Sport-Specific Mental Health Interventions in Athletes: A Call for Optimization Models Sensitive to Sport Culture.
Gavrilova, Yulia ; Donohue, Brad
Sport-Specific Mental Health Interventions in Athletes: A Call for Optimization Models Sensitive to Sport Culture.
Evidence-supported behavioral treatment programs have been
developed to improve mental health in non-athlete clinical populations
(Barlow, 2014). However, as indicated in other specialized populations,
athletes appear to be underutilizing these treatments (Lopez, &
Levy, 2013). Reasons for the underutilization of mental health services
in athletes include the failure of providers to implement interventions
that are supported by evidence and systematically adapted within the
context of sport (Donohue, Pitts, Gavrilova, Ayarza, & Cintron,
2013). As we hope to indicate in this paper, the controlled development
and dissemination of skill-based, optimization-oriented mental health
interventions are needed in athlete populations, particularly those
inclusive of family, coaches, and teammates and tailored to sport
culture and the reduction of stigma. Along this vein, we (1) elucidate
the need to develop and implement optimization-focused interventions
that are capable of engaging athletes into mental health and sport
performance intervention, (2) underscore mental and behavioral health
targets for optimization in athletes, and (3) introduce a mental health
and sport performance optimization model that incorporates
evidence-supported protocols developed explicitly for athletes. We
espouse the position that focusing on the continuum of performance
optimization (non-optimal to optimal) may circumvent perceptions of
stigma that are often associated with pathologically based approaches,
thus assisting mental health service engagement.
Need for Optimization Interventions to Assist Mental Health and
Sport Performance in Athletes
Sport culture and social stigma often perpetuate mental health
injury as a weakness, leading athletes to avoid mental health providers
(Etzel & Watson, 2007). Indeed, conformity to sport norms of
toughness and resiliency seem to intensify underutilization of mental
health services in athletes (Beauchemin, 2014; Watson, 2005). However,
it is important to point out that there are other contributory factors
to athletes not pursuing mental health interventions, including a lack
of evidence-based intervention outcome studies involving athletes
(Donohue et al., 2013; Gross et al., 2016). In our controlled
intervention trials involving engagement interventions for use in
intramural, club and NCAA athletes (Donohue et al., 2004; Donohue et
al., 2016b), we have interviewed athletes who have mentioned they did
not pursue mental health treatments because they believed the providers
of these services were not familiar with their culture, and that the
interventions would be ineffective and not worth their time. Indeed,
while ethnic and cultural sensitivity is often emphasized within mental
health counseling centers (Baker, 1990), these principles are rarely
incorporated into treatment planning within the athlete population
(Cooper, 2006; Donohue et al., 2013) Therefore, mental health
professionals should be familiar with the culture of sport and
specialized needs of athletes, and mental health treatments for athletes
should include cultural adaptations (Donohue et al., 2013; Lopez &
Levy, 2013).
Furthermore, inherent processes associated with the pursuit of
mental health intervention increase stigma and restrict access to care,
particularly when these services are intended for use in
difficult-to-reach populations, such as ethnic minorities and low-income
individuals (Sue & Sue, 2016). For instance, current practices
customarily require individuals to evidence clinically significant
impairment to receive mental health treatment (see Medical Review, 2015;
Sabin & Daniels, 1994). Along this vein, commonly employed mental
health assessment measures (e.g., Beck Depression Inventory-II, Beck,
Steer & Brown, 1996; Symptom Checklist 90-Revised; Derogatis, 1994)
are biased to determine the presence of impairments or problems. These
biases are also evident in the assessment of factors interfering with
sport performance in both training and competition (e.g., Sport
Interference Checklist; Donohue, Silver, Dickens, Covassin, &
Lancer, 2007b). Of course, these measures do not permit assessment along
the positive spectrum of optimization, as the healthiest responses to
these assessments simply indicate the absence of pathology, potentially
leading athletes to feel stigmatized (Donohue et al., 2016b).
Mental health providers often consider treatment successful when
pathology is no longer indicated or significantly reduced to functional
levels that are arbitrarily deemed reasonable. These standards have been
promoted for some time, and were greatly influenced by the National
Institute of Mental Health (NIMH). Since 1947, this agency has been the
world's leader in funding empirical research that primarily focused
on pathology, including psychological disorders, clinical problems, and
various hardships that humans encounter (American Psychological
Association, APA, 2015; Seligman & Csikszentmihalyi, 2000).
