A Grounded Theory of the Practice of Disaster Spiritual and Emotional Care: The Central Role of Practical Presence.
Schruba, Alice N. ; Aten, Jamie D. ; Davis, Edward B. 等
A Grounded Theory of the Practice of Disaster Spiritual and Emotional Care: The Central Role of Practical Presence.
Disasters can have a significant effect on survivors' mental
and religious/spiritual (R/S) health and well-being. On the one hand,
they can lead to various forms of psychological distress (e.g.,
depression, anxiety, posttraumatic stress disorder [PTSD], or substance
abuse) and R/S distress (e.g., R/S struggle such as doubt, questioning,
or anger toward God). On the other hand, they can catalyze a process of
perceived or actual posttraumatic growth (e.g., psychological or R/S
growth as the result of the survivors' disaster-related
experiences; Aten & Boan, 2016; Aten et al., 2015, 2018; Aten,
O'Grady, Milstein, Boan, & Schruba, 2014; Park, 2016; cf. Park,
Currier, Harris, & Slattery, 2017).
There is vast and growing scholarly literature that describes the
importance of incorporating religion and spirituality into the holistic
care of disaster survivors (e.g., Aten & Boan, 2016; Aten et al.,
2014, 2015, 2018; Koenig, 2006; Massey, 2006; Roberts & Ashley,
2017). However, there has been relatively little examination of how this
incorporation actually happens in disaster response efforts in the real
world. Therefore, the purpose of this qualitative study was to develop a
grounded theory explaining how disaster spiritual and emotional care
(DSEC) providers actually tend to practice DSEC in the field.
Disaster Spiritual and Emotional Care
What is Disaster Spiritual and Emotional Care?
DSEC refers to any R/S or psychological intervention provided to
disaster survivors in order to (a) mitigate their psychological and R/S
distress and (b) promote their mental and R/S health and well-being.
DSEC can be offered in response to natural and human-caused disasters,
as well as during all stages of a disaster (e.g., short-term response
and long-term recovery). It can be provided by professionals (e.g.,
religious, mental health, humanitarian aid, and emergency management
professionals) or by trained laypersons. Moreover, DSEC can be offered
to people of all developmental levels (e.g., child, adolescent, and
adult survivors) and all cultural groups, and it can be delivered in
individual, family, or group formats. In addition, it can be provided
both at a microlevel (i.e., a person-focused level) and at a macrolevel
(e.g., a community-focused level; Aten, 2012; Aten & Boan, 2016;
Aten et al., 2014, 2015; Roberts & Ashley, 2017).
A Historical Overview of Disaster Spiritual and Emotional Care
Over the last 25 years, there has been increasing recognition that
religion and spirituality play a central role in the lives, experiences,
and recovery of many (if not most) disaster survivors (e.g., Aten &
Boan, 2016; Aten et al., 2014, 2015, 2018; Koenig, 2006; Massey, 2006;
Roberts & Ashley, 2017). Correspondingly, there has been increased
integration of R/S elements into formal disaster response efforts at the
international, federal, state, and local levels (Koenig, 2006; Roberts
& Ashley, 2017), including formal incorporation of religious
professionals (e.g., clergy, chaplains, etc.) and organizations into
disaster relief and recovery. A growing number of governmental and
nongovernmental organizations have been founded to assist in this
process, such as the U.S. Department of Homeland Security's Center
for Faith-Based and Neighborhood partnerships and the New York Disaster
Interfaith Services.
In addition, the Emotional and Spiritual Care Committee of the
National Voluntary Organizations Active in Disaster (National VOAD)--a
large nonprofit association of over 100 disaster relief
organizations--has championed the development of resources, standards,
and guidelines for providing DSEC. Most notably, they have published the
National VOAD "Points of Consensus" (i.e., ethical standards
and operating principles) for disaster spiritual care (National VOAD,
2009) and disaster emotional care (National VOAD, 2015), as well as the
National VOAD Disaster Spiritual Care Guidelines (National VOAD, 2014).
Both nationally and internationally, these three documents are generally
considered the authoritative standards and guidelines for DSEC providers
to follow (Roberts & Ashley, 2017). National VOAD has also published
Light Our Way: A Guide for Spiritual Care in Times of Disaster (Massey,
2006), which is a resource that is widely used to help inform the
provision of DSEC. Another well-utilized resource that often guides the
provision of DSEC is the Psychological First Aid: Field Operations Guide
for Community Religious Professionals (Brymer et al., 2006b), a
religiously/spiritually adapted version of the Psychological First Aid:
Field Operations Guide (2nd ed.; Brymer et al., 2006a), which is
generally considered the authoritative resource for guiding
evidence-informed disaster emotional care (Allen et al., 2010; Vernberg
et al., 2008).
The Practice of Disaster Spiritual and Emotional Care
As mentioned above, there are two main levels at which DSEC tends
to be practiced--the microlevel (person-focused level) and the
macrolevel (community-focused level; Aten et al., 2014, 2015).
Microlevel DSEC typically occurs as DSEC providers work with particular
individuals and families, addressing their needs and concerns in a
uniquely tailored way. Oftentimes these microlevel DSEC interventions
are provided in ways that draw solely or heavily on seminal DSEC
resources, such as Light Our Way (Massey, 2006), Psychological First Aid
Field Operations Guide for Community Religious Professionals (Brymer et
al., 2006a, 2006b), Disaster Spiritual Care (2nd ed.; Roberts &
Ashley, 2017), or Disaster Ministry Handbook (Aten & Boan, 2016).
