Lessons on Marine Protected Area Management in Northern Boreal Regions from the United States and Norway.
McDermott, Susanne F. ; Buhl-Mortensen, Lene ; Dahle, Geir 等
Lessons on Marine Protected Area Management in Northern Boreal Regions from the United States and Norway.
Introduction
Marine protected areas (MPA's) can be considered a tool for
ecosystem-based marine spatial planning (Katsa-nevakis et al., 2011;
Stelzenmuller et al., 2013) and have been established to meet the goals
of biodiversity conservation, sustainable management of marine
resources, and marine heritage preservation (Fernandez and Castilla,
2005; Field et al., 2006; Worm et al., 2006; Greenville and Macaulay,
2007; Gleason et al., 2010; Grafton et al., 2011; Hansen et al., 2011;
Rice et al., 2012). MPA's can also serve to protect habitats from
destructive fishing practices (e.g., protection against fishing impacts
on coral reefs off Norway), extraction activities, energy production,
and petroleum development.
The use of MPA's has necessitated the creation of
organizations to monitor and give advice on their designation and use,
both within nations (i.e., the National Marine Protected Area Center
(NMPAC), part of the National Oceanic and Atmospheric Administration
(NOAA) in the United States), and internationally (i.e., the Food and
Agricultural Organization (FAO) of the United Nations) (Murawski et al.,
2000). For the purposes of this paper, we use the MPA definition
formulated in the United States: "... area of the marine
environment that has been reserved ... to provide lasting protection for
part or all of the natural and cultural resources therein."
From the perspective of many consumptive users of the ecosystem
(e.g., fishermen, shipping industry, oil industry), MPA's are often
seen as a means to exclude users from accessing valuable areas
(Katsanevakis et al., 2011; Thorpe et al., 2011; Abbott and Haynie,
2012; Buhl-Mortensen et al., 2017). Therefore, the decisions regarding
area closures are often highly controversial (Thorpe et al., 2011; Rice
et al., 2012; Fenner, 2016), and motivate examination of the
effectiveness of MPA's relative to other management tools (i.e.,
reduction in catch levels or fishing effort for sustainably managing
fisheries yield).
Within the scientific community, there is ongoing research on the
effectiveness of MPA's as management tools for fish species and
ecosystems (Trexler and Travis, 2000; Roberts et al, 2005; Sanchirico et
al., 2006; Worm et al., 2006; Lester et al., 2009; Sorensen and Thomsen,
2009; Thorpe et al, 2011). Establishment of MPA's may not consider
the potential interactions with other spatial closures, physical and
biological processes such as ocean currents and phenology, and diverse
human uses and responses to the MPA (Katsanevakis et al., 2011).
For example, an MPA may be created for a single species without
consideration of the impact on other species in and out of the MPA
(Martell et al., 2005). In other cases, the potential interactions
between closed areas for a single fish stock and other fisheries or user
groups are ignored if they are outside of the management system.
Comparing different MPA types and outcome scenarios in a larger context
can help us determine when MPA's are the best solution and when
other management strategies might be more effective.
While much of the scientific literature and political discussion
has focused on the use of marine protection of tropical ecosystems as
related to coral reefs and mangroves, this paper aims to expand the
scientific discussion on the use of MPA's as an important element
in managing temperate, boreal, and Arctic marine ecosystems (Murawski et
al., 2000, Witherell and Woodby, 2005, Fenberg et al., 2012). The number
of studies on MPA's has increased over the last 15 years with 5,901
papers published with "Marine Protected Area " in the title,
abstract, or keywords since 1991. (2) However, only 306 of these papers
(7%) addressed MPA's in northern regions with temperate ocean
ecosystems. Area closures as protection measures for habitat
preservation, bycatch avoidance, or effort reduction have been used as
management tools for decades for a variety of fish and shellfish stocks,
marine mammal populations, and seabird colonies in northern temperate
regions. However, few such closures were termed "Marine Protected
Areas" when they were created, even though under recent definitions
by FAO and NOAA they would be identified as such (Witherell and Woodby,
2005).
There are several challenges when designing MPA's in northern
ecosystems. First the productivity of these systems is often dominated
by a few species of high abundance which tend to occur in areas of high
biological production (Rohde, 1992; Gray, 2001), such as Atlantic cod,
Gadus morhua, in Norway, walleye pollock, Gadus chalcogrammus, and
yellowfin sole, Li-manda aspera, in the Bering sea, and haddock,
Melanogrammus aeglefinus, on Georges Bank (Gray, 1997). The areas of
high biological production can vary seasonally and spatially between
years, and fish species can undergo large scale seasonal migrations
between feeding and spawning grounds (Shimada and Kimura, 1994; Bailey
et al., 1997; Comeau et al., 2002; Olsen et al., 2010). It is therefore
difficult to establish MPA's for these species that encompass their
home range throughout their life cycles, particularly for MPA's
that may be in place for specific seasons within a year.
The second challenge is that often the size and remoteness of the
areas to be protected hinders data collection. Because the management
areas defined for these northern ecosystems are often large with low
human population and infrastructure along the coast, we often lack
detailed knowledge of the spatial distribution of vulnerable and/or
productive bottom habitats such as cold-water coral reefs. This
challenge has been addressed in Norway by the seafloor mapping program
MAREANO (Marine Areal Database for Norwegian Waters: www.mareano.no)
that uses multibeam hydroacoustic technology and underwater camera
habitat classification (Buhl-Mortensen et al., 2015). In Canada, the
distribution of corals on the western Atlantic coast was identified to
prevent damage by the fisheries and petroleum industries (Mortensen et
al., 2005; Mortensen et al., 2006). However, such programs are resource-
and time-intensive.
Finally, some northern countries, such as the United States and
Norway, have sophisticated fisheries management systems that require a
lengthy process in order to either implement or adjust MPA's, often
involving stakeholder input and complicated legislative and regulatory
procedures that can affect the ability to rapidly make management
adjustments in these systems. The complicated management structure
emphasizes the need to incorporate flexibility into the management
process (to the extent possible). Moreover, the issues of spatial and
temporal variation in productivity and limited spatial information
illustrate the importance of assessing whether MPA's are expected
to be the most appropriate management tool.
Our objective in this paper is to review and evaluate the
effectiveness of MPA's in Northeast Atlantic (Norwegian), Northeast
Pacific (U.S.), and Northwest Atlantic (U.S.) waters (Fig. 1). All three
systems have sophisticated fisheries management plans in place that
manage fish stocks based on single-species stock assessments, and they
allocate total allowable catch (TAC) based on sustainable harvest
levels. In addition, in all three systems, area closures have been part
of the fisheries management process but were often not designed as part
of a comprehensive network of MPA's.
To evaluate the effectiveness, we focus on MPA's with
measurable indicators, such as biomass trends from stock assessments or
fish or invertebrate densities from scientific surveys. We provide a
short overview of each ecosystem, a narrative history as to how the
protection measures came into place, and a description of the MPA's
goals and objectives. We then examine if those goals have been met and
any other effects that occurred as a result of the closures.
Several of the MPA's considered here have been in place for
many years, allowing us to analyze their effectiveness in achieving the
goals and objectives over the long term. Others, such as the ones in the
Lofoten Islands area and for Atlantic cod, are relatively new and will
be discussed with respect to design and implementation strategies (Olsen
et al., 2007; Buhl-Mortensen, 2017). We arrange our case studies by
ecosystem and discuss the MPA's with respect to conservation versus
fisheries management goals.
The goal of MPA's for fisheries management is to increase
sustainable yields, but this may come with short-and long-term economic
costs. Bio-mass would increase within the MPA provided that the stock
had been fished down below its virgin biomass, and the MPA is larger
than the typical scale of fish movement, with stronger responses
expected for heavily fished sedentary species. In most circumstances (in
particular, if the stock-recruit relationship is always increasing),
biomass within the closures cannot increase on average higher than
virgin level (assuming unchanged carrying capacity for the stock). Thus,
much larger increases inside the closures can theoretically occur for
heavily fished stocks than for those that are lightly fished, given
similar carrying capacity of the ecosystem as during the time of the
virgin biomass.
Secondly, the magnitude of the response also depends on adult
mobility. Highly mobile species will leave the closures, and thus it is
hard to monitor positive effects on the population. Species of moderate
mobility may increase in abundance if at least a portion of the fish
remain within the closure, but the population increase will likely be
less than that of stationary species because some migration of
individuals from the closures to the fished areas will occur.
However, in order to increase yield, there needs to be sufficient
"spillover" of larvae and/or adults from the MPA into the
fished areas that is greater than the direct loss of yield owing to the
MPA (Hart, 2006), and insufficient spillover may not produce a net
economic benefit to the fishery (Sanchiri-co et al., 2006; Gaines et
al., 2010). Closing important fishing grounds may lead to a spatial
reallocation of effort into a smaller area as well as the loss of yield
from fish that remain inside the MPA.
Such shifts in effort can be costly to the fishing industry,
because fishing vessels may need to travel further and to areas that may
have lower average catch rates or product value (Smith and Wilen, 2003;
Haynie and Layton, 2010). Additionally, the redistribution of fishing
effort can increase the by catch of non-target fish species or increase
the habitat impact in areas previously not heavily fished. Therefore, it
is important to monitor the economic impact of MPA's as well as the
biological impact on the ecosystem.