Exemplifying this influence, on August 18, 2015, the NIMH website
indicated that out of 100 research funding opportunities, only 17 of
these projects focused on prevention of problems (Notices and
Announcements, 2015), and none focused on wellness. Researchers have
argued that during the past half century, psychology has become too
negative and focused on mental illness, thereby perpetuating stigma,
emphasizing that mental health services are for those who are ill in
some way, and overlooking the positive aspects of functioning (Hayes,
Strosahl, & Wilson, 1999; Seligman & Csikszentmihalyi, 2000),
including sport environments (Gardner & Moore, 2004). Therefore,
mental health services for athletes should employ stigma-reducing
strategies, such as emphasizing strengths and self-improvement.
Seligman (2002) noted that there is a set of buffers, such as
positive human traits and strengths that can be emphasized in
psychological interventions to assist wellness. Positive psychology is
refreshingly unique in that it targets well-being, and can be defined as
the study of human strengths and virtues that aid individuals in the
achievement of life satisfaction. The tenets of positive psychology are
that humans want to lead meaningful and fulfilling lives, foster what is
best within themself and enhance various life experiences (Seligman
& Csikszentmihalyi, 2000).
Positive psychology researchers espouse change in contemporary
psychology from the exclusive focus on fixing impairments and deficits
to also cultivating positive qualities, such as strengths, optimism, and
resilience; all of which function as protective factors against mental
health problems (Brunwasser, Gillham, Kim, 2009; Masten, 2001). As
reported by Csikszentmihalyi (2000), the field of psychology "is
not just the study of pathology, weakness, and damage; it is also the
study of strength and virtue. Treatment is not just fixing what is
broken; it is nurturing what is best" (p. 7). Some positive
psychology interventions are built upon cognitive-behavioral therapy
(e.g., Penn Resiliency Program; Brunwasser et al., 2009), with larger
effects being demonstrated in programs that emphasize behavioral skills
over cognitive skills, high dosage of sessions, and individual
interventions as compared with group or self-help formats (Bolier et
al., 2013; Brunwasser et al., 2009; Jacobson et al., 1996; Sin &
Lyubomirsky, 2009). These finding are consistent with the results of
prevention studies examining strength-based mental health programs in
college students, particularly cognitive-behavioral interventions
(Conley, Durlak, & Dickson, 2013). Importantly, the tenets of
positive psychology and cognitive behavior therapy align well with
athletic training, as each of these approaches emphasizes strengths,
motivation, and continued self-improvement. Therefore, while positive
psychology may be insufficient as a standalone intervention when
psychiatric symptoms are relatively severe, it can certainly be used to
supplement comprehensive evidence-supported interventions that promote
strengths and well-being across the mental health spectrum of
optimization (Seligman, Steen, Park, & Peterson, 2005).
Mental and Behavioral Health Targets for Optimization in Athletes
Prior to introducing an approach to mental health and sport
performance optimization, we provide a brief description of mental and
behavioral health factors that have been identified in the scientific
literature to influence performance of athletes and that can be used as
targets in optimization programs. These domains are often inter-related,
with severity levels fluctuating across athletic careers, sometimes
unpredictably.
Stress. Athletes often experience demands that are vastly different
from their non-athlete counterparts (Brewer & Petrie, 2014), such as
restricted social and occupational opportunities due to training
commitments and travel, scheduling and time constraints, pressure to
maintain superior fitness and performance, social isolation, maintenance
of multiple relationships, lack of energy and motivation due to physical
fatigue, lack of money due to restricted financial opportunities, public
criticism from others, and injuries (Birky, 2007; Filaire, Bonis, &
Lac, 2004; Parham, 1993; Rushall, 1990; Smith, 1986; Waterhouse, Reilly,
& Edwards, 2011). Stress may profoundly affect both physical and
mental health, potentially leading to the development of dysfunctional
thought patterns, anxiety, depression, poor concentration and memory,
sleep and appetite disturbances, substance use, gambling, social
withdrawal and isolation, and deterioration of relationships (The
American Institute of Stress, 2016). Stress has also been associated
with disordered eating (Sundgot-Borgen & Torstveit, 2010) and
academic problems (Broughton & Neyer, 2001). Therefore, given that
stress can trigger mental health difficulties (Thompson & Sherman,
2007), optimization programs should include methods of managing life
events in athletes (see Giacobbi, Foore, & Weinberg, 2004).