Macrolevel DSEC is a bit more varied in how it is practiced. Most
typically, it involves DSEC providers consulting and collaborating with
religious leaders and communities in order to meet the needs of large
groups of disaster survivors (Aten, Topping, Denney, & Hosey, 2011;
Aten et al., 2015; Curtis et al., 2017). Aten and colleagues (2011) have
described such consultation and collaboration as usually occurring at
three levels:
* Tier 1: DSEC providers offer training to clergy and other
congregational leaders (e.g., on how to provide DSEC),
* Tier 2: DSEC providers collaborate with religious leaders to
educate congregation members (e.g., on common psychological and R/S
reactions to disasters and how to respond adaptively to these
reactions), or
* Tier 3: DSEC providers collaborate with religious leaders and
congregations to provide outreach services to their surrounding
community (e.g., DSEC, disaster relief, education, etc.).
Qualitative research has identified several conditions that can
optimize such macrolevel DSEC collaborations (e.g., mutual respect;
preestablished professional relationships), as well as some barriers
that can hinder it (e.g., cultural mistrust and suspicion; perceived
ulterior motives; and differences in service delivery expectations;
Curtis et al., 2017; see also McMinn, Aikins, & Lish, 2003; McMinn,
Chaddock, Edwards, Lim, & Campbell, 1998). Fortunately, there are
several models that can help guide macrolevel DSEC intervention, such as
(a) Aten and colleagues' (2013) Clergy, Academic, and Mental Health
Partnership (CAMP) model; (b) Milstein and Manierre's (2010)
adaptation of the Clergy Outreach and Professional Engagement (COPE)
model (Milstein, Manierre, Susman, & Bruce, 2008; Milstein,
Manierre, & Yali, 2010); and (c) the American Red Cross's
Integrated Care Team (ICT) model (Adams, 2016).
The Current Study
Although there are many models, resources, standards, and
guidelines for providing DSEC, there has been virtually no research on
(a) how it actually tends to be practiced in the field, (b) what
specific DSEC interventions are effective (vs. other DSEC interventions)
for whom and under what circumstances, and (c) what elements of DSEC
tend to be effective in general (e.g., similar to how researchers have
identified the elements of the therapy relationship that are effective
in promoting positive psychotherapy outcomes in general; Norcross,
2011). In short, scientific inquiry into DSEC is still in its infancy.
Consequently, there is a significant gap between DSEC research and
practice. Furthermore, the DSEC field lacks any robust theory or
theories that can help guide the provision of DSEC.
For these reasons, the purpose of this qualitative study is to
develop a grounded theory explaining how DSEC providers actually
practice DSEC in the field. We decided to conduct a qualitative study
because we were interested in developing understanding in this
less-explored area (i.e., DSEC; Levitt et al., 2018), and we chose to
use a grounded theory strategy for data analysis because we hoped to
develop a theory that was grounded in data from the field (Corbin &
Strauss, 2015; Creswell & Poth, 2018; Glaser & Strauss, 1967).
Methods
Participants
Sample. Because of these aims, we used purposive sampling to ensure
participants were experts and exemplars in the provision of DSEC in the
field (Bronk, 2012; Coyne, 1997). Specifically, we asked members of the
National VOAD's Emotional and Spiritual Care Committee to nominate
DSEC exemplars who (a) were well-respected as experts in the provision
of DSEC and (b) had served as DSEC providers in the field for at least
five years. We obtained eight participants through this purposive
sampling and then obtained an additional six participants through
snowball sampling, whereby recruited participants nominated other DSEC
providers who met the aforementioned two inclusion criteria.
Ultimately, the sample consisted of 14 peer-nominated, exemplar
DSEC providers. Grounded theory studies typically consist of 20 to 30
participants (Creswell, 2013), but sample sizes vary widely and are
usually determined by the number of participants needed to obtain data
saturation (i.e., the point at which the researcher no longer obtains
new information adding to understanding of the emerging categories;
Creswell, 2013; Mason, 2010). For our study, 14 participants was
sufficient to obtain saturation, perhaps because grounded theory studies
with experts or exemplars are sometimes able to achieve saturation with
lower sample sizes (e.g., Jette, Grover, & Keck, 2003; Oddli &
Ronnestad, 2012; Williams & Levitt, 2007).
Our sample was comprised of nine men (64%) and five women (36%).
Eleven of these DSEC providers were White (79%), two were Asian (14%),
and one was Black (7%). All participants identified as U.S. citizens,
with five residing in the Northeast, one in the East, three in the
Midwest, two in the South, one in the Southwest, and two in the
Northwest. Participants ranged in age from 49 to 73 years old (M =
57.75, SD = 7.83). Nine providers (64%) identified as Christian in
religious affiliation and specified their denominational affiliation as
Baptist (n = 2), Presbyterian (n = 1), Lutheran (n = 1), Episcopalian (n
= 1), Nondenominational (n = 1), Mainline Protestant (n = 2), and Roman
Catholic (n = 1). Three providers (21%) identified as Jewish in
religious affiliation, and they each specified their denominational
affiliation as Reformed. One provider (7%) identified as Buddhist in
religious affiliation and specified her branch affiliation as Mahayana,
and another provider (7%) identified as Scientology in her religious
affiliation.