Finally, our goal in examining an MPA system is to identify how it
addresses the overarching (and sometimes conflicting) strategic spatial
management objectives of conservation and use (Rice and Houston, 2011)
and the associated trade-offs and costs. For example, one such tradeoff
is between the long-term goals of habitat protection and yield increase
and the short-term loss of fisheries.
Ecosystem Descriptions
Norway Northeast Atlantic
The Barents Sea and the Lofoten Islands
The Barents Sea (Fig. 1-3) is a subarctic continental shelf
ecosystem (average depth 230 m) bordered in the west by the edge of the
continental shelf towards the Norwegian Sea, in the east by Novaya
Zemlya, and in the north by the Arctic Ocean (Svalbard archipelago). The
convergence of warm Atlantic and cold Arctic waters creates a productive
ecosystem that supports high densities of fish, crustaceans, seabirds,
and marine mammals (Sundby and Nakken, 2008).
The most important commercially fished species in the Barents Sea
are Atlantic cod; haddock; capelin, Mallotus villosus; saithe,
Pollachius virens; and herring, Clupea harengus. Herring reside in the
Barents Sea only as juveniles while living as adults in the Norwegian
Sea and spawning further south along the Norwegian coast. The other four
species use the Barents Sea throughout their life history, spawning
along the Norwegian coast and drifting into the Barents Sea with the
currents during the larval stage (Olsen et al., 2010). The large stocks
of pelagic and demersal fish sustain a large fishery from Norway and
Russia and a small fleet from the European Union. All fish stocks except
saithe are jointly managed between Norway and Russia through the
Russian-Norwegian Fisheries Commission.
In the Lofoten Islands area (Fig. 2, 3, 4), the Norwegian
continental shelf is at its narrowest and is dominated by shallow banks
and deep troughs.. Upwelling along the steep continental slope results
in high primary and secondary productivity, a large fish biomass, and
highly productive fisheries (Sundby and Nakken, 2008). In the transition
layer between the cold Norwegian Coastal Current and the warmer,
nutrient-rich Atlantic Current lie the spawning grounds of the Atlantic
cod. The combination of high plankton production and large eddies off
the Lofoten Islands make this area ideal for larval feeding and
retention during the first life stages of Atlantic cod (Sundby and
Nakken, 2008). In this area, the mapping activity of MAREANO has
revealed hundreds of coral reefs and other vulnerable marine ecosystems
(VME's) and trawl marks resulting from the high fishing intensity
are common (Fig. 3a, 3b).
The North Sea and the Skagerrak Area
The North Sea (Fig. 2, 5) is a shallow sea bounded by the British
Isles, continental Europe, and Norway with an average depth of ~100 m
(OSPAR, 2000). The North Sea connects to the North Atlantic through the
English Channel in the south and the Norwegian Sea in the north. Most of
the water masses enter from the northwest, where part of the North
Atlantic Drift Current branches off into the North Sea, mixes with
different water masses and exits as the Norwegian Coastal Current
further north. The North Sea fisheries have been heavily exploited by
the surrounding densely populated and industrialized countries. Over the
last four decades the offshore oil and gas industry in the region has
become very economically important. Environmental concerns include
overfishing, runoff from industry and agriculture, oil spills, dredging
and dumping, and, in recent years, increasing water temperature.
The continental shelf off the Norwegian Skagerrak coast is narrow
and the slope extends down to about 700 m in the Norwegian Trench (Fig.
2, 6). Except for Denmark, the Skagerrak coastline is complex with
numerous smaller fjords and archipelagos, a narrow shelf, and a steep
slope. This sets the stage for resident and locally adapted populations
of fish (Rogers et al., 2014). Among the commercially exploited species
are Atlantic cod; Spanish mackerel, Scomber scombrus; European lobster,
Homarus gammarus; and northern prawn, Pandalus borealis. Other species,
such as the anadromous brown trout, Salmo trutta; and pollack,
Pollachius pollachius, are often targeted by recreational fishermen. The
fish communities along the Skagerrak coast also include several
flatfishes (Pleuronectidae), labrids (Labridae), clupeids (Clupeidae),
gobies (Gobiidae) and other smaller non-harvested species (Barcelo et
al., 2016).
U.S. Northeast Pacific
Eastern Bering Sea
The eastern Bering Sea (Fig. 7) is a diverse subarctic ecosystem
that supports some of the world's largest commercial fisheries. The
eastern Bering Sea is broadly defined as the area bordered by the Bering
Strait to the north, the International Dateline to the west, the
Aleutian Archipelago and Alaska Peninsula to the south, and the Alaska
mainland to the east. The continental shelf is shallow (less than 200 m)
and broad (500-800 km), gradually increasing in depth from the Alaska
coast to 180 m at the edge of the continental shelf, with an average
depth of 70 m (Hunt and Megrey, 2005) and ending in the abyssal Aleutian
Basin in the southwest. It is generally featureless, with the exception
of three large and several small islands (NRC, 1996). There are seven
large canyons along the slope area of the Bering Sea shelf which are
highly productive areas that support spawning and feeding fish and
shellfish.
Fisheries in the eastern Bering Sea target many groundfish species
that include walleye pollock; yellowfin sole; northern rock sole,
Lepidopsetta polyxystra; flathead sole, Hippoglossoides elassodon; and
Pacific cod. Walleye pollock is one of the world's largest
commercial fisheries and yellowfin sole is one of the world's
largest flatfish fisheries. Pollock replaced yellowfin sole in the
mid-1960's as the principal exploited groundfish species. The
annual TAC of all groundfish in the eastern Bering Sea and Aleutian
Island fisheries is capped at 2 million t.
Major fisheries also target (or targeted) crab species such as red
and blue king crab, Paralithodes camtschaticus and P. platypus,
respectively; snow crab, Chionoecetes opilio; and Tanner crab, C.
bairdi. While not as large in terms of landings as the groundfish
fisheries, the crab fisheries are very valuable. Each crab stock has
undergone dramatic boom and bust cycles over the past several decades,
and the various fisheries have been closed at one time or another due to
overfishing concerns (NPFMC, 201 la).
Yellowfin sole was the first groundfish species targeted by the
eastern Bering Sea commercial fisheries during the late 1960's,
while other species were only taken as bycatch (NPFMC, 2011b). Following
a decline in abundance of yellowfin sole, other species (principally
pollock) were targeted, and total catches peaked at 2.2 million t in
1972. Pollock is now the principal fishery, with catches peaking at
approximately 1.3-1.5 million t in years of high recruitment (NPFMC,
2011b).
After the Magnuson-Stevens Fishery Conservation and Management Act
(MSFCMA) was adopted in 1976, catch restrictions and other management
measures were placed on the fishery, and total groundfish catches have
since varied from 1 to 2 million t. Total groundfish catches have been
below the 2 million t cap. Catches in the eastern Bering Sea and
Aleutian Islands for 2016 totaled approximately 1,953,000 t(NPFMC,
2016).
Aleutian Islands
The Aleutian-Commander Islands archipelago extends more than 3,000
km between Alaska and Russia, and forms the southern border of the
Bering Sea. The islands are mostly peaks of steep volcanoes surrounded
by narrow and steep continental shelves. This region is highly
productive and supports large concentrations of sea-birds, marine
mammals, sessile invertebrates, and fish (Logerwell et al., 2005). The
oceanography of the Aleutian Islands is very dynamic (Ladd et al.,
2005). The interaction of steep bathymetry with strong tidal currents
results in mixing, upwelling, and downwelling in the Aleutian passes and
conditions are highly variable on small spatial and temporal scales.
The fishery in the Aleutian Islands started as a foreign fishery
mostly targeting Pacific ocean perch, Sebastes alutus; and Atka
mackerel, Pleurogrammus monopterygius, but beginning in 1976 it
transitioned to a domestic fleet with the adoption of the MSFCMA and the
200-nmi Exclusive Economic Zone (EEZ). Initially, foreign countries were
allocated catch quotas in order to develop the U.S. domestic industry by
sharing knowledge about fishing locations and operations, resulting in a
joint venture period from 1977 to 1990. Since 1990, the fleet has been
entirely domestic (NPFMC, 2016).
Total catches were in excess of 150,000 t throughout the following
decade. But in 1999, the pollock fishery was severely restricted due to
concerns regarding the fishery's impact on Steiler sea lions,
Eumetopias jubatus. Since then, total groundfish catches have averaged
slightly above 100,000 t and are typically about 50% Atka mackerel, 30%
Pacific cod, 15% Pacific ocean perch, and 5% other species (Zador,
2014).
U.S. Northwest Atlantic
Georges Bank
Georges Bank is a submerged plateau located east of Massachusetts
and southwest of Nova Scotia (Backus, 1987). It measures about 300 km x
150 km (ca. 45,000 [km.sup.2]); depths are less than 100 m on most of
the bank, and are less than 10 m on the shoals in its north-central
portion. Because of its high primary productivity and retentive gyre,
Georges Bank is one of the most productive fishing grounds in the world
(Cohen and Grosslein, 1987).
Commercial fisheries began on Georges Bank in the 18th century, but
by the end of the 19th century, overfishing of Atlantic halibut,
Hippoglossus hippoglossus; Atlantic cod; and large whales was already
evident (Hennemuth and Rockwell, 1987; Clapham and Link, 2006).