Relationships. Poor relationships have been indicated to interfere
with sport performance and overall well-being in athletes. For instance,
non-supportive coaching behaviors have been associated with
athletes' negative self-talk (Zourbanos, Hatzigeorgiadis,
Tsiakaras, Chroni, & Theodorakis, 2010), and negative feedback from
teammates has been shown to induce negative emotions and perceived
stress in athletes (Campo, Mellalieu, Ferrand, Martinent, & Rosnet,
2012). In contrast, supportive teammate relationships buffer against
performance-related stressors and predict self-confidence (Freeman &
Rees, 2010), while parents have been indicated by athletes to be their
greatest influence on performance (see Donohue, Miller, Crammer, Cross,
and Covassin, 2007a; Dorsch, Lowe, Dotterer, & Lyons, 2016).
Moreover, poor non-teammate peer relationships, influence perception of
support and feelings of isolation in athletes, which can undermine
performance (see Donohue et al., 2007a). These results suggest coaches,
teammates, family members, and friends should be strongly considered
within mental health and sport performance optimization planning in
athletes.
Anxiety. Anxiety is commonly evidenced in athletes, and is among
the most important factors influencing performance (Martin & Pear,
2011). For instance, elite athletes and their coaches ranked anxiety as
the most prevalent mental health concern experienced by athletes
(Biggin, Burns, & Uphill, 2017). Indeed, an optimal level of anxiety
is important for performance because under-arousal can decrease
motivation and focus, and over-arousal can result in tension and
negative thoughts (Balague, 2005).
One of the most common anxiety disorders in athletes is Generalized
Anxiety Disorder (i.e., excessive worry about everyday things). This
disorder is experienced by 6% of athletes, which approximates the
prevalence rates in the general population (Schaal et al., 2011).
Another anxiety disorder of priority in athletes is Social Phobia
(Reardon & Factor, 2010). Anxiety disorders, in general, are more
common in athletes who participate in aesthetic sports (e.g.,
gymnastics, synchronized swimming, figure skating) and female athletes
(Schaal et al., 2011). Therefore, optimal arousal should be a primary
goal in the development of optimization planning involving athletes,
particularly those with eating disorders.
Substance use. Substance misuse has been identified to be a
distinct problem within the athlete population (Martens,
Dams-O'Connor, & Beck, 2006). For instance, in comparison to
the general population of college students, collegiate athletes usually
report higher levels of substance use (Ford, 2007a), more frequently
engage in heavy episodic drinking, consume more alcohol, and experience
more severe alcohol-related negative consequences (Martens et al.,
2006). For example, illegal substances may result in sport-specific
consequences, such as suspension from sport participation and loss of
scholarship (Mottram, 2010). Athletes report alcohol, marijuana,
smokeless tobacco, and stimulants as the most frequently used substances
(Green, Uryasz, Petr, & Bray, 2001; Hainline, Beall, & Wilfert,
2014). Alcohol use in athletes has been found to be positively
correlated with illicit drug use (McCabe, Brower, West, Nelson, &
Wechsler, 2007). Problems associated with marijuana use may become
increasingly complex because it is now legal for individuals who are 21
years-old to use marijuana in some states of America, but remains
prohibited according to the National Collegiate Athletic Association
(NCAA) policies (Kilmer & Holten, 2014) and illegal in most
developed countries.
Moreover, athletes sometimes report positive effects due to
moderate use of substances (relaxation, socialization, increased energy,
stress and pain relief, reduction of anxiety) (Evans, Weinberg, &
Jackson, 1992; Green et al., 2001; Martens, Cox, & Beck, 2003).
Although substance use resulting in negative consequences is likely to
be a primary target to assist mental health and sport performance, the
relationship between these variables is understudied in athletes
(Donohue et al., 2013). Therefore, professionals working with athletes
will need to balance the tension between positive and negative effects
of substance use on an individual basis.
