creates
great inequalities within and between European professional leagues.
Some scholars therefore advocate a greater redistribution of revenue in
European professional football (Findlay, Holohan and Oughton 1999; Conn
2005).
Overall, the GNEF has certainly contributed to a greater amount of
democratic innovation in European professional football. However, there
still remains a large body of issues related to the anchorage of the
GNEF in democratic rules and therefore, the overall score of the GNEF on
this criterion is weak.
Conclusion
A lack of extensive data requires us to be cautious when drawing
conclusions on the democratic legitimacy of the GNEF. Further research
is necessary to provide more detailed and empirically supported evidence
which will ensure that more concrete recommendations can be made and
specified. Although we are very much aware of this, we nevertheless feel
that we can already make some general conclusions and recommendations.
The overall democratic anchorage of the GNEF is clearly weak, which
is not surprising. First of all, Sorensen and Torfing admit they
'set the bar high' (2009, p. 294) and second, one must not
forget that the governance of European football has come a long way. The
recent shifts in European football's governing structures most
definitely proved to be beneficial for its democratic legitimacy.
Moreover, much unlike FIFA, which is absent from the network and still
faces considerable challenges regarding its democratic functioning
(Jennings 2006), UEFA has an improved commitment to good governance. The
driving forces behind this shift to a governance network still have to
work through, so that democratic legitimacy might increase even further.
This organic shift will in itself however not suffice to enhance the
democratic legitimacy of the GNEF to an acceptable level. Hereunto,
actions must be taken in the network.
The unclear decision making structures in the network need to be
clarified. More transparency from UEFA is an important precondition to
this end, but the variety of forums in which negotiations are conducted
is also problematic. Negotiations within the network are in serious need
of more structure. A suitable solution could be a structured dialogue at
the EU level, specifically intended for the European professional
football sector with clear criteria of accession so that no stakeholders
are excluded from the negotiations. Structured dialogue would also be an
excellent tool of meta-governance for the EU.
There is also a strong need to ameliorate the current hostile
relations between FIFPro and UEFA, EPFL and ECA. As these are mostly
constructed around contractual stability issues, a full collective
bargaining agreement between employers and workers in the professional
football sector could be the solution to this problem. There are however
many problems in this matter. For instance, such an agreement would
concern FIFA's transfer rules, which means that UEFA as a
continental affiliate of FIFA has no mandate to conclude such an
agreement (FIFA 2010, art. 20(3) a).
As we have shown, UEFA's metagovernance of the network is in
many ways problematic for the democratic legitimacy of the GNEF.
Sorensen and Torfing (2009, p. 235) state on this note that politicians
and public managers at different levels of government, charged with
defending public interests, have 'a special responsibility for
unleashing the potentials of governance networks'. Democracy forces
them to justify their rule and legitimise the overall system of
governance because public governance should be both effective and
democratic (Sorensen and Torfing 2009). Therefore, we state that the EU,
as the political body in the network, should seize the opportunity to
steer the GNEF. The attempts of the public authorities to steer the
self-regulating governance networks are ultimately backed by the threat
of replacing the horizontal network governance with hierarchical rule,
thus returning to a situation of 'government' (Sorensen and
Torfing 2004). The EU has no legal competence to regulate sports, but it
does have very strong Internal Market powers. Because of the enduring
uncertainty regarding the conformity of football's transfer
regulations with EU-law (see e.g. Egger and Stix- Hackl 2002, Drolet
2006, Olfers 2008), the Commission -as guardians of the treaty- in
theory still has the power to threaten a return to the situation of
'government' as was the case right after the Bosman ruling.
However, it must be said that regulation through Competition policy is
difficult, as the ECJ -as mentioned- only rules on a case by case basis
regarding the conformity of (international) sport regulations with EU
(Competition) law, which might lead to an uneven regulation in the
sector.
Much has already been written on the possible and/or desired role
of the EU in the field of sports. According to Foster (2000), there are
three possible models for the regulation of sport by the EU: regulation
through the enforcement of private rights by the ECJ, self-regulation by
sporting bodies or supervised autonomy. Currently, the latter model
prevails. The Commission maintains a constructive dialogue with sports
bodies with a view to striking the right balance between the specificity
of sport and full compliance with EU law as interpreted by the ECJ
(European Commission 2011b). However, the existence of a governance
network in European football offers the EU new methods of policy
steering within the model of supervised autonomy, using its new
supportive and coordinative competence in the field of sport. (5) Foster
recognises that sport authorities are best positioned to regulate their
area of activity and ensure that sport, as a business, 'is still
run partly for the love of the game' (Foster 2000, p. 64). We claim
that this is only partly true, because we do not believe that sports
authorities can do this unilaterally. Rather, sport bodies should be
given an important role within sport governance networks. In the case of
football, more openness, stakeholder participation and metagovernance by
the European Union should help the network deal with the growing
complexity of the football world. Football's governing bodies are
not capable of dealing with this complexity unilaterally, just like
governments are not able to deal with an increasingly complex society
unilaterally. This way, governance networks in sport can be the solution
to the failure in governance in the GSOs, just like governance networks
were the solution to many examples of government and market failures.
* Previously published in the 2011 November Issue of the
International Journal of Sport Policy and Politics.
Caption: Figure 1: Governance triangle
Caption: Figure 2: The driving forces behind the emergence of the
governance network of European football
Caption: Figure 3: The governance of European football: from
self-governance to multi-level, multi-actor governance
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RELATED ARTICLE: Hague Joint Proposal on the Definition of Sports
Law
Whereas in the Jakarta Declaration on Lex Sportiva of 22 September
2011 the public and private dimensions of Lex Sportiva as well as the
significance of both national and international perspectives in defining
this concept is recognized; Whereas it is obvious that international
academic consensus on the definition for "sports law" - with
regard to its content as well as with regard to the terminology used -
still is missing;
Convinced that the study of sports law needs a clear, workable
definition of the concept of "sports law" in both respects
(content and terminology);
We, the undersigned, propose to the sports law community to
distinguish between the private and public parts of "sport
law" - the public part referring to all sport(s)-related national
and international legislation (laws and treaties and decision-making of
intergovernmental organisations, customary law and case-law, etc.). and
the private part referring to the rules and regulations of the national
and international sport(s) governing bodies, their customary law
practice and the jurisprudence of their arbitral tribunals and
disciplinary organs, etc.;
And propose to use the following accompanying terminology - in the
lingua franca of international sport relations: sports law
("umbrella" term)/public part: sporting law (lex sportiva);
and private part: sportive law (lex ludica).
ASSER International Sports Law Centre, The Hague, 21 June 2011
by Arnout Geeraert, Jeroen Scheerder and Hans Bruyninckx **
** Arnout Geeraert: M.Sc. International and Comparative Politics,
K.U. Leuven, Leuven, Belgium, LL.M. International and European Law,
V.U.B., Brussels, Belgium; Jeroen Scheerder: Research Unit of Social
Kinesiology & Sport Management, K.U. Leuven, Leuven, Belgium; Hans
Bruyninckx: Institute for International and European Policy, K.U.
Leuven, Leuven, Belgium.