Exploitation of many fisheries reached very high levels in the
1960's and early 1970's, much of it due to foreign factory
trawler vessels (Hennemuth and Rockwell, 1987; Fogarty and Murawski,
1998; Overholtz, 2002; Hart and Rago, 2006). When foreign fishing
vessels were excluded by the declarations of 200-nmi EEZ by the United
States and Canada in 1976, effort in the domestic groundfish and sea
scallop fisheries increased, resulting in a collapse in the landings and
biomasses of these fisheries in the early 1990's (Fogarty and
Murawski, 1998; Hart and Rago, 2006).
MPA Case Study Evaluations
Northeast Atlantic (Norwegian waters)
The establishment of MPA's in Norway has followed multiple
paths. However, one common denominator is the 2002 Johannesburg
Declaration that initiated the process for sustainable use and
ecosystem-based management (EBM) of all living marine resources
(United-Nations, 2002). This declaration, together with the Convention
on Biological Diversity (CBD), scientific publications (Fernandez et
al., 2005; Crowder et al., 2006), and position documents from
non-government organizations (NGO's) (Kelleher, 1999; FAO, 2011),
has created strong international pressure for implementing marine
protection measures.
Establishing ecosystem-based management has led to calls for
various forms of integrated management of marine areas, with marine
spatial planning (MSP) being the most developed and comprehensive
approach (Douvere, 2008). A central part of MSP is the establishment of
zoning plans, where MPA's are one of the zoning measures that can
be used.
At the start of the century, the Norwegian government initiated a
process aimed at managing marine space in its marine ecosystem through
regional management plans (Barents Sea, BSMP), Norwegian Sea, and North
Sea (Olsen et al., 2007; Ottersen et al., 2011; Olsen et al., 2016)
balancing human uses and conservation requirements. In parallel, a
process to design a representative network of MPA's in the
Norwegian EEZ as part of an integrated management plan was initiated and
a preliminary network of MPA's was recommended in 2003. So far only
a few of the MPA's proposed in 2003 have been established, but the
process is ongoing.
However, Norwegian fisheries management includes the extensive use
of closed areas to protect juvenile fish or reduce bycatch, banning
trawling from all areas closer than 4 nmi from the coast, and other
measures that are de-facto area-based protection; these management
measures are seasonal MPA's. In addition all deepwater Lophelia
coral reefs have been protected from destructive fishing practices.
Marine Areal Database for Norwegian Waters (MAREANO)
The goal of the MAREANO project is to provide detailed habitat
information in support of management plans for Norwegian waters. It was
started in 2005 to fill knowledge gaps within the area outside Lofoten
that was closed to oil explorations before the revision of the BSMP.
This precautionary closure (Fig. 2, 3) was established to prevent oil
extraction in a vulnerable and valuable marine area identified in the
Barents Sea management plan until more knowledge was available.
In addition, two new management initiatives were implemented in
Norway in 2009: the Marine Resources Act (3) and the Nature Diversity
Act (4) which both affected spatial allocations to fisheries and oil
exploitation. They also highlighted ecosystem management by requiring
that all marine organisms caught in the fisheries be reported and that
management of marine diversity applies to all levels of the ecosystem
from population genetics to habitat diversity.
The MAREANO project mapped an area of 200,000 [km.sup.2] from 2006
through 2017. Methods were developed for mapping habitats and biotopes
including a procedure for producing maps of predicted biotopes that
combined information on the distribution of biological communities with
environmental factors and indicators (Buhl-Mortensen et al., 2009;
Buhl-Mortensen et al., 2015). Based on the MAREANO mapping, detailed
distribution of sensitive and threatened habitats, such as coral gardens
and sponge communities, have been provided for the particularly valuable
and vulnerable areas identified in the Barents Sea Management Plan (Fig.
3b).
MAREANO also has provided information on such fisheries impacts as
trawl marks on the bottom substratum (Fig. 3a) and effects on benthic
megafauna, like sponges and corals (Buhl-Mortensen et al., 2015). Trawl
impacts were quantified by counting trawl marks along video transects;
visible impact was most intense at the Tromsoflaket Bank and in certain
regions in the Eggakanten area (Fig. 3a). However, no clear relationship
between the satellite tracking data of trawling vessels and the
abundance of trawl marks could be established, likely because varying
sediment type and current conditions are major factors influencing
severity and longevity of trawl marks. This was supported by the
observation that in heavily fished areas, more trawl marks are visible
on soft bottom than on hard bottom substrate (Buhl-Mortensen et al.,
2016; Buhl-Mortensen and Buhl-Mortensen, 2017).
To quantify the effects of bottom trawling, the density of benthic
megafauna taxa (e.g., sponges and corals) was studied in video transects
from areas of varying fishing intensities (FI) using vessel monitoring
system data. Both density and diversity of megafauna were lower in areas
with high FI and even low trawling frequency had a negative effect.
Vulnerability of the bottom organisms depended on their size, position
in the substratum, mobility, and life span/cycle. The effects of bottom
trawling on both the substrate and benthic fauna were considered and led
to an increased focus on managing the ecosystem effects of fisheries on
bottom habitat and benthic fauna (Meld, 2011).
As a result of the mapping by the MAREANO program, the exact
position of many reefs is now available and accessible to fishermen
using marked seafloor maps, since a law was passed in 1999 making it
illegal to trawl on known coral reefs. The new information on locations
of coral reefs and effects of bottom trawling on megafauna in the
Barents Sea has aided the revision of coral protection areas and is
intended to lead to a selection of MPA's that will also protect
other vulnerable habitat, such as for sponges and sea pen, from the
effects of fishing and oil or gas exploration. These seafloor maps will
be useful in achieving the new management objective of the
Lofoten-Barents Sea plan, specifically "avoiding damage to
vulnerable and valuable marine habitat."
Due to the complex resource management system in Norway involving
several institutions and ministries, this process has been
time-consuming and cumbersome. Therefore the ultimate management goal of
establishing closures and protecting the vulnerable habitat areas has
not yet been achieved.
Northeast Atlantic Cod Management Complex (Norwegian Waters)
The Atlantic cod is an important fish species for the fishermen
along the Norwegian coast. North of lat. 62[degrees]N the Atlantic cod
management complex is managed under a merged quota and composed of two
separate management units: the larger Northeast Arctic Cod subgroup
(NEAC) and the much smaller Norwegian Coastal Cod subgroup (NCC). From
the mid-1970's to 2003 the NCC annual quota of 40,000 t was added
to the 5-10 times larger quota for NEAC. The total quota has thus been
driven mainly by the state of the NEAC stock.
The NCC spawn all along the Norwegian coast at the same time as the
NEAC and in some areas, like in Lofoten, overlap the NEAC spawning
areas. Since neither fishermen nor buyers can identify the stock of
individual fishes by morphology, stock-specific quotas alone will not
adequately protect the NCC. The goal of this MPA is to protect the NCC
in the Atlantic cod management complex from overfishing during the
fishery targeting spawning NEAC. The rebuilding plan for NCC north of
lat. 62[degrees]N aims to gradually reduce fishing mortality until
research surveys show biomass levels similar to the years 1995-98, when
NCC biomass was considered healthy.
The highly migratory NEAC migrate from the feeding area in the
Barents Sea to the Norwegian coast to spawn. The main spawning area is
the waters east and west of the Lofoten Islands, while a smaller
component spawns at various locations along the coast: from Finnmark in
the North to More in the south, with Borgundfjorden being one of the
most important southern spawning grounds. In contrast, the NCC spawn all
along the Norwegian coast, and overlap with the NEAC. The fishing
intensity on spawning coastal cod has been particularly high in Lofoten
and Borgundfjorden areas due to the increased fishing efforts during the
spawning runs of the NEAC. Before the mid-1970's, NCC was managed
as part of the NEAC stock. However, due to continued decline in NCC
survey biomass, the International Council for the Sea (ICES) advised
zero catch for the years 2004-11 (ICES, 2009, 2012) and recommended
establishing a recovery plan to rebuild the NCC stocks with separate
allocations between the two subgroups.
The NCC fishery is regulated much like the NEAC fishery: minimum
catch size and mesh size on fishing gears, restriction on bycatch of
undersized fish, closure of areas having high densities of juveniles,
and seasonal and area restrictions. In recent years additional
restrictions on vessel size and fishing gears have been introduced in
the fjords and some coastal areas to protect the coastal cod. A
rebuilding plan was put in operation in 2011, with closures of spawning
grounds during the spawning season as one important regulation tool. To
date, seasonal closures have been conducted in two spawning areas:
Henningsvaerstraumen since 2005 and Borgundfjorden since 2009 (Fig. 4).
These two areas are known to be important spawning grounds for NCC, but
they are also frequented by NEAC during peak spawning.
The criteria for choosing closed areas were based on monitoring the
fraction of NCC to NEAC in the surrounding areas. The closure is put
into effect by the Norwegian Directorate of Fisheries when the
proportion of spawning NCC is 30% of the total spawning cod population.
The area in the Lofoten Islands (=200 [km.sup.2]) is closed to all
fishing activity from 1 Jan. to 30 June, except for fishing with fishing
rod and handlines (Fig. 4).
In 2012 the regulations were changed to allow small local vessels
(smaller than 11 m) to fish in the area. The area is opened for gillnet
fisheries with vessels smaller than 15.2 m if the percentage of NCC in
the commercial catches outside the closed area is < 30%. This
occurred in 2011, and again in 2012, when the percentage of NCC in the
catches was < 10%. The area in Borgundfjorden (Fig. 4) is closed to
all fishing from 1 March to 30 April, except for fishing with handlines
and fishing rods. The criteria for opening this area are the same as in
the Lofoten Islands, but the limit has never been reached.