Depression. Although athletes are often perceived to be at
decreased risk for depressive symptomatology due to their exercise
involvement (Paluska & Schwenk, 2000), approximately 24% of athletes
experience clinically significant depression (Wolanin, Hong, Marks,
Panchoo, & Gross, 2016). This rate is substantially higher than the
general population, which is approximately 9% (Watson & Kissinger,
2007). Depression increases risk of injury due to fatigue, poor
concentration, slower decision-making (Thompson & Sherman, 2007),
and suicide (Rao & Hong, 2016). Depressive triggers in athletes are
generally similar to the general population (e.g., intimate partner
break-ups, genetic predisposition, poor grades, financial stressors),
but may also include sport-specific triggers, such as overtraining,
injuries, performance criticism, and times of transition (Reardon &
Factor, 2010). Athletes may feel apprehensive endorsing symptoms of
depression due to social stigma and sport culture (Etzel & Watson,
2007). Therefore, chief targets of optimization programs in athletes
should be positive mood, interest or pleasure in activities, feelings of
fulfillment, confidence, hopefulness, optimal food intake and sleep,
satisfaction, energy, motivation, participation in social activities,
and thoughts of self-improvement, all of which have been indicated to
prevent or alleviate depression (Barlow, 2014).
Eating disorders. Sundgot-Borgen and Torstveit (2004) determined
that 14% of elite athletes reported clinical or subclinical levels of
eating disorders compared to 5% in the general population. Among female
athletes, 26% have reported symptoms of subclinical eating disorder
while only 2% have been indicated to meet diagnostic criteria for eating
disorder (Greenleaf, Petrie, Carter, & Reel, 2009). Among male
collegiate athletes, 19% reported subclinical symptoms of eating
disorders, but no athletes qualified for a clinical diagnosis (Petrie,
Greenleaf, Reel, & Carter, 2008). The prevalence rates of eating
disorders are much lower than mood and substance use disorders, but
demand attention because they are also potentially fatal (Hendelman,
2017; Tan, Bloodworth, McNamee, & Hewitt, 2014) and are associated
with severe negative consequences. For instance, athletes affected by
dysfunctional eating typically experience negative thoughts and feelings
about body weight and appearance (Voelker, Gould, & Reel, 2014),
leading to restricted dieting, self-induced purging, excessive training
(Reardon & Factor, 2010), energy deficiency, dehydration, loss of
bone mass, injuries, and poor athletic performance (Thompson &
Sherman, 2007).
Some sport environments may influence athletes to be at greater
risk of developing eating disorders, such as aesthetic sports (e.g.,
gymnastics) that promote particular body shapes and weight standards
(Reardon & Factor, 2010; Sundgot-Borgen & Torstveit, 2010). As a
result, eating disorders are more prevalent in aesthetic sports (42%)
compared to endurance (24%), technical (17%), and ball game sports (16%)
(Sundgot-Borgen & Torstveit, 2004).
Athletes who suffer from eating disorders are often reluctant to
disclose their difficulties or seek treatment (Tan et al., 2014).
Therefore, effective screening and optimal food intake and nutrition
(Bratland-Sanda & Sundgot-Borgen, 2013) should be emphasized when
implementing performance optimization programs in athletes.
Relationship of self-talk to mental health and sport performance.
Self-defeating self-talk is commonly evidenced in mood, anxiety, and
eating disorders (Wright, Basco, & Thase, 2006). In athletes,
negative self-talk can significantly undermine mental preparation,
evaluation of self, and performance (Hewitt, 2009). Optimizing self-talk
may therefore assist both mental health symptoms and sport performance
in athletes (Hatzigeorgiadis, Zourbanos, Galanis, & Theodorakis,
2011). Indeed, positively-framed self-talk can produce a positive
attitude and prevent negative affect, such as depression and anxiety
(Otten, 2009; Seligman, Schulman, DeRubeis, & Hollon, 1999).
Furthermore, constructive self-talk and various other mental preparation
techniques have strong links to self-confidence, motivation, and anxiety
control (Hardy, Gammage, & Hall, 2001), and they can help athletes
control their mood, stop negative thoughts, correct bad habits, and
improve focus, planning, problem-solving ability, and skill acquisition
(Williams & Leffingwell, 2002; Zinsser, Bunker, & Williams,
2006), all of which impact sport performance. Furthermore, self-talk can
be generalized to optimize other areas of life that impact
athletes' well-being, such as academics (e.g., anxiety before an
exam) and relationships (e.g., asking someone for a date) (Donohue,
Dickens, & Del Vecchio, 2011). To provide effective training for
athletes, performance-based programs should incorporate optimization of
self-talk into curriculum by teaching athletes how to establish optimum
mindsets throughout practice and competition and apply these skills to
contexts outside of sport (Hatzigeorgiadis et al., 2011).