In terms of their professional experiences, participants reported
having an average of 20.42 years (SD = 11.03; range: 8-48) of
involvement in providing DSEC. Everyone had offered DSEC in the context
of both natural and human-caused disasters (e.g., Hurricane Sandy, 9/11
attacks, Newtown school shooting). Similarly, most participants reported
having provided DSEC across the full spectrum of disaster relief
efforts, including efforts at the local (n = 11), regional (n = 11),
national (n = 11), and international (n = 9) levels. Most participants
also indicated they had experience offering DSEC across all stages of
the disaster, including within 24-hours (n = 10), one week (n = 12), 6
months (n = 12), and one year postdisaster (n = 11). Importantly, many
of the DSEC providers in our sample either were currently serving on the
National VOAD's Emotional and Spiritual Care Committee, or they had
done so in the past.
Researcher description. The primary researcher (ANS) is a single,
White, Christian woman who is in her late 20s and is a doctoral
candidate in clinical psychology, studying at Wheaton College in a
faith-based doctoral psychology program accredited by the American
Psychology Association. She has four years of experience conducting
research and receiving DSEC training as part of the Wheaton College
Humanitarian Disaster Institute, a faith-based academic disaster
research center.
The second through fourth authors (two men, one woman) are each
experts in the academic study of disasters, psychology, and
religion/spirituality, and they have from 6 (EBD) to 13 (JDA) years of
experience doing so. They all are researchers affiliated with the
aforementioned academic disaster research center. Each one is a married,
White Christian who is highly religious. Two are in their late 30s and
one is in his early 40s.
Several validity and reliability strategies were utilized in order
to clarify and manage the potential influence of any researcher biases,
assumptions, and perspectives on data collection and analysis. These
strategies are described below in the Methodological integrity section.
Procedures and Materials
Focus group. Before recruiting the sample, the first author (ANS)
hosted an in-person focus group with four members of the National
VOAD's Emotional and Spiritual Care Committee (experts in DSEC).
The purpose of that focus group was to enhance methodological integrity
(e.g., fidelity to the study's subject matter and utility toward
accomplishing the study's goal) by gaining expert feedback on the
study's purpose, research design, inclusion criteria, interview
protocol, and demographic questionnaire (Lambert & Loiselle, 2008;
Levitt et al., 2018). Overall, the focus group's feedback affirmed
the study purpose, design, and materials. Even so, they offered
suggestions for making minor adjustments in terminology used in the
study materials (e.g., using the term spiritual care provider minimizing
the use of clinical psychology terms such as rapport and
conceptualization). They also recommended adding one question to the
interview protocol, asking what assessment techniques the DSEC provider
uses.
Study materials. Ultimately, the semistructured interview protocol
consisted of 17 questions (see Appendix A), and 12 of those questions
included one to four follow-up prompts to ask as necessary. This
interview protocol was initially developed by the study's first and
second author (ANS and JDA), and it was subsequently refined after
obtaining the aforementioned feedback from an expert focus group. The
questions asked about various aspects of DSEC, such as how participants
(a) defined, provided, and conceptualized DSEC; (b) built relationships
with the people they served; (c) collaborated with other providers and
organizations; and (d) practiced self-care. In addition, the providers
completed a demographics questionnaire, asking about demographics (e.g.,
age, sex, race/ethnicity, and religious and denominational affiliation)
and professional experiences (e.g., years providing DSEC; contexts and
settings providing DSEC).
Data collection. The first author collected all data by using the
study's semistructured interview protocol to conduct phone
interviews individually with each participant. The average interview
time was 68.79 minutes (SD = 20.62). All interviews were audiotaped and
then transcribed verbatim. During and following each interview, the
first author engaged in the validity strategy of writing field notes and
memos, including notes about (a) emerging concepts and categories, (b)
similarities and differences in information emerging within and between
interviews, (c) relevant observations of what transpired internally and
interpersonally during each interview, (d) rationales for research
decisions made during or across interviews, and (e) possible researcher
biases and assumptions that may become apparent (Corbin & Strauss,
2015).
Data Analysis
Data-analytic strategy. A grounded theory method (Corbin &
Strauss, 2015; Glaser & Strauss, 1967) was utilized for data
analysis, which was conducted using Nvivo 11 software. Grounded theory
analysis consisted of three phases. Phase 1 (open coding) involved
inductive line-by-line coding, in order to identify basic concepts
(subthemes) and broad categories (themes), including their properties
(characteristics) and dimensions (variations). Phase 2 (axial coding)
involved consolidating and interconnecting these concepts and
categories, relating them to one another. Lastly, Phase 3 (selective
coding) involved building a storyline that explained these
interconnected concepts and categories (Corbin & Strauss, 2015;
Creswell, 2013).
Methodological integrity. First, qualitative reliability
(consistency and stability) was demonstrated through the use of a
standard interview protocol. Next, the first author meticulously
double-checked all the transcripts to ensure they did not contain
mistakes. Also, throughout the data collection and analysis process, the
first author regularly met with and obtained feedback from the second
and third authors and from her research team of 10 graduate psychology
students, partly to evaluate and achieve the development of consensus
and stable perspectives on the emerging grounded theory (Creswell, 2013;
Levitt et al., 2017, 2018).
Several strategies were employed to enhance qualitative validity
(accuracy) as well. For example, as mentioned previously, the first
author engaged in the reflexivity practice of writing memos and field
notes, partly to help clarify and limit the effects of her biases,
assumptions, and perspectives on data collection and analysis. She
regularly discussed such issues with her research team, engaging in the
validity strategy of peer review or debriefing.
In addition, an external auditor was used. This auditor was a White
woman who was a doctoral candidate in another doctoral psychology
program accredited by the American Psychological Association. She was
religiously unaffiliated and was previously unfamiliar with the project.
