How the cold war began... with british help: The Gouzenko affair revisited.
Molinaro, Dennis
How the cold war began... with british help: The Gouzenko affair revisited.
THE IGOR GOUZENKO DEFECTION provided Western states with
justification for strengthening espionage laws and engaging in increased
surveillance of citizens. While many have discussed Gouzenko's
fateful decision to defect and the resulting spy trials and
investigations in Canada, the United States, and the United Kingdom,
there are still lessons to be drawn from the affair and new discoveries
to be made, particularly about what it reveals about both the planning
stages of the defection and the level of cooperation among the three
countries. (1) Recently declassified documents shed new light on the
role of Britain in the Gouzenko Affair, particularly that of the Foreign
Office and the British High Commissioner to Canada. These new
revelations give us greater understanding of the" important role
the British played in manipulating and controlling the response to the
defection. While Gouzenko's defection exposed a need to counter
foreign threats, the response to it became a spectacle that would
deflect attention away from the British element of the affair: that a
British atomic scientist had leaked information to the Soviets. Instead,
people focused on the Soviet spying, the evils of communism, and the
Soviet interest in the United States. These new sources reveal how the
British government and its security services were likely responsible for
a press leak to US reporter Drew Pearson and for compelling
Canada's prime minister, William Lyon Mackenzie King, not to handle
the affair quietly with the Soviet ambassador. These sources reveal how
the British went to extraordinary lengths to influence Canadian
policymaking at the highest level. Once the affair went public via the
British-orchestrated leak, the subsequent Kellock-Taschereau Commission,
spy trials, and amendments to Canada's laws produced the kind of
public attention the British had hoped for, and Canada officially joined
the hunt for communist spies, ramping up its security screening for the
duration of the Cold War and beyond.
"A Heaven Sent Opportunity"
THE STORY OF GOUZENKO'S DEFECTION is well known. In 1945,
Gouzenko worked as a cipher clerk encoding embassy mail traffic in the
Soviet Embassy in Ottawa. After he had made a series of small errors on
the job, his superiors wanted him shipped back to the Soviet Union.
Gouzenko had no desire to return to the Soviet Union; he feared his
fate, but also had become accustomed to living in Canada. He fled the
embassy on the night of 5 September 1945 with over 100 Soviet documents
in tow and subsequently exposed a Soviet spy ring active in Canada, the
United States, and the United Kingdom. Gouzenko's story and the
smuggled documents had a tremendous impact on the Royal Canadian Mounted
Police (RCMP) and the government. The Liberal government of the day, led
by King, had no desire to dive headfirst into a spy scandal involving
the Soviets. King worried that these revelations would damage relations
with the Soviets and jeopardize upcoming talks concerning international
nuclear weapons control. The United States and the United Kingdom were
both alerted to the situation; the FBI and M15 each sent agents to
interview Gouzenko. First on the scene was William Stephenson. The
Canadian-born Stephenson was renowned in the intelligence world and was
working for the British Security Coordination (BSC) out of an office in
New York. The BSC was a covert wartime intelligence body run by MI6,
designed to prevent sabotage of British interests in the Americas and to
strengthen Britain's image during the war. It had the support of
both William Donovan in the Office of Strategic Services and President
Roosevelt. Stephenson was also in charge of communications with allies
regarding Gouzenko and travelled to Ottawa to meet him. Access to
Gouzenko was kept to a minimum; besides Stephenson, only M15's
Roger Hollis, a British agent who oversaw the monitoring of communist
threats against the British, had access to him. (2)
Gouzenko provided the names of individuals who had been giving
information to the Soviets. Some of the more prominent included sitting
Canadian member of Parliament Fred Rose and Sam Carr, an influential
member of the Canadian Communist Party. The two men were communists and
members of the Labour Progressive Party--the legal name of the
country's Communist party after Canada had banned the Communist
Party in 1940. Many of the others named by Gouzenko were not formally
affiliated with any Communist organizations. None of the individuals had
taken money; all had passed information during the war believing that it
would benefit the Allied cause. Some were in desperate personal straits
and vulnerable to manipulation; Emma Woikin, who had lost her baby to
illness and her husband to suicide, is an example. She genuinely
believed that Stalin's Russia was a place where these things would
not have happened and offered her assistance to the person who would
become her Soviet handler. (3)
While Gouzenko's revelations exposed the spy ring, everyone,
from intelligence to government, acknowledged that the actual leaks
posed little threat. What was more damaging was the scale of penetration
by the Soviets, which had reached high-level government offices. One
exception, particularly in the opinion of the British, was Dr. Alan Nunn
May (code-named Primrose), a nuclear scientist. Previous studies have
discussed how the British were concerned about May, but new sources
reveal that their concerns prompted the British Foreign Office and
intelligence services to take a lead role in how the affair would
unfold. Early on, Sir Alexander Cadogan, the undersecretary of foreign
affairs, and Malcolm MacDonald, High Commissioner to Canada (whose
office had also been leaking information to the Soviets), became
involved in trying to find a public relations solution to the Soviet spy
ring problem. Prominent Canadian diplomat Norman Robertson informed
MacDonald that the optics of the affair were troublesome because it was
the British who were responsible for the security vetting of UK
scientists sent to Canada to work on nuclear weapons research during the
war. Given the United States' new scientific and intelligence
partnership with the British, the problem was how the Americans might
react to the Gouzenko revelation after it was revealed that the most
important Soviet mole was a British atomic researcher. MacDonald