Confidence is essential for enhancement of sport performance,
stress management, and prevention of mental health problems (Vealey,
2009). Athletes who lack confidence, as compared with those athletes
evidencing high confidence, self-criticize more often, adopt inadequate
decision-making styles, dwell on problems when attempting to identify
solutions, and are less able to think positively once negative thoughts
or problems have occurred. In contrast, athletes who are more confident
in their abilities are able to think positively even when negative
thoughts or problems occur, and tend to focus on solutions to a problem,
rather than the problem (Grove & Heard, 1997; Hatzigeorgiadis,
Zourbanos, Mpoumpaki, & Theodorakis, 2009). Additionally,
individuals with low confidence have been indicated to evidence poor
social skills, leading to social anxiety and avoidance behaviors (de
Jong, 2002). In turn, poor social support and intimate relationships may
trigger depression (Teo, Choi, & Valenstein, 2013) and substance
abuse (Thornton et al., 2012). Lastly, low confidence can induce
maladaptive behaviors due to peer pressure to "fit in"
(Kosten, Scheier, & Grenard, 2013). Therefore, mental health and
sport performance optimization programs in athletes may be particularly
effective when interventions are focused on confidence building grounded
in accurate self-talk.
An Optimization Intervention Model to Assist Mental Health and
Sport Performance
We espouse an optimization intervention model to mental health and
sport performance (Donohue et al., in press) that emphasizes multiple
intervention targets regardless of the extent of problem severity. As
the aforementioned literature review indicates, optimization models are
likely to be effective in athletes if they fit the culture of sport,
include a relatively high dosage of meetings, are skill-based,
incorporate evidence-supported cognitive behavior therapy and positive
psychology interventions, and involve significant others (i.e., coaches,
family, teammates, peers, athletic administrators) in the optimization
plan (see Martens et al., 2006 for outstanding review of significant
other involvement). Similar to positive psychology, the end goal is to
achieve a positive state of physical and mental well-being beyond the
absence of problems and psychopathology. Unique to pathologically
focused treatment models, the theoretical underpinnings of this approach
are grounded in optimization science, utilizing skill development to
advance achievement in relevant mental health and sport performance
situations along a continuum of optimization (non-optimal to optimal).
Therefore, the stigmatizing dichotomy of pathology or non-pathology is
avoided, assisting proponents of this model in providing intervention to
a broader population of athletes with and without mental health
disorders or sport performance problems.
The performance optimization model we propose is based on the
tenets of CBT, which postulates thoughts, feelings and behaviors
interact with one another and with environmental events/stimuli (see
diagram A in Figure 1; Wright et al., 2006). This conceptual model was
adapted in diagram B of Figure 1 to more clearly show athletes how
performance is an environmental event that reciprocally interacts with
thoughts, behaviors, and feelings to influence future performance. For
example, a critical comment from a coach might trigger negative thoughts
(e.g., "I'm never going to be good enough") and feelings
(e.g., frustration), which may lead to behavioral withdrawal (e.g.,
missing practice), thus potentially decreasing future performance. The
model assumes that thoughts, behaviors, and emotions interact with
performance on a dynamic basis. To assure optimum performance, thoughts,
behaviors, and emotions must be in homeostatic state of wellness.
Complementing this model, all behavioral and cognitive skills are
conceptualized to occur on an optimization scale with non-optimal and
optimal endpoints (see Figure 2) rather than a dichotomous view of
pathology (present/absent) typically employed in traditional treatment
models. In the optimization intervention model, cognitive and behavioral
skills are targeted to assist performance optimization, holistically
leading to positive feelings that are associated with mental health and
prevention of stress. Important to the reduction of stigma, the level of
impairment is irrelevant in this model, as the athlete can enter
intervention at any point along the continuum of optimization. There is
no assumption that the athlete is presenting with pathology or
impairment, unlike in traditional treatment models.
