Modes of existence.
Bunge, Mario
Modes of existence.
IN THIS PAPER I ARGUE THAT the so-called existential quantifier
should be reinterpreted as the someness quantifier. I also claim that
existence is not single but fivefold: real, phenomenal, conceptual,
semiotic, and fantastic. These five concepts are defined and
exemplified, and a general concept of existence is evoked. Its very
existence invalidates all the arguments against existence proofs, such
as Anselm's, that involve the alleged nonexistence of an existence
predicate.
I
[there exists] Does Not Formalize Existence. Given the persistent
confusions about existence in the literature, from Parmenides to Martin
Heidegger to the gravitational waves hunters, it won't harm to
repeat again and again Hamlet's most famous saying.
The most egregious of the said confusions is the popular dogma that
the so-called existential quantifier [there exists] exactifies the
notion of existence in all fields. That this is a plain mistake, is
realized upon recalling the way [there exists] is defined, namely, as
not-all-not, or [there exists]xPx = [??][for all]x[??]Px. Indeed, this
formula should be read, "Some individuals have the property
P," as in "Not everyone is uncommitted." In sum, [there
exists] = some, not there is.
In other words, with all due reverence for Charles Sanders Peirce,
Bertrand Russell, Van Quine, and Alfred Tarski, [there exists] should be
rechristened the "someness quantifier." The immediate reward
for admitting this correction is that it eliminates the question of the
ontological commitment of logic. Logic has no such commitment, for it is
de dicto, not de re. As Leibniz wrote, its truths (the tautologies) are
verites de raison, not verites de fait. This topic-indifference is why
logic can be used everywhere but cannot replace science. That is also
why Hegel's notion of a dialectical logic is nonsensical.
Admittedly, conflict or competition is as ubiquitous as cooperation, but
contradiction proper is about propositions, not things.
II
Real Existence. Let us now tackle real existence, the concept
occurring, for instance, in the recent doubts about the claim that the
Higgs boson was discovered at CERN in 2012.
We shall distinguish the definitions of this concept from the
criteria for finding out whether or not something exists really, or is
in the world. Whereas a definition of a concept answers the "What
is it?" question, a real existence criterion answers the "How
do we know?" question. Whereas the latter is epistemological, the
former is ontological.
In line with my materialist or reist (thingist) ontology, I propose
DEFINITION 1. Real existence = materiality = mutability.
More formally, For all x: x exists really = x is mutable. If
preferred, [for all]x (x is an existent = x is capable of changing).
Note that, following Alessandro Padoa's advice, to define we
use identity (=), not the much weaker equivalence relation (if and only
if). Thus, "For all x, x is alive if and only if x
metabolizes," but there is much more to life than metabolism (that
is, life [not equal to] metabolism). Note also that this type of
existence is absolute or context-free. In particular, it does not depend
on human experience.
Since in principle every existent x can be ascribed at least one
state space [S.sub.r](x), or set of all possible states of existent x
relative to a reference frame r, the above definition may be replaced
with
DEFINITION 2. An object x exists really = every state space
[S.sub.r](x) for x has at least two elements.
For example, if a and b name two different possible states of x,
such as
MODES OF EXISTENCE
a = x is at place p relative to frame r at some time [t.sub.1], and
b = x is at place q at time [t.sub.2], where p [not equal to] q,
then x may be involved in two different events during [[t.sub.1],
[t.sub.2]]:
<p, r, [t.sub.1]> [right arrow] <q, r, [t.sub.2]>, and
<q, r, [t.sub.1]> [right arrow] <p, r, [t.sub.2]>.
Consequently, x exists really during the time interval [[t.sub.1],
[t.sub.2]) = x is an existent over [[t.sub.1], [t.sub.2].
Finally, we stipulate the following real existence criterion or
indicator:
CRITERION 1. An individual x exists really if and only if x makes a
difference to at least one other existent.
More precisely, for all x: x exists really relative to frame r and
at time t if and only if [there exists]y{(y [not equal to] x) &
[[S.sub.r](y) [not equal to] [S.sub.r](x)]}, where [S.sub.r](x),
[S.sub.r](y) [not equal to] [empty set].
Equivalently, x exists really relative to frame r and at time t if
and only if x acts upon y or conversely. In symbols, [A.sub.r,t](x,y) =
[[S.sub.r](y) [DELTA] [S.sub.r](x)], where [DELTA] stands for the
difference between two sets. That is, A[DELTA]B = (A-B) [union] (B-A) =
everything in A but not in B plus everything in B but not in A.