North Sea Lesser Sandeel
The goal of the MPA's for lesser sandeel, Ammodytes marinus,
was to mitigate the effects of local overfishing on the sandeel stocks
by using area-based management tools. Rotational fishing closures are
the type of MPA's used for sandeel in Norway. Lesser sandeel is a
small species that buries itself in the sand during most of its life.
Because of the species' dependency on suitable habitat, sandeel
fishing grounds are distributed in the North Sea in a spatial patchwork
(Fig. 5). The high abundance of sandeel in the North Sea has made it a
target for a commercial fishery since the 1950's. Sandeel are
trawled during the daytime when the fish are feeding in dense schools.
Sandeel have supported the largest fishery in the North Sea with average
annual landings of ~800,000 t during the past three decades. However, in
2003 landings dropped suddenly to ~300,000 t. The decrease was
particularly severe in the Norwegian EEZ (90-95% in some years), where
several fishing grounds have not provided landings during the last
decade (ICES, 2009).
Because the species is an important trophic link in the North Sea
ecosystem and serves as prey for a variety of predators (e.g., birds,
fish, and marine mammals), the poor condition of the sandeel stock may
have a negative impact on the entire North Sea ecosystem. This is
further exacerbated by substantial spatial contraction of the stock
along with the substantial decline of available biomass. Individual
sandeel fishing grounds are split into two subareas. One subarea is
fished in one year and the second the following year. If the abundance
on a fishing ground falls below a predefined level, the entire fishing
ground is closed.
The total allowable catch (TAC) for all open areas was estimated
using biomass estimates from acoustic surveys. Sandeel become mature at
the age of two. Hence, alternating closures of two subareas of each
fishing ground is intended to maintain local spawning stocks, prevent
local depletions, ensure sufficient prey for predators, and maximize
fishing yield. This spatial management regime was introduced in 2010. To
date, the results have been promising. All fishing grounds that were
initially opened in 2010 were still open for fishing in 2012, even
though recruitment was poor in 2010 and 2011 (ICES, 2012), a situation
that would normally have resulted in overfishing and local depletions.
Since the area closures have been put into effect, the estimated
biomasses have been above the threshold level that would have closed
fishing in three of the fishing grounds.
Although the results of the new spatial management regime have been
promising, there are still questions that remain unanswered before
concluding that these MPA's are effective in the long term. First,
sandeel prefer relatively coarse sand, and when fish are removed from
their optimal habitat by fishing, the fished area is likely to be
replenished by sandeels from more marginal habitats (Holland et al.,
2005; Wright, 1996). Thus, if the preferred sandeel habitat lies in the
area open to fishing and the quality of the habitat is substantially
lower in the closed area, then migration from the closed subarea into
the area open to fishing could occur within one fishing season, and the
local stock could still be vulnerable to overfishing.
If, on the other hand, migration into the closed area from the open
area should occur between two fishing seasons, then this could reduce
fishing yield. These problems can be addressed by redesigning the
subareas, based on the acoustic survey. Second, the underlying mechanism
of recruitment remains unresolved, although empirical evidence suggests
that local spawning stocks are important for local recruitment.
Therefore it is possible that there are other causes for local
recruitment failures, such as changes in local retention for sandeel
larvae or changes in the local availability of planktonic prey.
MPA's for Lobster and Cod in Coastal Skagerrak, Southern
Norway
A network of MPA's has been implemented specifically targeting
the European lobster, Homarus gammarus, along the coast of southern
Norway. The main objective is to provide a scientifically based
evaluation of MPA's as a management tool for restoring this
intensively harvested population (Kleiven et al., 2011; Moland et al.,
2011). The European lobster is a prized catch for both recreational and
commercial fishermen in the Skagerrak, the northeastern area of the
North Sea. However, since the 1950's the lobster population in this
region has been in severe decline (Pettersen et al., 2009). In response
to this population decline, four lobster MPA's were established in
September 2006 (Fig. 6). The MPA's are small (0.5-1 [km.sup.2]) and
were intended to be experimental in nature, excluding the use of
standing gear such as traps, longlines, and gill-nets. Hook and line
fishing for species such as the Atlantic cod is still permitted inside
the MPA's.
The lobster MPA's were designed in collaboration with local
commercial fishermen. Recreational fishermen, on the other hand, were
not included in the implementation process although many of them
expressed that desire (Pettersen et al., 2009). Recreational fishermen
are an important stakeholder group and contribute the majority of
fishing effort for lobster in Skagerrak (Kleiven et al., 2011).
Therefore, one lesson learned was that recreational fishermen should be
included in future MPA implementation and assessment processes.
The lobster MPA's have been monitored annually since 2004 (3
years before implementation). Since 2006 (before implementation),
adjacent control areas, where lobster fishing was permitted, were added
to the study. The survey design therefore follows the BACIP
(Before-After-Control-Impact-Pairs) design as advocated in other studies
(Russ, 2002) as a general guide to measuring reserve effects. By 2010 (4
years after MPA designation), lobster population density had almost
tripled inside the MPA's and there was also a significant increase
in mean body size (Moland et al., 2013). A similar increase in
population density and body size was not observed in the control areas.
These results indicated that MPA's can be a useful management tool
in rebuilding lobster populations in northern temperate waters. Note,
however, that spillover and recruitment benefits to adjacent fished
areas have not yet been observed.
In one reserve and control area, the local population of Atlantic
cod has also been monitored. By 2010 both the survival and population
density of larger cod had increased inside the MPA compared to adjacent
control areas (Moland et al., 2013; Fernandez-Chacon et al., 2015).
Coastal cod in this region is known to be highly stationary, with
fjord-specific local populations that are also depleted and intensively
harvested by commercial and recreational fishermen (Knutsen et al.,
2003; Olsen and Moland, 2011; Kleiven et al., 2016). Therefore, it is
perhaps not surprising that Atlantic cod also benefit from the
MPA's due to the exclusion of fixed fishing gear. Informed by these
encouraging results, another MPA was implemented in 2012 to protect a
local Skagerrak fjord population of Atlantic cod. This MPA covers about
1.5 [km.sup.2] of the fjord around a key cod spawning area and excludes
all forms of fishing and thus is Norway's only true no-take marine
reserve. It offers protection to the coastal cod population, although
long-term effects on recruitment and population density of larger fish
still needs to be evaluated (Villegas-Rios et al., 2017).
Northeast Pacific (U.S. Waters)
Area closures have been used as fishery management tools off Alaska
long before they became known as Marine Protected Areas. Currently,
there are several regulatorily established Habitat Conservation Areas,
such as seamounts, coral protection areas, and no-trawl zones. In one
example, we focus on the first such "MPA" in Alaska waters; it
was established in 1939 when Cook Inlet and all waters east of long.
150[degrees]W were closed to trawling for red king crab, Paralithodes
camtschaticus, in an effort to reduce exploitation of red king crab and
Pacific halibut, Hipploglossus stenolepis (Witherell and Woodby, 2005).
At present, more than 40 MPA's have been established by fishery
managers in federal waters off Alaska (i.e., beyond the 3 nmi state
waters boundary) to address a diverse range of purposes including
protecting ecological structure and function, improving scientific
understanding, conserving habitat, protecting vulnerable stocks, and
preserving cultural resources (Witherell and Woodby, 2005).
Red King Crab and Blue King Crab Savings Area
Three large-scale MPA's in the eastern Bering Sea are
evaluated here (Fig. 7). The three large closed areas are not
"marine reserves" (sensu Lubchcnko et al., 2003) where no
extractive activities are allowed. Rather, the primary goal of all three
closures is sustainable production and exploitation of local crab stocks
(red king crab in the Near-shore Bristol Bay Trawl Closure Area
(NBBTCA), and the Red King Crab Savings Area (RKCSA), and blue king crab
in the Pribilof Islands Habitat Conservation Area (PIHCA)) by
prohibiting bottom trawling and therefore eliminating crab bycatch and
benthic habitat disturbance from groundfish trawl fisheries. Targeted
fishing for crab using pot gear is allowed, as is fishing for groundfish
using longline, pot, and, in some instances, pelagic trawl gear.
The NBBTCA (65,000 [km.sup.2]) was established in 1997 as a
year-round closure to all trawling (bottom and pelagic) in all of
Bristol Bay east of long. 162[degrees]W, except for a small area that is
seasonally open to trawling in the spring (from 1 Apr. to 15 June). This
expanded previous smaller protected areas in Bristol Bay in place from
1975 until 1983, to protect the Bristol Bay red king crab stock from
effects of groundfish trawl fisheries and to reduce gear interactions
between the crab pot and groundfish trawl gears.
In 1983 the area was opened to developing domestic trawl fisheries,
even though the crab stock had collapsed in 1981. In 1986, a 27,000
[km.sup.2] area in the middle of Bristol Bay was closed to bottom
trawling and in 1997 this was expanded to become the NBBTCA. The
adjacent RKCSA (14,000 [km.sup.2]) was also permanently closed to bottom
trawling north of lat. 56[degrees]10'N. South of lat.
56[degrees]10'N to 55[degrees]N, the RKCSA is open to limited
bottom trawling, but only in years when a directed fishery for Bristol
Bay red king crab is also allowed. Northern rock sole are the primary
target of bottom trawling in the limited area. Finally, the PIHCA
(24,000 [km.sup.2]) prohibited all trawling and dredging beginning in
1995 to protect the local stock of blue king crab.