Following the completion of data collection and analysis, the external
auditor reviewed two deidentified interview transcripts and the
researcher-identified categories (themes) and concepts (subthemes). Her
task was to evaluate the researcher's coding accuracy and data
interpretation. After completing her audit, the auditor met with the
primary investigator to provide feedback. Overall, the feedback
confirmed the accuracy of the researcher's coding and
interpretation. Nonetheless, the auditor pointed out two potential
points of divergence. But after discussing these potential points of
divergence with the primary investigator, the auditor agreed with the
researcher's original coding and interpretation of them.
Member checking was also utilized to offer participant feedback on
the emergent grounded theory and identified themes. Specifically, one
participant was selected to serve this member-checking role, given his
20 years of experience providing DSEC across all disaster contexts and
given his expressed interest in the utility of the current study. This
participant (a White, Mainline Protestant man in his 60s) was provided
with a summary of the proposed grounded theory and a list of all the
identified themes. He and the primary investigator then had a 90-minute
phone call in which the participant offered feedback; overall, the
participant's comments were supportive of the theory and the data
interpretation. The participant indicated that the theory and themes
resonated with his experience and expertise in the practice of DSEC. The
main two pieces of constructive feedback he had was that (a) the
grounded theory needed to differentiate between preparing to offer DSEC
and actually offering DSEC and (b) the identified theme about views of
suffering needed to use the term theodicy because that term is what most
DSEC providers tend to use.
Figure 1. Grounded theory explaining how disaster spiritual and
emotional care (DSEC) providers practice DSEC in the field by offering
"practical presence" (i.e., meeting survivors' immediate practical
needs while being physically, emotionally, and spiritually present in
ways that facilitate survivors' holistic health and well-being).
Preparing to offer practical presence
* Viewing self as the primary tool of DSEC
* Cultivating their ability to be fully present
* Commitment to their ongoing growth
* Growing in their capacity for self-awareness
* Developing their ability to practice self-care
* Answering a sacred calling
* Developing benevolent theodicies
Characteristics of practical presence
* Short-term (time-limited)
* Stage-specific (tailored to the disaster stage)
* Needs-driven (tailored to survivor needs/concerns)
* Strengths-based (affirms internal and external strengths)
* Culturally responsive (guided by cultural awareness,
sensitivity, and humility
Offering practical presence in microlevel DSEC
(to individuals and families)
* Proactively initiating DSEC relationships with survivors
* Implicitly and explicitly assessing survivors' current needs,
concerns, distress, and health/well-being
* Creating a safe holding space for survivors
* Validating and normalizing survivors' experiences
* Meeting survivors' immediate practical needs
Offering practical presence in macrolevel DSEC
(to communities)
* Connecting with and mobilizing community resources
* Fostering interprofessional and interagency collaboration
* Facilitating community healing through community rituals
Lastly, in the Results section that follows, we have provided
participant quotes to demonstrate the findings were grounded in the
interview data. Moreover, we have offered rich, thick (i.e., in-depth)
descriptions in order to provide relevant information that elucidates
and contextualizes our findings (Corbin & Strauss, 2015; Creswell,
2013; Levitt et al., 2017, 2018).
Results
Grounded Theory
Ultimately, data analysis yielded a grounded theory explaining how
DSEC providers practice DSEC in the field. The central theme emerging
from the data was that the key component of how DSEC is practiced is
what providers called "practical presence"--that is, meeting
survivors' immediate practical needs while being physically,
emotionally, and spiritually present in ways that facilitate
survivors' holistic health and well-being. In short, practical
presence entailed providers being a safe, attuned, and supportive
presence for survivors. Participants described the characteristics of
this practical presence within the DSEC context, as well as the process
by which they (a) prepared for offering practical presence, (b) offered
practical presence in microlevel DSEC (to individuals and families), and
(c) offered practical presence in macrolevel DSEC (to communities). This
grounded theory model is depicted in Figure 1 and described below. In
what follows, several illustrative quotes are offered, and for these
quotes, all indicated participant names are pseudonyms.
Characteristics of Practical Presence
Participants indicated that, in the context of DSEC, this practical
presence has several characteristics, namely that it is short-term,
stage-specific, needs-driven, strengths-based, and culturally
responsive. Collectively, these characteristics guide how DSEC providers
approach their work and interact with the people and communities they
serve. For example, the short-term nature of this practical presence
entails that DSEC providers recognize their work with survivors is
time-limited; therefore, they aspire to be quick and adept at offering
practical presence with the people whom they serve. Relatedly, DSEC
providers must offer their practical presence in a stage-specific way,
recognizing the type of presence survivors need tends to vary across
different stages of the disaster (e.g., practical presence looks
different in DSEC offered immediately following a disaster than in DSEC
offered several months after a disaster). For instance,
"Angela" (an Asian, Protestant-Christian woman in her 60s)
explained:
In the initial phases of disaster ...
people are not ready to talk about
how they feel about things. They
just need some basic safety needs
met. Providing care at that time is
just about helping people feel safe.
And then I think that as we move
through that process and the emergency
is over, then it's about meeting
basic needs.... And then
gradually, as people begin to think
about what has happened, we facilitate
the fact that they can talk about
that process and find meaning for
themselves in the experience.
Indeed, DSEC providers recognized that practical presence must be
needs-driven in that it is tailored to whatever survivors'
immediate needs and concerns are. It also must be strengths-based in
that practical presence entails affirming survivors' internal and
external sources of strength, resilience, and support. Lastly, DSEC
providers indicated that practical presence needs to be culturally
responsive, such that the DSEC's practical presence is guided by
cultural awareness, sensitivity, and humility, including the ability to
recognize relevant cultural factors (e.g., survivors' cultural
background; cultural characteristics of the setting) and tailor or adapt
their provision of DSEC accordingly (cf. Hook, Davis, Owen, &
DeBlaere, 2017; Smith, Rodriguez, & Bernal, 2011).