This optimization approach to intervention can be used in any
goal-oriented and strength-based program for athletes. Indeed, in our
original testing of this model, we modified Family Behavior Therapy (see
Azrin et al., 1994 for original outcome evaluation) to assist college
student-athletes with mental health and sport performance goals (Donohue
et al., in press). The intervention was coined The Optimum Performance
Program in Sports (TOPPS) by the Associate Athletic Director of the
institution to further reduce stigma associated with the pursuit of
mental health intervention. This optimization intervention was developed
with support from the National Institute on Drug Abuse (NIDA) and
includes many components that are consistent with positive psychology,
but with greater emphasis on skill development. Providers of TOPPS view
mental health as an "optimal regulation of thoughts,
feelings/emotions, and behaviors that are consistent with a positive
outlook and state of well-being" (Donohue et al., 2015, p. 2).
Athletes who participate in TOPPS are taught to initially perceive
problems with a positive bent and examine performance scenarios
objectively in all aspects of life to produce an automatic bias to think
optimistically.
Consistent with the culture of athletics, the TOPPS clinic looks
much like an athletic facility, as there are pictures of university
athletes, university paraphernalia, team schedules and motivational
posters on the walls. Upon arrival at the facility there is a sign that
indicates, "If you are looking for optimum performance, knock on
the door, you've arrived at The Optimum Performance Program in
Sports." Staff, usually students, is trained to greet athletes at
the door in t-shirts sporting the TOPPS brand (see Figure 3). Prior to
meeting a performance coach in the aforementioned evidence-supported
engagement meeting (Donohue et al., 2016b), athletes are engaged in
conversation about sports and offered items with the TOPPS brand that
have been indicated in surveys to be important to student-athletes,
including pens, t-shirts, key rings, water bottles, and backpacks.
The intervention consists of 12 outpatient performance meetings of
approximately 60 to 90 minutes duration that are implemented by a
Performance Coach. Performance meetings are scheduled to occur across a
four-month period, and each meeting may include several intervention
components from a menu of intervention options chosen by the athlete and
participating significant others of the athlete (e.g., coaches,
teammates, family, peers). The intervention components include
Orientation, Cultural Enlightenment, Dynamic Goal and Rewards,
Performance Planning, Goal Inspiration, Self-Control, Environmental
Control, Communication Skills Training, Job Getting Skills Training,
Financial Management Skills Training, Career Development, Performance
Timeline, and Pre-Performance Mindset Training and Post-Performance
Mindset Training (see Appendix for summary and Donohue et al., in press
for details). Performance Coaches implementing TOPPS provide
introductory rationales for each intervention, descriptive instructions
and materials (e.g., handouts, worksheets) during intervention
implementation, and homework assignments to practice skills prior to
future sessions. To facilitate skill acquisition, behavioral strategies
are utilized, including modeling, behavioral rehearsal, role-playing,
and imagery. The intervention package also includes innovative features,
such as engagement intervention meetings and phone calls (Donohue et
al., 2016b; Donohue et al., 2006), periodic text messages to athletes to
increase retention (e.g., intervention session reminders, statements of
support), positive nomenclature to replace stigmatizing terminology
(e.g. performance programming instead of treatment, performance coaches
instead of mental health counselors), opportunities for in-situ
intervention implementation (e.g., playing field; Donohue et al., 2013),
and focus on the optimization of performance rather than remediation of
pathology.
The optimization intervention approach has preliminarily
demonstrated significant outcome improvements in several important
domains (i.e., mental health, relationships, factors that interfere with
sport performance, days of substance use and unprotected sex) in both
controlled (Chow et al., 2015) and uncontrolled (Donohue et al., 2015;
Pitts et al., 2015) clinical case trials involving college athletes with
substance use disorders. Most recently, marked improvements in mental
health and mental and relationship factors affecting sport performance
were found from pre- to 5-months post-intervention in a college athlete
who was formally assessed in a structured clinical interview to evidence
no mental health disorders during baseline (Gavrilova, Donohue, &
Galante, 2017).