Data from the long-term fishery-independent trawl survey in the
eastern Bering Sea (Lauth, 2011) conducted by the Alaska Fisheries
Science Center (AFSC) was used to perform a Before-After-Control-Impact
(BACI) analysis (Stewart-Oaten et al., 1986) of the effects of the three
large MPA's on the abundance of several ecologically and
commercially important groundfish and crab stocks. Each survey station
was classified into one of five analysis regions (Fig. 7): two areas
(control sites) that have been continuously open to exploitation
("Exploited Area West," "Exploited Area East") and
the three closed areas (impact sites).
We calculated mean CPUE for each analysis area by survey year as an
index of relative abundance by species within each area (Fig. 8). Mean
CPUE from the AFSC summer bottom trawl survey is routinely used to track
changes in fish and crab abundance in the stock assessments for most
federally managed stocks. The period 1990-94 was defined as the
"before" time period and 2006-10 as the "after" time
period in the BACI analysis. We then tested whether the average ratio of
abundance inside to outside each closed area changed in a positive
manner from before to after the MPA was implemented. We included 5
flatfish species, 4 other groundfish species, 2 crab species, and 5
habitat-forming invertebrate species/taxa in the analysis (Table 1).
We were able to make 35 valid comparisons (out of a possible 48)
(Table 1). We found a range of effect sizes, both positive and negative,
for relative changes in CPUE within the three closed areas examined,
relative to the adjacent exploited area and across the species/taxa.
Three significant positive effects, (p < 0.01) occurred for sea
peaches, Halocynthia sp., and sea raspberries, Eunephthya, in the NBBTCA
and for rock sole, Lepidop-setta spp., in the P1HCA.
Altogether, we found significant positive changes in relative CPUE
(p < 0.05, not accounting for multiple comparisons) associated with
at least one of the closed areas for all five flatfish species, three of
the four "other" groundfish species, two of the five
habitat-forming benthic invertebrate taxa, but neither of the crab
species (Table 1). Only rock sole, flathead sole, and Pacific cod
exhibited positive effects in more than one closed area.
Conversely, we found significant negative changes in relative CPUE
(p [less than or equal to] 0.05) associated with at least one of the
closed areas for two of the five flatfish species, two of the four
"other" groundfish species, one of the two crab species, and
two of the five habitat-forming invertebrate taxa. However, only Tanner
crab and sea peaches exhibited significant negative effects in more than
one closed area. The largest significant negative effects (p [less than
or equal to] 0.05) occurred for sea peaches in the RKCSA and sea onions,
Boltenia sp., and Tanner crab in the NBBTCA.
The three MPA's we examined were closed to bottom trawling to
reduce bycatch of several crab species in fisheries for groundfish.
These closed areas were open to other gear types and were not intended
to restrict the crab fisheries. Based on fishery observer data,
compliance with these closed areas by the groundfish bottom trawl
fishery appears to be good, and substantial effort by the groundfish
trawl fisheries in these areas prior to closure has been eliminated or
displaced (Fig. 9). We found no significant increases in relative
abundance in any of the three closed areas for the two crab species
(snow and Tanner) we examined.
Quite the opposite, we found that relative abundance decreased
significantly for Tanner crab in both the NBBTCA and RKCSA areas.
However, this may reflect relatively higher fishing mortality on crab
stocks within the areas closed to bottom trawling because targeted crab
fisheries are conducted within these areas. Of the 14 other taxa (9
groundfish species and 5 habitat-forming benthic invertebrate taxa)
which we were able to examine, only rock sole exhibited significant
positive increases in relative abundance across all three closed areas.
As a group, the flatfish species appear to have benefited most
consistently from the closures, with significant positive effects on
relative abundance in over half (8 of 14) of the cases examined. This
may be because flatfish are relatively stationary species compared to
other species targeted by the bottom trawl fishery, such as Pacific cod.
Pacific cod is also harvested in the eastern Bering Sea in large
quantities, but it moves across the boundaries of the closures and
therefore observation of a biomass increase inside the closed area is
less likely for this species.
Altogether, we found 14 instances out of 35 taxon/closed-area
combinations tested that exhibited "significant" increases in
the relative abundance of the taxon in the closed area in the time
following the closure. Conversely, we found 9 instances in which the
relative abundance of the taxon in the closed area declined
significantly. To some extent, these results suggest that the response
to areas closed to bottom trawling is inconsistent across species and
areas for many species. The closed areas have certainly had relatively
little positive effect on the targeted crab stocks. Closing these areas
to bottom trawling alone, but not to crab harvest by pots, does not
appear to be enough to recover depleted crab stocks.
Aleutian Islands Coral Protection Area
The Aleutian Islands coral protection areas (Fig. 10) were
established to protect vulnerable habitat from the impacts of bottom
trawling. Future bottom trawling was limited to where there had been
medium or high historical bottom trawl effort between 1990 and 2001. All
areas which had low or zero effort at fishable depth (over 58,000
[km.sup.2]) were closed to all future bottom trawling in 2007 as a
precautionary measure (NMFS, 2001). In addition, bottom trawling in
areas that had a high rate of bycatch of corals and sponges and low
catch rates was prohibited.
This closure created an MPA in the Aleutian Islands that closed
over 75% of fishable depths (up to 1,000 m) to all bottom trawling,
leaving an area of 26,555 [km.sup.2] open to trawling in the Aleutian
Islands, containing 94% of past effort and 97% of catch. This closure
was only possible because of the existing data from a large fishery
observer program and close cooperation of the industry. Additional
bycatch limits for coral and sponges were imposed as an additional
protection measure; these were set near the upper end of the observed
bycatch levels for these taxa.
There was one adjustment to the boundaries of this large MPA since
its implementation in 2007, which consisted of an exchange of areas in
the far western Aleutian Islands. Additionally, conservation measures to
protect Steller sea lion prey implemented in 2011 (see below) closed
much of the western and central Aleutian Islands to harvest of Atka
mackerel and Pacific cod, the top two fisheries in the Aleutian Islands,
which will complicate the analysis of the efficacy of the coral
closures.
Steiler Sea Lion Trawl Exclusion Zones
The other MPA's established in the Aleutians Islands are
fishing closures around Steiler sea lion (SSL) rookeries (Fig. 10). The
goal of these MPA's is to protect major SSL prey species from the
effects of fishing within sea lion critical habitat.
The Alaska SSL population has declined by more than 80% since the
1970's (Loughlin, 1998). In 1997, the western population (west of
long. 144[degrees]W) was listed as endangered under the Endangered
Species Act (ESA). In November 2000, a suite of protection measures was
implemented to mitigate potential competition between fisheries and sea
lions. Since then, 10 and 20 nmi diameter MPA's (known as Trawl
Exclusion Zones (TEZ's)) have been in place around major SSL
rookeries and haulouts to protect SSL critical habitat (Fig. 10)
In response to these MPA closures, NMFS conducted local-scale
studies in 2002-04 and 2006-07 to examine the abundance and movement of
Atka mackerel within and adjacent to the MPA's. Atka mackerel are a
major prey species of the western stock of SSL (Sinclair and Zeppelin,
2002).
The potential effect of MPA closures examined for the purpose of
this paper are that MPA's result in the increase of fish biomass
inside the closed area. This study was originally designed as a tag
release and recovery program for Atka mackerel (McDermott et al., 2005).
During the tag recovery on chartered survey vessels, the area swept,
catch, and species composition were recorded. We compared CPUE inside
vs. outside the closed areas to examine the hypothesis of increased
relative abundance of Atka mackerel inside the MPA's.
To test for differences in average CPUE inside vs. outside the MPA,
we analyzed each area separately and used an ANOVA (Titco Spotfire
SPLUS) with year as a factor. In the Tanaga and Amchitka areas, we
further divided the study areas into subareas, Amchitka North and South
and Tanaga East and West (Fig. 10). Each subarea represented a separate
population center within the study area. For Tanaga and Amchitka the
ANOVA included year and subarea as factors when testing for differences
of CPUE inside and outside the MPA. To test for differences in mean
length within study areas, we used an ANOVA (Titco Spotfire SPLUS) with
year, season, and sex as factors.
Atka mackerel CPUE was significantly different inside vs. outside
the MPA at Seguam Pass (P=0.003) but was not significantly different at
Amchitka (P=0.84), Tanaga (P=0.74), or Kiska (P=0.36) (Fig. 11). The
results of Atka mackerel CPUE differences might be explained by
oceanographie and habitat differences of study areas and by the MPA size
(i.e., 10 vs. 20 nmi). At Seguam Pass, for example, the MPA boundary is
20 nmi and happens to contain a well-documented frontal region
characterized by up-welling and stratified water (Coyle, 2005; Mordy et
al, 2005) This area may favor feeding (Rand and Lowe, 2011) and
reproduction (Cooper and McDermott, 2011). The population of Atka
mackerel inside the MPA is separated from the outside population by an
area of low Atka mackerel abundance which forms a natural boundary. At
the Tanaga, Amchitka, and Kiska study areas, the MPA boundary is 10 nmi
and in some cases, such as Amchitka, the MPA boundary bisects preferred
Atka mackerel habitat and fish movement across this boundary is
presumably high as tagging data have shown (McDermott et al, 2015).
In summary, it appears that in areas where fish could move freely
across the MPA boundary, there was no difference in relative abundance
inside vs. outside the MPA's. However in the areas where the MPA
was larger and fish aggregations were separated by a natural boundary,
the relative abundance of Atka mackerel was higher inside the closed
area.