Preparing to Offer Practical Presence
Participants consistently viewed themselves as the primary tool for
providing DSEC. By extension, they emphasized the importance of
preparing themselves as the tool for offering practical presence to
survivors. For example, this preparation process involved the DSEC
provider cultivating their ability to be fully present with themselves
and others. "Ben" (a White, Catholic-Christian man in his 50s)
described this goal:
I believe that disaster spiritual care
providers [can] prepare [for deployment]
to a disaster scene [by] making
sure that they are grounded
and connected in their own faith.
That they have strong anchors, in
case they get overwhelmed and
pulled away by the overwhelming
need that is in front of them.
More broadly, this preparation involves a commitment to their
ongoing personal and professional growth, in which the DSEC provider
continually seeks to grow in their character and in their knowledge,
skills, and attitudes for offering effective DSEC (e.g., being a
lifelong learner). Preparation also entails DSEC providers growing in
their capacity for self-awareness, including their ability to be aware
of their own limitations and their present needs and concerns (e.g.,
spiritually, emotionally, relationally, and physically). Before, during,
and after deploying, providers will need to utilize this self-awareness
to offer practical presence. Likewise, DSEC providers must prepare for
presence by developing their ability to practice effective self-care.
Participants identified several self-care practices that DSEC providers
commonly employ: prayer, meditation, worship (individual and corporate),
listening to music, reading religious texts, observing religious
traditions (e.g., keeping kosher), exercising, sleeping, spending time
in solitude, and spending time with loved ones.
DSEC providers indicated that two other ways they prepare for
offering practical presence are by answering a sacred calling and
developing benevolent theodicies (i.e., views of suffering).
Participants described how their ability to offer practical presence was
directly tied to their belief a Higher Power has called and equipped
them for offering DSEC. That is, DSEC providers saw themselves as a tool
and representative of a Higher Power, answering a sacred calling to
serve disaster survivors. In addition, they explained how benevolent
theodicies can help DSEC once they are in the field, by offering ongoing
comfort (e.g., allowing them to remind themselves and others that God is
present with them in the midst of suffering, uses suffering to build
people's character, and providentially controls suffering, using it
for a higher and benevolent purpose; cf. Wilt, Exline, Lindberg, Park,
& Pargament, 2017).
Offering Practical Presence in Microlevel DSEC
Participants described how DSEC providers offer practical presence
in microlevel DSEC (to individuals and families) and in macrolevel DSEC
(to communities). At the microlevel (person-focused level), DSEC
providers first offer practical presence by proactively initiating DSEC
relationships with survivors. Once they deploy to a disaster zone and
receive appropriate access to survivors (e.g., via their sponsoring
disaster relief agency), DSEC providers take the initiative to seek out
survivors, making themselves available to care for individuals and
families in need. Participants shared that this type of proactive
relationship initiation will most often occur as DSEC providers approach
individuals and families, introducing themselves and describing their
role as a DSEC provider. Through proactively offering the gift of their
physical, emotional, and spiritual presence, DSEC providers invite
survivors to share their stories and burdens within the context of a
safe, attuned, and supportive helping relationship. As survivors share,
the DSEC provider implicitly and explicitly assesses survivors'
current needs, concerns, distress, and health/well-being (cf. Brymer et
al., 2006a, 2006b; Pargament, 2007). This assessment includes making
astute observations and asking clarifying questions that will help
understand survivors' immediate physical, psychological, social,
and spiritual needs. "Angela" discussed the importance of
assessing holistically across the various dimensions of survivors'
lives:
I think that as a spiritual care
provider, if we haven't assessed for
medical, physical, and relational
things, then we're missing it,
because people can't even talk
about spiritual things until many of
those [other] things are taken care
of first.
Participants shared that much of this provision of practical
presence involves creating a safe holding space for survivors. By
offering survivors a safe and accepting relationship within which to
share about their burdens and stories, DSEC providers bear witness to
survivors and their experiences. Doing so helps survivors feel seen,
heard, supported, and accepted. For instance, "Aiko" (an
Asian, Buddhist woman in her 50s) explained:
Listening ... and [just] being with
them. That's the basic [practice].
We don't talk.... We [just] start a
dialogue [and] listen to them. And
most of the time, they really [just]
need to talk to somebody about
what's happened, [starting] from
the moment the disaster hit. So
we [merely] have a chance to listen
to [them].
In creating this opportunity for survivors to share, DSEC providers
use their empathic, attuned presence to offer a safe space for survivors
to acknowledge their struggles, grief, and losses. DSEC providers can
thereby share the weight of these burdens and compassionately accompany
survivors in their journey of suffering and recovery.
Part of offering this safe holding space involves validating and
normalizing survivors' experiences. In particular, participants
mentioned how DSEC providers frequently offer practical presence by
validating and normalizing common reactions to disasters, such as
distress, shock, confusion, grief, and anger (cf. Brymer et al., 2006a,
2006b; Roberts & Ashley, 2017).
But according to participants, the most important way that DSEC
providers offer practical presence at the microlevel is to meet
survivors' immediate practical needs. Oftentimes this DSEC practice
will involve helping survivors meet basic needs (e.g., food, water,
clothing, or shelter) or other practical needs (e.g., repairing their
disaster-affected residence, connecting them with needed assistance and
resources, searching for lost pets or loved ones). Addressing these
immediate practical needs and concerns can help survivors know that
other people (e.g., DSEC providers) are compassionately present with
them, supporting them in the midst of their suffering and recovery. In
so doing, it helps alleviate survivors' distress and promote their
health and well-being.