Finally, note that real existence is absolute. In particular, it
does not depend on experience: the above definitions and criteria are
not egocentric. By contrast, subject-dependent existence can be
characterized by
DEFINITION 3. An object x exists phenomenally = x occurs in
someone's sensory experience.
More precisely: For all x: x exists phenomenally if there is at
least one sentient being that feels x.
Note, firstly, that, unlike real existence, phenomenal existence is
relative to some subject--whence it may also be called subjective.
Secondly, the subject in question is any organism capable of sensing
external stimuli. Thus even the lovely Mimosa Pudica weed, whose leaves
fold when touched, can be said to detect phenomenal existents. This
well-known fact raises the question whether phenomenalist philosophers,
like Hume, Kant, Mach, and Carnap, should be lumped together with
sensitive plants.
III
Conceptual Existence. Conceptual existence is occurrence in a
conceptual system, that is, a collection of constructs held together by
a binding relation such as concatenation, implication, addition,
function, or morphism.
In short, we propose
DEFINITION 4. S = <C, *> is a conceptual system = C
designates a set of constructs, and * is a binary relation in C.
Obvious examples of conceptual systems are propositions, graphs,
groups, categories, classifications, and theories (=
hypothetic-deductive systems). By contrast, sentences are not systems
unless their key terms are interpreted, or assigned meanings, and thus
converted into the linguistic counterparts of propositions.
We are now ready for
DEFINITION 5. For all x, x exists conceptually = x is a constituent
of a conceptual system.
For example, p[conjunction][??]p exists in the system <L,
[conjunction],[disjunction],[??]> of classical tautologies, but not
in that of intuitionist logical truths. And the number [square root of]2
exists in the system <R, +, *, [sup.-1], <> of real numbers,
but not in the algebra of classes or in Peano's system of integers.
The mathematical existence (and nonexistence) theorems constitute
the purest specimens of conceptual existence. Let us briefly recall
three of them: the irrationality of [square root of]2, the intermediate
value theorem in the calculus, and the axiom of choice in set theory.
The earliest existence (or rather nonexistence) theorem was perhaps
the statement that there are no two positive integers m, n such that
their ratio m/n equals [square root of]2. An equivalent statement is
that no positive integers m, n satisfy the equation "[square root
of]2 = m/n." Shorter: "[square root of]2 is an irrational
number."
Likewise, Fermat's last theorem states that no three positive
integers a, b, and c satisfy the equation [a.sup.n] + [b.sup.n] =
[c.sup.n] for any integer value of n greater than 2. In both cases, the
existence of an object has been replaced with its satisfaction of some
formula. This kind of existence is thus relative, by contrast with the
existence of, say, the sun, which is absolute in that it does not depend
on anything else.
No such substitution is possible in the factual sciences and
technologies, where (real) existence (or nonexistence) is absolute. For
example, asserting that perpetual motion machines are impossible is not
quite the same as saying that a perpetual motion machine would violate
(or fail to satisfy) the first law of thermodynamics. Indeed, whereas
the first statement has only one referent, the second has two, and,
moreover, it is a counterfactual. And counterfactuals, the darlings of
possible-worlds philosophers, are not admitted in scientific or
technological discourses except as heuristic devices.
Besides, a radical skeptic, like a Popperian, would argue that the
first law is just a hypothesis, so we should not disqualify a priori any
research on perpetual motion devices. Fortunately, neither physicists
nor engineers since the mid-nineteenth century have wasted their time
attempting to refute the said law.
Neither the existence concept nor its dual is replaceable in the
majority of mathematical existence theorems. Think, for example, of the
intermediate value theorem, which asserts the existence of a point [xi],
in the [a,b] interval of the horizontal axis, where a continuous
function f, such that f(a) > 0, and f(b) < 0, vanishes, that is
f([xi]) = 0.
But for the existence of this theorem, a material point could not
move smoothly from the first quadrant to the fourth. The radical
constructivists (or intuitionists) refuse to accept this theorem because
it does not tell us how to construct the functions that satisfy it. Let
them pay for the loss of that wonderful theorem.