Northwest Atlantic (U.S. Waters)
Groundfish and Sea Scallop Stocks in the Georges Bank Ecosystem
MPA's (Fig. 12) were established in December 1994 to help
rebuild important and severely depleted groundfish and sea scallop,
Placopecten magellanicus, stocks in the Georges Bank ecosystem. In
general, the MPA's were closed to bottom trawling and dredging for
groundfish and sea scallops, with some limited fishing in portions of
the MPA's for sea scallops, yellow-tail flounder, Limanda
ferruginea, and haddock, Melongrammus aeglefinus, during some periods
since 1999.
Prior to 1994, these three areas were closed during late winter and
spring to protect groundfish spawning aggregations. Thus, the MPA's
were not originally designed as year-round closures. Besides the
closures, a number of other management measures were enacted starting in
1994. Specifically, the sea scallop and groundfish fisheries changed
from open access to limited access management in 1994, with a fixed
number of permits. Each permit holder was given annual days-at-sea
and/or quota allocations. Gear regulations were also gradually imposed
that increased dredge ring size for the scallop fishery and mesh sizes
in the groundfish fishery potentially contributing to some of the stock
rebuilding since 1994.
The responses to these closures of five important commercial
species on Georges Bank and Nantucket Shoals are examined here: sea
scallops; yellowtail flounder; goosefish, Lophius americanus (also known
as monkfish or American anglerfish); haddock; and Atlantic cod. Sea
scallops and goose-fish are managed as separate fisheries, whereas
yellowtail flounder, haddock, and cod are managed as part of the
Northeast U.S. multispecies ground-fish complex. The goosefish fishery
was not managed prior to 1999, but since then this fishery has been
managed with days-at-sea, quotas, and gear regulations similar to the
sea scallop and multispecies groundfish plans (Haring and Maguire,
2008).
Two separate stocks of yellowtail flounder are examined: Georges
Bank yellowtail flounder, whose stock area includes most of Closed Areas
I and II and the portions of Georges Bank outside these areas, and
southern New England yellowtail flounder, whose stock area includes the
Nantucket Lightship Closed Area and all other areas south and west of
Georges Bank (Fig. 12). The response variables used in the analyses were
estimates of overall biomass, recruitment, and fishing mortality from
stock assessments. In addition, biomass trajectories in the closed and
open areas were examined (Hart and Rago, 2006).
Estimated biomasses from stock assessments (Fig. 13) suggest strong
responses to the closures in two stocks: Georges Bank sea scallops and
Georges Bank haddock. In both cases, biomass began increasing almost
immediately after the closures in 1994, and the terminal year biomass
was over an order of magnitude higher than in 1994. Sea scallops inside
the closed areas showed a strong response to the closures, especially in
the first 6 years after closure (Fig. 14). Scallop abundance outside the
closed areas has also increased, though the increase was more gradual
and less than that observed in the closed areas, likely due to the
effort reductions and gear restrictions.
Georges Bank yellowtail flounder appears to have had a more modest
response to the closures (Fig. 13). A sharp reduction of this
stock's biomass occurred between 2004 and 2005, when a
"Special Access Program (SAP)" allowed substantial landings of
yellowtail flounder in the southern portion of Closed Area II. The stock
then began to recover due to a strong year class but appears to have
declined since 2008. The biomass inside the MPA's increased
substantially within the closures from 1996 to 2003, but then dropped
precipitously coinciding with the SAP fishery in Closed Area II in 2004
(Fig. 14). After a recovery, mainly due to a large year class, biomass
within the closures declined considerably between 2009 and 2011, even
though there was no directed fishery for yellowtail flounder in the
closed areas. Biomass in the open portions of Georges Bank has been low.
Biomass of southern New England yellowtail flounder remained at low
levels since 1994 (Fig. 13), and has shown marginal increases within the
Nantucket Lightship Closed Area (Fig. 14). Estimates of biomass in the
open areas of southern New England are unavailable because the scallop
survey does not cover the entire area sufficiently.
Goosefish showed little response to the closures after 1994. The
modest increases that occurred after 1999 were likely due to strong
recruitment and implementation of the fishery management plan in 1999
rather than to the closures. Goosefish biomass tended to be slightly
less inside the closures than outside prior to the closures in 1994, but
this relationship appeared to be reversed after the closure, suggesting
that the closures had a small protection effect. Biomass of the
remaining two stocks, southern New England yellowtail flounder and
Georges Bank cod, showed no response to the closures.
Recruitment of Georges Bank haddock and yellowtail flounder was
higher after the closures than in the period immediately prior to the
closures, but even in these cases, recruitment after the closures was
not higher than it was early in the time series (prior to 1964 for
Georges Bank haddock and 1982 for Georges Bank yellowtail). Recruitment
in Georges Bank cod and southern New England yellowtail flounder has
been very poor since the closures, and the closures do not appear to
have substantially affected recruitment of goosefish. Recruitment of
Georges Bank sea scallops was slightly higher after the closures than
before (Hart et al., 2013).
The characteristics of the six stocks examined are summarized in
Table 2. Five of the stocks were severely depleted at the time of the
closures due to very high fishing mortalities. The one exception was
goosefish, which did not have a directed fishery until the
mid-1980's, and whose fishing mortality appears to have been fairly
low prior to the closures (NEFSC, 2010). Sea scallops can swim short
distances, but their movement is negligible on the scale of the
closures. Yellowtail flounder, goosefish, and haddock are all capable of
greater movement than scallops, but none typically undergo large-scale
migrations, and so their mobility is classified as moderate. Cod can
move several hundred kilometers during seasonal migrations; therefore
they are classified as highly mobile. Haddock, cod, and both yellowtail
stocks all showed evidence that recruitment had decreased as the stock
biomass declined, suggesting recruitment overfishing, whereas there was
little or no evidence for recruitment overfishing of scallops and
goosefish.
Discussion
Achieving MPA Goals
The MPA's discussed in this paper can be divided into two
broad groups based on the stated goals: 1) to conserve habitat or fish
species to preserve the functioning of a healthy ecosystem (Habitat
Conservation MPA's), and 2) to prevent overfishing or stock
depletion (Fishery Management MPA's).
Habitat Conservation MPA's
The habitat conservation MPA's discussed in this paper
(vulnerable habitat in the Barents Sea, sandeel spawning areas in the
North Sea, and coral closures and Steller sea lion trawl exclusion zones
in the Aleutian Islands) have several common features. The MPA's
designed for conservation are found in areas with many cold water coral
and sponges, which are vulnerable to the impacts of bottom trawling. In
the case of the SSL, even though the trawl exclusion zone was intended
to reduce fishing mortality on SSL prey, the habitat associated with SSL
prey species was also protected.
For MPA's designed to protect habitat and preserve ecosystem
functioning, monitoring may be viewed as unnecessary since the main goal
is to prevent the disturbance that the reserve itself is guaranteeing.
Without monitoring, though, it is not possible to evaluate if a closure
had the intended effect and if it affected other ecosystem functions as
well. In the case of the protection of prey species for SSL, the
monitoring of prey abundance revealed that the effectiveness of the
exclusion zone depended on the extent of movement of fish across the
exclusion zone boundary. However, because the exclusion zones reduced
fishing mortality of the major SSL prey species, Atka mackerel, and
protected their spawning and nest guarding habitat, it might have had a
positive effect on the reproductive success of this species (Cooper and
McDermott, 2011). A similar effect was observed for the sandeel, where
the protected areas ensured continued recruitment while the spillover of
the fish from the closed areas potentially contributed to the fisheries
catch in the open areas. These results may mitigate the short-term
impacts of a fishery to local aggregations by protecting habitat
critical for spawning or nest guarding.
Fisheries Management MPA's
Responses to fishery closures depend on a number of factors. The
first factor is the depletion level of the stock when closures are
implemented. Because biomass within the closures cannot increase on
average higher than virgin level (assuming unchanged carrying capacity
for the stock), larger increases inside the closures can theoretically
occur for heavily fished stocks than for those that are lightly fished.
In addition, increased adult mobility will allow for emigration into
fished areas and therefore negate the closure effect. Species of
moderate mobility may increase in abundance if at least a portion of the
fish remain within the closure, but the population increase will likely
be less than that of stationary species because some migration of
individuals from the closures to the fished areas will occur. Finally,
if the closures induce an increase in spawning stock biomass, they may
also increase recruitment; this is often termed larval spillover (Planes
et al., 2009).
The condition where expected recruitment is well below the level
that would produce maximum sustainable yield is often referred to as
"recruitment overfishing." Increases in recruitment can only
be expected if the depletion level and mobility of the stock allow for
considerable increases in biomass inside the closures, and recruitment
overfishing was occurring prior to the areas being closed. When both of
these conditions are met, increased recruitment and reduced fishing
mortality can result in a large increase in biomass inside the MPA.
However, closures can increase fishery yield only when the stock is
recruitment overfished (Hart, 2006)
Consistent with these ideas was the response of some of the fish
stocks described in this paper. Sea scallop biomass in New England,
lobster biomass in Norway, and sea peach abundance in the eastern Bering
Sea increased inside the closures because they had been depleted and are
not very mobile. On the other hand, Georges Bank Atlantic cod and Bering
Sea Pacific cod appeared to show no response to the closures, likely
because of higher mobility between open and closed areas. Goosefish
showed a modest response to the closures, likely due to low fishing
effort and moderate mobility.