Offering Practical Presence in Macrolevel DSEC
In addition to describing what it entails to offer practical
presence at the microlevel, DSEC providers described what it entails to
offer practical presence in macrolevel DSEC as well. For instance,
participants discussed how DSEC providers offer practical presence
through connecting with and mobilizing community resources. Here they
highlighted the importance of DSEC providers building strong and vast
professional networks before disasters strike, so that once a disaster
occurs, the DSEC provider can draw on these preexisting professional
relationships to help care for disaster-affected communities (cf. Curtis
et al., 2017).
Relatedly, participants explained that much of macrolevel DSEC
involves fostering interprofessional and interagency collaboration in
ways that mitigate community distress and promote community
health/well-being. In fact, all participants emphasized the importance
of DSEC providers collaborating with other professionals (e.g.,
community leaders and religious, mental health, humanitarian aid, and
emergency management professionals) and organizations (e.g., government,
nongovernment, and faith-based organizations) in order to offer
practical presence to disaster-affected communities. Fostering such
collaboration can help communities better meet the needs of their
members, connecting them more readily to assistance and resources. It
might involve sharing resources, making referrals, and coordinating
efforts. "Ben" identified humility as an essential ingredient
in this collaboration: "So being effective [involves] being a good
team player, being able to work together with all disciplines and
actually building bridges.... It's not about you; it's about
the [people] you're serving."
Lastly, DSEC providers described one way they offer practical
presence in macrolevel DSEC is by facilitating community healing through
community rituals. In other words, DSEC providers help community leaders
and agencies offer events that will communicate to disaster-affected
communities that we are all in this grieving and healing process
together. For example, several participants noted the importance of
helping coordinate memorial and anniversary services, providing
opportunities for communally acknowledging and experiencing loss, grief,
and healing. "David" (a White, Reformed-Jewish man in his 50s)
elaborated on the role of DSEC providers in community rituals:
The communal aspect of bringing
people together ... is some of the
long-term disaster spiritual care
work that really must take place,
because it's the communal aspect
of healing, [which need to coincide
with] the individual aspect. It
allows the community to help the
individual grieve and grow,
because, on a regular basis, it says
to the grieving person, "We have
not forgotten you." And that's why
i think things like memorial services
[and] anniversary services are
so essential.
Similarly, participants discussed the role DSEC providers can play
in facilitating interfaith worship services, which can unite diverse
communities and enhance community cohesion.
Ultimately, in offering practical presence at the macrolevel, DSEC
providers let disaster-affected communities know that other people are
compassionately present with them in the midst of their suffering and
recovery. In this way, DSEC providers can help disaster-affected
communities recognize they are not alone--other people see them, hear
them, and care about them. Even as DSEC providers can communicate that
powerful message to survivors at the microlevel, they can communicate
that same message at a much larger scale when providing macrolevel DSEC.
In doing so, disaster-affected communities can feel validated,
supported, and empowered, again thereby helping alleviate their distress
and promote their health, well-being, and recovery.
Discussion
The grounded theory that emerged from the data suggests the key
component of how DSEC is actually practiced in the field is practical
presence--meeting survivors' immediate practical needs while being
physically, emotionally, and spiritually present in ways that facilitate
survivors' holistic health and well-being. This finding is quite
significant in advancing understanding of DSEC. First of all, it
underscores the vital importance of relationships and social connection
when it comes to recovery from traumatic events such as disasters. This
finding is consistent with Charuvastra and Cloitre's (2008) social
ecology model, an evidence-informed framework explaining how both trauma
risk and recovery are heavily dependent on social phenomena. More
broadly, it is consistent with the well-established connection between
social support and health/well-being, both in general (Gleason &
Iida, 2014) and in the postdisaster context specifically (Kaniasty &
Norris, 2008; Platt, Lowe, Galea, Norris, & Koenen, 2016).
Likewise, our results are resonant with the well-established
finding that relationships are at the crux of what makes psychotherapy,
counseling, and other forms of helping effective (Cozolino, 2017;
Norcross, 2011). For example, the grounded theory that emerged in this
study suggests that, even as the empathy and the therapeutic alliance
are two of the most demonstrably effective elements of psychotherapy and
counseling (Norcross, 2011), empathy and the DSEC provider-survivor
alliance may similarly be two of the most effective elements of DSEC as
well.
In particular, our findings are consistent with growing empirical
evidence that empathic, attuned presence is perhaps the most crucial
ingredient of effective psychotherapy and counseling (Geller &
Greenberg, 2012; Siegel, 2010). Indeed, in their empirically supported
model of therapeutic presence, Geller and Greenberg (2012) have
explained it in this way:
Therapeutic presence is the state of
having one's whole self in the
encounter with a client by being
completely in the moment on a
multiplicity of levels--physically,
emotionally, cognitively, and spiritually.
Therapeutic presence
involves being in contact with
one's integrated and healthy self,
while being open and receptive to
what is poignant in the moment
and immersed in it, with a larger
sense of spaciousness and expansion
of awareness and perception.
This grounded, immersed, and
expanded awareness occurs with
the intention of being with and for
the client, in service of his or her
healing process. (p. 7)
Similar to our grounded theory of practical presence in DSEC,
Geller and Greenberg's (2012) model of therapeutic presence
differentiates preparing for presence (e.g., by practicing it in
one's personal life and by maintaining an ongoing commitment to
personal growth and self-care) from the process of practicing presence
in psychotherapy and counseling. Yet one distinction between therapeutic
presence and practical presence is that therapeutic presence is offered
solely at the microlevel (e.g., with individual psychotherapy/counseling
clients) whereas DSEC is offered both at the microlevel (with
individuals and families) and macrolevel (with communities).