However, the most hotly contested existence statement in the whole
history of mathematics is the axiom of choice, usually attributed to
Ernst Zermelo, but actually anticipated by Giuseppe Peano and Beppo
Levi. Roughly, this axiom states that, given a possibly infinite family
of nonempty disjoint sets, there is a function, called the choice
function, that picks one element of each set. The domain of this
function may be pictured as the collection of electoral districts of a
country, and its codomain as the parliament of their representatives.
Constructivists object that this axiom does not specify how to
construct the choice set. All the others accept the axiom. The
Platonists because it has been proved that set theory is consistent with
or without it. And the rest accept the axiom because it
"works," in the sense that it is used to prove theorems in
many branches of mathematics.
The axiom of choice is firmly entrenched in the body of
mathematics. Indeed, it is equivalent to several other key mathematical
statements that at first sight are alien to it. One of them is
Zorn's lemma, (1) which reads thus: "if X is a non-empty
partially ordered set such that every chain in X has an upper bound,
then X contains a maximal element." For example, if A = [a,b,c]
[subset or equal to] X, and a < b < c, then there is a u in X such
that, for every x in X, if u [less than or equal to] x, then u = x.
From the fictionist viewpoint, the debate over constructivity is a
storm in a teapot. Indeed, whether or not there is a constructive proof
of a given mathematical object, this is just as fictitious as Zeus or as
a talking dog. Unlike abstraction, fictiveness does not come in degrees
any more than real existence does. Only those who, like the nominalists,
fail to distinguish conceptual from material existence, can get excited
over the debate in question.
IV
Semiotic Existence. Driving down a road I see a stop sign, and I
immediately press the brake pedal. Should we attribute existence and a
causal power to the stop sign? Undoubtedly, since I reacted to my
perception of it. The sign in question has what may be called
"semiotic existence," or "existence by proxy."
Of course, the road sign does nothing by itself, but my reading and
understanding it has a causal power, hence it must be attributed real
existence, which it lacks to someone who has no inkling of the language
it is written in. The causal chain is: Light beam reflected by the road
sign [right arrow] my cognitive system [right arrow] my voluntary action
system in my prefrontal cortex [right arrow] my right leg-and-foot
system [right arrow] brake pedal [right arrow] my car's braking
system [right arrow] my car's slowing down.
The preceding suggests the following
DEFINITION 6. The object x exists semiotically = some animal y is
capable of producing reaction z upon perceiving and evaluating x.
A second type of semiotic existence is what may be called
"denotational reality," as in "Contrary to
conventionalism, the field equations are not just computational tools
but represent physical entities." This suggests
DEFINITION 7. The symbol S is realistic (or exists semiotically) =
there is a real existent denoted by S.
This concept occurs implicitly in the discussions, still going on,
about three important physical symbols: the electrodynamic potentials,
the metric tensor in the theory of gravitation, and the state function
in quantum mechanics. It can be argued that all three are endowed with
physical meanings: the first two denote fields (the electromagnetic and
gravitational ones respectively), and the third denotes
quantum-theoretical entities such as electrons.
V
Fantastic Existence. Fantasies can be said to exist in their own
contexts. More precisely, we propose
DEFINITION 8. For all x: x exists fantastically = there is a work
of fiction that contains or suggests x.
For example, Shakespeare's Caliban exists, or "makes
sense," in his play The Tempest, but nowhere else. The same holds
for the myriad Hindu divinities: their worshippers reify them by
flinging lumps of butter at their images.
Actually all literature proper, unlike honest journalism, weather
reporting, and accounting, is fantastic to some extent, which is why we
read it: not to learn but to be moved or uplifted, challenged, or
entertained.
The same holds for music, the plastic arts, and artistic cinema:
all their specimens are fantasies. And fantasy comes in degrees. Thus,
Italo Calvino's nonexistent knight is even more fantastic than his
cloven viscount; and abstract mathematics is further removed from
reality than number theory.
In both the cases of artistic experience and religious worship we
let ourselves be overwhelmed by fiction and detachment from reality.
Thus, immersion in either art or religion involves the involuntary
denial of reality--a seal of temporary insanity. Thus the latter is not
just an invention of criminal lawyers, but the normal condition of
genuine religionists and artists. Even televangelists and fake artists
have to fantasize.
We fantasize some of the time in all walks of life, sometimes to
escape from reality, and others to cope with it. In the famous Italian
film "Pane, amore e fantasia," a ragged man lunches on a loaf
of bread seasoned only with love and fantasy. By contrast, Gina
Lollobrigida, whom that film gave instant celebrity, was abundantly
real.