Biomass and recruitment of Georges Bank haddock has increased
greatly since the closures, due to the combination of its severe
depletion level prior to the closures, moderate mobility, and clear
evidence of recruitment overfishing. The MPA's may have been
particularly important for haddock in the first 5-10 years after the
closures. Norwegian sandeel and Aleutian Islands Atka mackerel benefited
from the closures presumably because reproductive success was ensured by
protecting spawning habitat and larval spillover contributed to
recruitment in the fished areas as well.
The response of yellowtail flounder stocks in New England and
flatfish and invertebrate species in the eastern Bering Sea to the
closures were mixed. It is possible that the closures for yellowtail
flounder in New England pushed effort towards the more productive areas
and thus may have contributed to the observed declines. Closures in the
Bering Sea seemed to be positive for more than half of the flatfish
cases examined, but not in all areas. The crab species in the Bering Sea
for which these closures were originally designed did not benefit from
the closures. In fact, several crab species exhibited declines in
abundance. This was most likely due to the fact that directed fishing
for these species was not reduced, only bycatch of crabs in the trawl
fisheries targeting other species. These closures most likely did not
reduce overall fishing mortality enough for the crab stocks to increase
in abundance.
MPA Design
Habitat Conservation MPA's
In this paper we show two approaches to designing MPA's for
habitat closures. The first approach was the identification and mapping
of vulnerable habitat in the Barents Sea and included a precautionary
closure. This was followed by the implementation of better directed
closures to protect the most valuable and vulnerable areas based on the
knowledge gained with the habitat mapping project. The challenge here is
twofold. First, it is necessary to clearly identify "vulnerable
areas" and distinguish them from surrounding areas. Because
vulnerable habitat often occurs in a large enough percentage of the
total habitat to preclude closure of all vulnerable habitat, the second
challenge is for managers to implement the closures in a manner which
balances the ecological and economic impacts of the closures. This
approach can work well if management decisions on closure locations are
informed by science and formal risk analyses, rather than by political
pressure from user groups.
The second approach discussed is to close areas that have not been
previously exploited. This approach enabled MPA's to be implemented
for the Aleutian Island coral areas without extensive seafloor mapping.
Since these areas had not yet been exploited by the fishery (mainly
because bottom conditions precluded the use of typical trawl gear on a
practical basis), potential economic loss to the fishery was minimal and
the fishing industry was cooperative in establishing these closures.
These closures might not have been so well received if the fishing
industry or the oil and gas industry would had seen a significant future
benefit in exploiting those areas. The success of this approach is based
on finding sensitive and ecologically valuable areas that have not been
exploited and therefore are easier for the resource users to "give
up."
Fisheries Management MPA's
Another scenario often encountered by managers are spatial closures
to address fisheries management concerns. Examples discussed here are
the sandeel in the North Sea, the lobster and Atlantic cod in Norway,
the groundfish and scallop closures on Georges Bank, the closures in the
Eastern Bering Sea for crab bycatch, and the Steiler sea lion trawl
closures in the Aleutian Islands.
One goal in the design of these closures was to encompass as much
of a declining stock as possible, while still allowing a commercial
fishery to take place. This is usually a response to a crisis that has
to be addressed quickly and may not allow for a careful precautionary
approach when designing an MPA.
In many cases, MPA's are based on fishing information and/or
survey information regarding areas of species abundance and population
decline. As in the examples above, these MPA's often encompass some
or all of the preferred fishing grounds. This approach is viable if the
protected species have moderate mobility such that population increases
in the protected area spill over into fished areas and increase yield,
and if the recovery is not hindered by impacts in other stages in the
species' life cycle (e.g., reproduction, nursery habitat). For this
reason, it is important to understand ontogenetic habitat use and the
life history strategy of the species to be protected.
The two main approaches to the design of an MPA (Conservation vs.
Fisheries Management) are outlined in Table 3, including the appropriate
goals, the characteristics most likely to render a species a candidate
for MPA management, the characteristics of the habitat and, finally, the
level of MPA management suggested to achieve the desired goals.
MPA Monitoring
Monitoring the successful achievement of MPA goals can be
time-consuming and labor intensive. In the cases presented in this
paper, only two MPA's had a dedicated monitoring scheme (the
lobster reserves in Norway and the Steller sea lion trawl exclusion
zones in Alaska). While many species associated with the MPA's
considered here have estimates of abundance available from fishery stock
assessments, this information is only available at spatial scales much
larger than the MPA--rendering evaluation of the MPA difficult.
As such, the success of spatial management measures such as fishery
closures is often difficult to measure. In order to evaluate the success
or failure of an MPA as a management tool, it should be stressed that,
although data can be expensive to obtain, monitoring is an important
part of the feedback loop (Jones et al., 2011). For a relatively sessile
species like the Norway lobster, closing a small "test area"
to fishing in a place that is easy to monitor can be a first step in
developing a monitoring program for an MPA. Stocks, such as Pacific and
Atlantic cod, that undergo long migrations and/or have large spatial
distributions will probably require large closed areas and will require
more resources to monitor effectively. Monitoring adults stock using
tools such as tagging programs, will give insight into the effects of
movement across the boundaries of areal closures on adult biomass. On
the other hand, it may be difficult to distinguish the effects of larval
spillover from an MPA from other factors influencing larval survival.
Thus, it is essential to include a well-designed monitoring and
evaluation program in an MPA management plan.
In addition to research monitoring of the ecosystem it is also
essential to establish enforcement monitoring. In many U.S. Federal
fisheries in Alaska and Northeast Atlantic, fishing vessels have been
equipped with satellite vessel monitoring systems that enable managers
to track fishing vessels in real time. This monitoring can ensure
compliance around MPA boundaries; however, enforcement can often be more
complicated than just tracking presence or absence inside closed areas.
Enforcing gear compliance can be more challenging and often requires
close monitoring of activities, which can be accomplished by an observer
program such as the ones used for fisheries in the U.S (Faunce and
Barbeaux, 2011) or increasingly effective electronic monitoring
programs.
Side Effects of MPA's
Area closures can have unexpected consequences affecting both
stocks and the economics of the fishery. In cases where implementation
is not accompanied by an overall reduction in fishing effort, MPA
implementation can result in intensified fishing outside the closed
areas because the fishable grounds have been reduced. This may result in
increased exploitation and reduced biomass outside the closures,
potentially offsetting increases within the closures, and may result in
localized overfishing if fish migrate outside the closed area and are
disproportionately captured at the borders of the MPA. This may have
occurred for Atlantic cod in the North Atlantic and yellowfin sole in
the Bering Sea. The positive effect of the closures would then be
directly correlated to the movement behavior of the protected species
and the fishing intensity outside the MPA.
Displacement of fishing effort may also result in undesired
bycatch, which occurred when fishing effort displaced by the Bering Sea
crab MPA's resulted in an increase in halibut bycatch (Abbott and
Haynie, 2012). Side effects of MPA's are often difficult to predict
so it is important to study potential aspects of closures and
incorporate a feedback loop into an adaptive management scheme. Unwanted
side effects can be better anticipated by considering fleet dynamics and
can be mitigated by changes in the MPA design or other fishery
management tools. Most MPA designs should not be considered static but
flexible, allowing for continuous improvement through monitoring,
evaluating, and adjusting the design and management strategy. Finally,
not all side effects may be negative. When the closure to protect
vulnerable marine ecosystems (VME's) also includes essential fish
habitats, such as coral reefs, it can have an additional benefit for
fish species thriving in the VME (Buhl-Mortensen et al., 2010).
Challenges for Northern Region MPA's
MPA's in northern regions present specific challenges. The
remoteness and size of the areas to be managed often hinder the
collection of data at the appropriate spatial scale. The large home
range of some of the important commercial species makes them
questionable candidates for area closures. In addition, many
species' life history traits and their habitat requirements during
their early life history are often unknown and might be changing with
changing environmental conditions such as global warming.
The complex fisheries management systems in these regions make MPA
implementation a lengthy process. However, given all of these
challenges, the well-established management and enforcement plans in all
three regions discussed in this paper also make it possible to track
population status through stock assessments and enforce the closures.
The biggest challenge for MPA's in northern areas will be to
include sufficient area to encompass vulnerable species' home
ranges without excessive monitoring costs or fishery impacts. Quota
management and effort allocation may still be the most effective
management tools used in these areas, with MPA's supplementing
these tools where appropriate.
Conclusions
MPA's can be effective management tools when the areas are
designed with clear goals, the species to be protected are sufficiently
concentrated within the closed areas, and the MPA design is based on
scientific information rather than simply the path of least resistance
to user groups. The most successful fisheries management MPA's were
for low mobility species of depleted stock status that stayed within the
MPA, such as the North Atlantic scallops, haddock, and Norwegian
lobster. The least successful MPA's included species that moved
freely across boundaries, such as the Northeast Atlantic and Bering sea
cod. Successful MPA's for increasing reproductive success worked
well when critical spawning or nursery ground were protected, such as
the sandeel and Atka mackerel spawning and nesting areas. Habitat
protection MPA's need enough scientific information to identify
vulnerable habitat, which often is a costly process.