Another crucial distinction between therapeutic presence and
practical presence is that, as its name implies, practical presence
includes an emphasis on meeting people's immediate practical needs,
whereas therapeutic presence does not. This distinction is significant
in that it demonstrates that being present with disaster survivors is
even more comprehensive than being present with psychotherapy clients.
In a disaster context, being present means that DSEC providers not only
need to be attuned to survivors spiritually, emotionally, cognitively,
and physically (cf. Geller & Greenberg, 2012), but they also need to
be attuned to them practically. Stated differently, DSEC providers of
course need to meet survivors empathically in the midst of their
spiritual and emotional struggles, but they also need to meet them
empathically in the midst of their practical struggles. Doing so is
vital to the process of caring for disaster-affected individuals,
families, and communities (Brymer et al., 2006a, 2006b; Roberts &
Ashley, 2017). Longitudinal evidence suggests that practical support
(i.e., tangible social support) is not directly predictive of
survivors' postdisaster health/well-being; instead, emotional
social support seems to play the more influential role (Platt et al.,
2016; Spence, Lachlan, & Burke, 2007). Even so, results from the
current study suggest that practical support from DSEC providers might
play a key part in laying the relational groundwork for survivors
subsequently to accept emotional and spiritual support from DSEC
providers (e.g., by establishing trust and a strong working alliance;
cf. Bordin, 1979).
A similarity between Geller and Greenberg's (2012) model of
therapeutic presence and the current study's model of practical
presence is that both models affirm that the provider is the main tool
in providing care, and therefore the person of the provider is of
paramount importance. Consequently, even as psychotherapists and
counselors need to cultivate their own health/well-being (Siegel, 2010),
their ability to be present fully with themselves and others (Geller,
2017), and their ability to use their whole selves in the service of
their clients (Aponte & Kissil, 2016) in order to be effective, DSEC
providers may need to do the same. Training in DSEC may therefore need
to incorporate some of these elements.
One final similarity between this "use of self" in
psychotherapy/counseling and in DSEC is that both types of providers
have the sacred privilege of journeying with people who are suffering.
In fact, both types of providers not only have the privilege of entering
into sacred spaces of pain with people, but they often also have the
privilege of being experienced as a sacred representative and conduit of
a Higher Power (cf. Bland & Strawn, 2014; Hoffman, 2011). Indeed,
our study's participants spoke of being a safe holding space for
survivors, similar to Winnicott's (1960) notion of a "holding
environment" (p. 591). In fact, Winnicott (1960) described this
"holding" as essentially involving "living with" (p.
589), and our theory of practical presence suggests DSEC providers offer
practical presence in part as a sacred form of "living with"
disaster survivors. That is, they become an embodied way that survivors
can experience the presence, love, and care of God in the midst of their
suffering (cf. Brown & Strawn, 2012; Rolheiser, 2014). In so doing,
survivors may even perceive DSEC providers as being a conduit through
which they experience divinely initiated growth from their struggles
(cf. Exline, Hall, Pargament, & Harriott, 2017; Wilt, Exline,
Grubbs, Park, & Pargament, 2016; Wilt et al., 2017), perhaps both at
the microlevel (e.g., as individuals and families) and macrolevel (e.g.,
as a community).
Limitations and Future Directions
The current study reflects typical limitations of qualitative
research, such as relatively low sample size and potential selection and
researcher biases. As described above, we employed several reliability
and validity strategies in order to enhance the methodological integrity
of this study. Even so, our study has noteworthy limitations. For
example, our grounded theory might not be transferable to DSEC providers
in other countries, because all our participants were U.S. citizens who
mainly had offered DSEC in U.S. disaster contexts. Moreover, the
transferability of our findings is also limited in that all providers
were somehow affiliated with National VOAD. Even though National VOAD is
one of the world's largest associations of disaster response
organizations, the DSEC providers affiliated with it may have a certain
way of conceptualizing and practicing DSEC, and that way of
conceptualizing and practicing DSEC may not be transferable to DSEC
providers who are affiliated with other organizations.
Like most study samples, our sample was limited in its demographic
representativeness. For instance, there were only three (out of 14)
racial/ethnic minorities, and none of these participants was Latino/a or
multiracial. Similarly, participants were all between 49 and 73 years
old, and hence the perspectives of younger DSEC providers was not
obtained. Furthermore, there were only three religious minorities, and
none of these participants was Buddhist or Hindu. Studies with more
racial/ethnic, age, and religious diversity would be helpful.
On a related note, the study authors and two-thirds of the study
participants were Christians in their religious affiliation. Hence, this
study's data analysis and interpretation may have been biased by
Christian assumptions and perspectives, whereas assumptions and
perspectives from other faith traditions were not given enough weight in
data analysis and interpretation. Again, this possibility may limit the
transferability of our study's findings.
Taken together, we suggest our study's findings are most
readily applicable and transferable to understanding the practice of
DSEC in U.S. disaster contexts by DSEC providers affiliated with
National VOAD. In particular, these findings perhaps best reflect the
perspectives of White, Christian DSEC providers who are in middle or
older adulthood.