Mathematicians and theoretical physicists are professional
fantasizers. But their fantasies, unlike those of Hyeronimus Bosch or
Maurits Escher, are bound by reason. In fact, mathematical activity
consists most of the time in proving theorems--that is, in forcing
certain items into preexisting conceptual systems. And, as David Hilbert
remarked a century ago, theoretical physicists have an even harder time
than pure mathematicians, for they are expected to justify their
inventions in terms of empirical findings. Indeed, when their fantasies
turn out to be wild, like those of string theorists and many-worlds
fans, they are rightly accused of perpetrating pseudoscience.
According to Plato's Socrates, the unexamined life is not
worth living. (Kurt Vonnegut commented: "But what if the examined
life turns out to be a clunker as well?") Much the same may be said
about life without fantasy, since it takes a lot of fantasy to conceive
of new theories and new artifacts, as well as to design new feasible
courses of action, and even to estimate their possible moral values.
VI
Similarities and Relations. We have argued that there are
existences of five types, only one of which--real existence--is
absolute, that is, context-independent, in particular subject-free. How
similar are the various existences, and how are they related to one
another? Let us see.
(1) Real existence is absolute or unconditional, hence it must be
either postulated or proved experimentally. Furthermore, real existence
does not come in degrees: For all x, x either exists really or not. The
concept of partial existence, about which Jacques Maritain wrote, is a
theological fiction necessary only to make sense of the assertion that
God is the ens realissimus--the uppermost link in the Great Chain of
Being.
(2) Phenomenal existence is relative, for it occurs only in sensory
apparata, whether rudimentary like a worm's or highly developed
like ours. Let us not tell a schizophrenic that the monsters he claims
to see or feel "are only in his mind," for he perceives them,
vividly and often painfully as well, as lurking out there. After all,
the organ of phenomena, namely, the nervous system, is objectively real.
Thus, phenomena may be said to be once-removed from objectively real
processes.
(3) Conceptual existence is relative to some conceptual system or
other, within which it must be either assumed or proved exclusively with
conceptual resources. For example, [there exists] is either defined in
terms of [for all] and [logical not], or introduced via some postulates
of the predicate calculus. And mathematics as a whole depends on the
existence of original mathematicians, who are of course real entities.
Thus, for all x: x exists conceptually = [there exists]y (y is human
& y can think of x). Hence, even the most abstract concepts
presuppose the real existence of abstractors.
(4) Semiotic existence is attributable only to signs. And these are
perceptible objects, hence objectively real as well--though only a
perceiver can endow them with signification. Hence after a nuclear
holocaust the remains of books would be just physical things rather than
semiotic ones.
(5) Fantastic existence occurs only in works of fiction while being
read by people capable of fantasizing. Hence fantastic existence escapes
literal minds.
(6) The general concept of contextual existence can be introduced
by the following convention:
DEFINITION 9. Let U designate a well-defined universe of discourse
or collection of objects, and call [X.sub.U] the characteristic function
of U, defined by this pair of value assignments: [X.sub.U](x) = 1 if and
only if x is in U, and [X.sub.U](x) = 0 if and only if otherwise.
The existence predicate is the function [E.sub.U] from U to the set
of existential propositions, such that [E.sub.U](x) = [[X.sub.U](x)= 1].
If U is a collection of real items, then the existence in question is
real; it is semiotic if U is an assemblage of signs; and so on.
The above definition suggests the invalidity of the once-famous
assertion that "existence is not a predicate," once used to
discredit Anselm's proof of the existence of God. And logicians are
not equipped to evaluate existence claims. Claims to existence and its
dual are too important to be admitted or rejected without an
extralogical justification. Because physicists know this, some of them
kept designing and performing experiments to detect the elusive
gravitational waves predicted by Einstein one century ago, until they
found them, just a few months ago. (2)
McGill University
(1) Paul R. Halmos, Naive Set Theory (Princeton, N.J.: Van
Nostrand, 1960), 62.
Correspondence to: Department of Philosophy, McGill University,
Leacock Building, 855 Sherbrooke Street West, Montreal, Quebec, Canada,
H3A 2T7.
(2) This is a somewhat altered fragment of the author's
forthcoming book Doing Science.
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