In recent years, frameworks have been established to assess and
evaluate MPA's, and can be useful tools to guide the monitoring
process and adjust management plans in a structured manner
(Buhl-Mortensen et al., 2017). The MPA's examined in this paper
were developed for a wide variety of purposes. While no case studies
presented here have shown significant negative impacts of MPA's on
either habitat or species to be protected, the observed benefits of
these MPA's have been mixed and in some cases there have been
unanticipated negative consequences.
Some MPA's were implemented because they were the most
attractive means available to achieve conservation or a fisheries
management goal, but the net benefits and costs of these MPA's
remain unclear.
Conservation MPA's such as the Aleutian Island coral closure
are conceptually easy to design and would be easy to implement if there
were no conflicting claims on the area by user groups. This is rarely
the case, however, and real-world MPA's usually involve economic
and political trade-offs. Even defining success for an MPA is not always
straightforward, as the goals of the MPA may be complicated and
multifaceted. Similarly, monitoring the impacts of MPA's can be
very challenging, especially for multispecies mobile stocks that
function as part of a complex and dynamic ecosystem with or without an
MPA.
In the MPA's examined for those stocks, success was most
evident for low-mobility species in small closures and for habitat
closures where removing fishing impacts are the primary goal of the
closure. In light of the increasing attention MPA's have received
in recent years with respect to both conservation and fishery
management, MPA's should not be regarded as the solution to all
problems but merely as one of several tools used for successful
fisheries management.
Acknowledgments
This paper was developed as a collaborative project between the
Institute of Marine Research (Bergen, Norway) and three NMFS groups: the
Alaska Fisheries Science Center (Seattle, Wash.) the Alaska Regional
Office (Anchorage, Alaska), and the Northeast Fisheries Science Center
(Woods Hole, Mass.). The authors would like to thank the Institute of
Marine Research and the Alaska Fisheries Science Center for funding
workshops in Norway and Seattle. We would like to thank Matt Eagleton,
Libby Logerwell, and Chris Rooper for their valuable comments. The
findings and conclusions in this paper are those of the authors and do
not necessarily represent the views of the National Marine Fisheries
Service or IMR. References to trade names does not imply endorsement by
the National Marine Fisheries Service, NOAA.
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Table 1.--Results of abundance comparisons between closed and exploited
areas for selected species and taxonomic groups, based on mean CPUE
from the annual eastern Bering Sea Groundfish and crab survey.
Significance levels for a closed area effect are based on empirical
bootstrapped probability distributions of the effect size (see text for
more detail). Highlighting corresponds to empirical significance level
for a positive closed area effect (dark green: <0.001, medium green:
0.001-0.01, light green: 0.01-0.05, none: 0.05-0.95, light red:
0.95-0.99, medium red: 0.99-0.999, dark red: > 0.999). Significance
levels for a negative closed area effect are 1-p, where p is the
significance level for a positive effect.
Closed area:
Exploited area:
Common Name Taxonomic name
Flatfish
Alaska plaice Pleuronectes quadrituberculatus
Arrowtooth flounder Atheresthes stomias
Flathead sole Hippoglossoides elasodon
Rock sole Lepidopsetta spp.
Yellowfin sole Limando aspera
Other groundfish
Great sculpin Myaxocephalus polyacanthocephalus
Pacific cod Gadus macrocephalus
Plain sculpin Myaxocephalus jaok
Walleye pollock Theragra chalcogramma
Crab
Snow crab Chionoecetes opillo
Tanner crab Chionoecetes bairdi
Habitat-forming invertebrates
Mussels Mytiladae
Sea onions Boltenia
Sea peaches Halocynthia
Sea potato Styela rustico
Sea raspberries Eunephthya
Nearshore Bristol Bay
Trawl Closure Area
Exploited Area East
Common Name Effect size Significance
Flatfish
Alaska plaice 0.5725 0.0068
Arrowtooth flounder -- --
Flathead sole 0.0233 0.4799
Rock sole 0.2857 0.0203
Yellowfin sole 0.4183 0.0021
Other groundfish
Great sculpin 0.3759 0.0987
Pacific cod -0.6345 0.9946
Plain sculpin 0.3891 0.0282
Walleye pollock -0.7382 0.9876
Crab
Snow crab - -
Tanner crab -1.4389 1.0000
Habitat-forming invertebrates
Mussels -0.4013 0.7006
Sea onions -1.5017 1.0000
Sea peaches 7.3070 0.0029
Sea potato -- --
Sea raspberries 1.6204 0.0001
Red King Crab Savings Area
Exploited Area East
Common Name Effect size Significance
Flatfish
Alaska plaice 0.1787 0.2347
Arrowtooth flounder 0.7330 0.0089
Flathead sole 0.8199 <0.0001
Rock sole 0.4389 0.0197
Yellowfin sole -0.1703 0.8437
Other groundfish
Great sculpin -0.4956 0.9157
Pacific cod 0.7888 0.0035
Plain sculpin -- --
Walleye pollock 0.0999 0.4076
Crab
Snow crab - -
Tanner crab -0.6776 0.9957
Habitat-forming invertebrates
Mussels -- --
Sea onions -- --
Sea peaches -2.4275 0.9988
Sea potato -- --
Sea raspberries - -
Pribilof Islands HCA
Exploited Area West
Common Name Effect size Significance
Flatfish
Alaska plaice -0.5613 0.9954
Arrowtooth flounder 0.1130 0.3143
Flathead sole 0.7706 0.0037
Rock sole 0.9775 0.0001
Yellowfin sole -0.5510 0.9866
Other groundfish
Great sculpin 0.9757 0.0020
Pacific cod 0.4795 0.0207
Plain sculpin -- --
Walleye pollock 0.2579 0.0952
Crab
Snow crab 0.0575 0.5871
Tanner crab -- --
Habitat-forming invertebrates
Mussels -- --
Sea onions -- --
Sea peaches -0.8570 0.9505
Sea potato 0.6171 0.1531
Sea raspberries -0.5675 0.7170
Table 2.--Characteristics of the six stocks examined here (Georges Bank
cod, haddock, yellowtail flounder, southern New England yellowtail
flounder, goosefish (combined southern and northern stocks), and
Georges Bank sea scallops. The columns give fully recruited preclosure
fishing mortality [F.sub.pc,] computed as the mean of the fishing
mortalities between 1992-1994, the current estimate of [F.sub.MSY,]
estimated preclosure biomass ([B.sub.PC,] in t) in 1994, the current
estimate of [B.sub.MSY,] and the ratios of [F.sub.PC] to [F.sub.MSY]
and [B.sub.PC] to [B.sub.MSY] prior to the closures in 1994. All
estimates are from the most recent stock assessments for these stocks
(NEFSC, 2010; Legault et al., 2011; Brooks et al., 2012; O'Brien et
al., 2012).
Stock F FMSY F/FMSY B BMSY B/BMSY
GB cod 1.07 0.25 4.28 18538 248048 0.13
GB haddock 0.46 0.35 1.31 20406 158000 0.13
GB yellowtail 1.50 0.25 5.91 2823 43200 0.07
SNE yellostail 1.72 0.24 7.20 1308 7790 0.17
Goosefish 0.29 0.37 0.78 160000 129002 1.24
GB Scallop 1.07 0.25 4.18 5719 45838 0.12
Table 3.--MPA design considerations.
MPA type Goal
Habitat Conservation MPA Habitat preservation to
void/reduce human impact
on habitat
Fishery Management MPA Increase yield through the
(rebuild age structure) growth of larger individuals
Fishery Management MPA Enhance recruitment in
(larval spillover effect) exploited areas
Fishery Management MPA Rebuild stock (recent crash) by
(minimize exploitation rate) minimizing exploitation rate
Fishery Management MPA Sustainable production, and to
(protect spawning grounds) prevent recruitment overfishing
MPA type Species characteristics
Habitat Conservation MPA Species associated with certain
habitat types Species remain
within boundaries of MPA
Fishery Management MPA Spillover effect of large adult
(rebuild age structure) individuals; small adult
movement
Fishery Management MPA Large larval movement;
(larval spillover effect) small adult movement
Fishery Management MPA Small adult movement
(minimize exploitation rate) Large larval movement
Spillover effect of adult fish
into open area
Fishery Management MPA Species well-defined spawning
(protect spawning grounds) aggregations and seasons
MPA type Area closure characteristics
Habitat Conservation MPA Needs to encompass desired
habitat types (e.g., unique
characteristics which support
high biodiversity or high
recreational value)
Fishery Management MPA Needs to encompass local
(rebuild age structure) population; rotational closures
can be effective
Fishery Management MPA Needs to encompass local
(larval spillover effect) population, spawning grounds
and/or nursery area
Fishery Management MPA Needs to encompass large
(minimize exploitation rate) enough area to ensure successful
local recruitment.
Fishery Management MPA Spawning grounds can be closed
(protect spawning grounds) seasonally or locally and still allow
fishery to occur outside of closed
area/season
MPA type MPA management
Habitat Conservation MPA Enforcement necessary; easier to
achieve when effort redistribution
effects are not large
Fishery Management MPA Enforcement necessary; additional
(rebuild age structure) quota/effort management needed to
prevent overfishing in adjacent open
areas; fishing the line likely
Fishery Management MPA Enforcement necessary
(larval spillover effect)
Fishery Management MPA Enforcement necessary; additional
(minimize exploitation rate) quota/effort management needed to
prevent overfishing Potential effort
reduction necessary due to smaller
fished area; fishing the line likely
Fishery Management MPA Seasonal enforcement necessary; more
(protect spawning grounds) challenging to gain fishery support
when there is a roe fishery.
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