Despite these limitations, the current study provides important
insights in DSEC and advances scientific understanding of how it is
practiced in the real world. Future research could evaluate whether this
model of DSEC is indeed effective in promoting positive psychological or
R/S outcomes, for whom, and under what circumstances. Process-oriented
research could examine which components of the model are most versus
least effective in promoting positive outcomes. Likewise, researchers
could focus on asking the recipients of DSEC what they found most versus
least effective in mitigating their distress and promoting their
health/well-being, and this data could be compared and contrasted with
DSEC-provider perspectives, similar to how psychotherapy researchers
often compare therapist and client perspectives of psychotherapy process
and outcome (cf. Norcross, 2011).
The field of DSEC is still quite young, and the scientific study of
DSEC is even younger still. There are so many open questions for
researchers to explore, and we are excited to see what unfolds as
scientists and practitioners join together to understand better how to
help disaster survivors cope, recover, and flourish.
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Alice N. Schruba
Jamie D. Aten
Edward B. Davis
Wheaton College
Laura R Shannonhouse
Georgia State University
This publication was made possible through the support of a grant
from the John Templeton Foundation (Grant #44040). The opinions
expressed in this publication are those of the authors and do not
necessarily reflect the views of the John Templeton Foundation.
Correspondence concerning this article should be addressed to Alice N.
Schruba, Psychology Department, 501 College Ave, BGC Mezzanine, Wheaton,
IL; a.n.schruba@gmail.com
Authors
Alice Schruba (Psy.D, Wheaton College) is a postdoctoral fellow at
Alexian Brothers Behavioral Health Hospital. Dr. Schruba's
professional interests focus on the integration of psychological science
and spiritual care within acute contexts, including hospital and
disaster settings.
Jamie D. Aten (Ph.D. in Counseling Psychology, Indiana State
University) is the Dr. Arthur P. Rech and Mrs. Jean May Rech Associate
Professor of Psychology and the Founder and Executive Director of the
Humanitarian Disaster Institute at Wheaton College. Dr. Aten's
primary professional interests include the psychology of
religion/spirituality and disasters, spiritually oriented disaster
psychology, and psychology in disaster ministry.
Edward B. Davis (Psy.D, Regent University) is an Associate
Professor of Psychology at Wheaton College (IL). His research focues on
the psychology of religion and spirituality, especially relational
spirituality, God representations, disasters, and positive psychology.
Laura Shannonhouse (Ph.D. in Counseling and Counselor Education,
University of North Carolina at Greensboro) is an Assistant Professor at
Georgia State University. In K-12 schools and district systems, Dr.
Shannonhouse conducts training and research to prevent youth suicide
(suicide first aid), and with disaster-impacted populations, she
conducts training and research to foster meaning making through
one's faith tradition (spiritual first aid).
Appendix A
Semistructured Interview Protocol for DSEC Providers
1. Please define DSEC.
a. Prompt: Do you view spiritual care and emotional care as
separate entities? Or some other way? If so, how? How do you view
spiritual care and emotional care?
2. Please describe the way you provide DSEC.
a. Prompt: Does it change over the disaster life cycle (e.g.,
planning, preparing, responding, mitigating, and recovery)?
3. What are the most common types of spiritual and emotional issues
that arise?
4. Please describe in detail an exemplar time when you have
provided DSEC.
5. What guides your approach to working with disaster survivors
when providing DSEC?
a. Prompt: Are there theories or concepts that guide your provision
of DSEC? If so, please briefly describe them.
b. Prompt: Are there theologies, beliefs, or values that guide your
work?
c. Prompt: How has as your conceptualization or approach changed
over time?
6. What is the role of religion/spirituality in your approach?
a. Prompt: Are there personal religious practices that inform your
provision of DSEC? If so, please briefly describe them.
b. Prompt: Are there group religious practices that inform your
provision of DSEC? If so, please briefly describe them.
7. Please describe how, if at all, you help people make meaning of
the event?
a. Prompt: How do you promote spiritual growth?
b. Prompt: How do you promote psychological growth?
c. Prompt: How do you address issues of God or faith?
8. What interventions or techniques do you employ when providing
this care?
a. Prompt: Are there spiritually oriented interventions you use?
9. Are there assessment techniques you employ for identifying needs
or providing care? If so, please describe them.
10. Please describe how, if at all, the way you provide DSEC varies
across different types of disasters, such as natural or human-caused
disasters?
a. Prompt: Does this process change based on the population you are
serving? If yes, how so?
b. Prompt: If the type of disaster affects the way you provide
care, does this care look different at different stages of the disaster?
If so, how?
11. How do you initiate or build relationships with those whom you
are helping?
a. Prompt: How do you establish rapport?
b. Prompt: What factors influence the care you provide?
c. Prompt: Does religion/spirituality play a factor in this
process?
d. Prompt: How do you determine when your services are not needed?
Semistructured Interview Protocol for DSEC Providers
12. In providing DSEC, do you ever refer individuals to others or
collaborate with others? If so, in what instances?
a. Prompt: With whom have you collaborated--across professional
fields, across religions, and across organizations (government,
nongovernment, and faith-based organizations)?
13. Please describe the way culture impacts your process of
providing DSEC, if at all??
a. Prompt: Does your method of care change based on the culture of
the person or communities you are serving?
b. Prompt: How, if at all, does your process of providing DSEC
change based on whether your faith affiliation is different from the
individual or community you are serving, versus if it were the same?
14. What do you think makes you an effective spiritual care
provider?
a. Prompt: What might be an example of when you felt effective?
15. What is the role of self-care in your identity as a spiritual
care provider?
16. What is your motivation or reason for providing DSEC?
a. Prompt: Is it a calling?
17. Is there anything that I have not asked you that you think
might be important for me to know?
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