Future Directions
While there is evidence indicating that psychological interventions
can enhance athletic performance (Meyers, Whelan, & Murphy, 1996;
Weinberg & Comar, 1994), evaluations of behavioral interventions to
address mental health in athletes are conspicuously absent. Indeed, only
two active interventions (TOPPS and Mindfulness--Acceptance--Commitment)
have been found to concurrently show improvements in mental
health/substance use and sport performance in controlled clinical trials
involving athletes with (Chow et al., 2015) and without (Gross et al.,
2016) formal mental health conditions. These interventions appear to
offer promise, and both emphasize the reduction of stigma,
evidence-supported protocols, and sport-specific programming. Indeed, a
NIDA-funded controlled clinical trial, that was recently accepted for
publication (Donohue et al., in press), examined the TOPPS approach as
compared with services as usual in collegiate athletes who were assessed
to use alcohol or illicit drugs. This trial has shown outcomes favoring
the TOPPS approach in mental health, mental health and relationship
factors affecting sport performance, and substance use, particularly in
athletes evidencing greater diagnostic severity. However, more treatment
outcome studies are needed to assist athletes in their achievement of
optimum mental health and sport performance. Along this vein, no mental
health interventions have been examined in controlled clinical trials
among pre-college athletes or professional athletes evidencing mental
health conditions. However, professional and amateur sport organizations
are initiating studies to better understand mental health intervention
development. For instance, among other efforts, the National Collegiate
Athletic Association (NCAA) is funding small grants to prevent substance
abuse in collegiate athletes (Anderson & Rajnik, 2004), and the
National Football League has contributed substantial funds to better
understand and prevent concussions that often lead to mental health
difficulties (Foundation for the National Institutes of Health, 2017).
We believe the next step will be for professional and amateur sport
organizations to become actively involved in the development of
optimization interventions that fit their unique cultures. For instance,
in an applied research initiative, the world-renowned Cirque du Soleil
and National Circus School (Ecole Nationale de Cirque) (both
headquartered in Montreal, Quebec) have collaborated with our research
team at the University of Nevada, Las Vegas to empirically develop
optimization-focused mental health and circus performance screening,
referral, and intervention methods to assist their artists (Donohue et
al., 2017a). In this approach, we have empirically identified clinical
guidelines, utilizing the Sport/Circus Interference Checklist (Donohue
et al., 2007b) scores, to identify circus students and professionals who
are likely to benefit from optimization programming targeting circus
performance. Based on these scores, it is additionally possible to
empirically identify those who may be particularly likely to benefit
from mental, social, and physical health screening, and subsequently
involved in standardized, empirically-supported interviews to assist
appropriate service engagement (see Donohue et al., 2016b). Using these
tools, the circus artists are safely screened with an enhanced
likelihood they will be interested in pursuing optimization-focused
intervention for circus performance and/or mental, social, and physical
health.
Appendix
FBT Interventions Menu
Intervention Intervention Purpose
Components
1 Orientation Formal orientation to FBT, including
review of optimization model, personal
strengths, & significant other
engagement
2 Cultural Determining the extent to which ethnic
Enlightenment and sport culture will be considered
in meetings
3 Dynamic Setting and maintaining performance
Goals and Rewards goals and establishing rewards for
goal accomplishment from
significant others
4 Performance Reviewing a menu of intervention
Planning options and subsequently ranking
intervention priority
5 Positive Request Communication skills training
specific to negotiating disagreements
and requesting things from others
6 Reciprocity Exchanging things that are loved,
Awareness admired, and respected among attendees
7 Environmental Determining and managing goal
Control consistent and inconsistent stimuli
interfering with or facilitating goal
accomplishment
8 Self-Control A cognitive method of terminating
impulsive problem behaviors,
generating solutions, and
visualizing plans
9 Job-Getting Developing skills to achieve
Skills Training optimum employment
10 Financial Learning how to decrease expenses
Management and increase income
11 Career Planning Determining an optimum career plan,
including how to prepare for
a dream job
12 Goal Inspiration Inspiring motivation for goals by
reviewing positive consequences
of goal accomplishment
13 Performance Timeline Determining when and how to enhance
factors that contribute to optimum
performance in sport and life
situations/events
14 Pre-performance Establishing optimum mindset
Mindset Training prior to important events
15 Post-performance Establishing optimum
Mindset Training mindset after events
Yulia Gavrilova and Brad Donohue
University of Nevada, Las Vegas
Address correspondence: Brad Donohue, Ph.D., University of Nevada,
Las Vegas Department of Psychology, 4505 S. Maryland Parkway Las Vegas,
NV 89154-5030. Email: bradley.donohue@unlv.edu
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Caption: Figure 1. Cognitive-Behavioral Triangle Adapted to
Accommodate Performance.
Caption: Figure 2. Performance Optimization Scale.
Caption: Figure 3. The Optimum Performance Programm Sports (TOPPS)
Logo.
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