notified Cadogan in early September 1945 that "if these leakages
prove as serious as they appear at moment [sic] then H.M.G. [Her
Majesty's Government] will be liable to certain criticism by United
States government." (4)
May was slated to return to the United Kingdom, and the British
were keen on apprehending him lest he manage to escape to the Soviet
Union. However, the Americans, Canadians, and British were all in
agreement that the operation required joint action and cooperation. (5)
The question was how to proceed against this spy ring, M15'S
Captain Guy Liddell told the RCMP that the real value of May to the
Soviets was not in intelligence but in his potential to be "a
general consultant and adviser [rather] than a betrayer of top secret
information." (6) In further communication with the RCMP, Liddell
noted that "PRIMROSE can probably do more damage than anyone else
particularly if he should ultimately decide to go to Russia." The
problem facing MIS and the Home Office was that there was insufficient
evidence to imprison May. Espionage cases were notoriously difficult to
prove in court. May's code name did appear in documents that
Gouzenko provided, but the British felt a criminal case against May
would be difficult. They wanted proof, beyond Gouzenko's word, that
May was passing information to the Soviets--either from a witness or
from a confession. M15 thought "great importance" should be
placed on any opportunity that might give the British more evidence to
convict May, the only atomic scientist in the affair and the only
British one at that. M15 notified the RCMP that the only possible charge
would be one under the Official Secrets Act. (7)
The big concern for the Canadian government was how to stop the spy
ring with as little publicity as possible. King did not want the affair
to become a media sensation. He wanted to handle it behind closed doors,
particularly because the Soviets were scheduled to engage in UN talks
with the Allies about nuclear arms control. King wanted to keep the
relationship with the Soviets as cordial as possible. Cadogan wrote to
Robertson in late September, informing him that the British could soon
arrest May, but that action had to be taken jointly lest some suspects
escape. Cadogan advised Robertson that the arrests would cause publicity
and might even hurt relations with the Russians, but that the British
were willing to "accept this consequence" and wanted to know
if Canada would do the same. The British were also mulling over various
scenarios that could play out from the affair. Stephenson suggested to
MI6 chief Stewart Menzies that the American and British heads of
government could jointly confront Stalin with the revelations and claim
that while they could publish the facts of the case, they would not if
the Russians ceased all activity and established "real
confidence" among all three parties. (8)
Gouzenko's revelations went from being a potential
embarrassment for the British to being a potential opportunity to take a
firmer stance with the Soviets. Just one day later, Stephenson had other
ideas and ran them past MI6. MacDonald wrote to Cadogan arguing that
because people had to be arrested and interrogated, it was hardly an
ideal course of action to keep the entire affair secret. (9) Stephenson
mused to "C" (Menzies) that "the story of what has been
discovered in Canada can be published to the world. This should
enlighten the public of Western Democracies as to the situation
vis-a-vis the Russians that we are all facing. It would lead to
discrediting of Communist parties in these three countries and would
considerably weaken Russia's diplomatic position in the
world." Gouzenko could not only be used as a moral message to the
public about the dangers of communism, but also to embarrass the Soviets
on the diplomatic stage.
To be sure, the spectacle was not without risks, which Stephenson
also acknowledged: "Publicly the story would probably destroy all
prospects of better relations with the Russians and would therefore
gravely prejudice the chances of establishing world security
organization and peace." (10) Despite these risks, the British
seemed willing to take the story public, given its ability to damage the
Soviets and save face for the British. MacDonald and Cadogan agreed with
Stephenson that this security embarrassment could be turned into a
strategic propaganda victory. The suspects had to be arrested, and the
publicity could not be avoided, but, in their eyes, this did not
necessarily mean relations with Russia would deteriorate. It is not
clear whether this was wishful thinking on their part or a strategy
meant to placate the concerns of the Canadian and British PMS, who
needed convincing that publicity was not a bad thing. (11) MacDonald and
Canadian diplomat Hume Wrong were happy that no arrests would be made
before 7 October, because the Canadians involved in the plan were not
ready. Prime Minister King, although he had accepted the British stance
on the matter, was left wondering if "forcefully" handling the
incident could improve Canadian-Soviet relations: he could confront the
Soviets and call for the withdrawal of their staff. (12) On 1 October
1945, King met with President Harry S. Truman in the United States; King
and Robertson then met with Stephenson in New York. Stephenson later
briefed Menzies about the results of the meeting. Truman did not commit
to any course of action, aside from agreeing that all three countries
should act in unison. Stephenson noted that both King and Robertson now
agreed the Gouzenko defection was a "Heaven sent opportunity to put
the whole world on warning." Stephenson stated that he had
"pointed out to them that in [his] view it was of great importance
to 'play up' the American aspect of the case if and when it
reaches public [sic]" by pointing to the Soviet interests in
American military information; "otherwise the American press or
some sections of it might turn their venom on Britain for allowing tube
alloy leakages to take place. They [King and Robertson] fully
agree." (13)
For the British, the Gouzenko revelations could be used to deflect
the counterintelligence failure that had occurred on their end--that is,
allowing the Soviets to receive leaked information about Canadian and
British plutonium research (tube alloys) through May. The research was
part of the joint Canadian, British, and American effort on nuclear
research during the war. (14) If, or when, the story broke, the
importance of the Soviet interest in American military matters could
increase while the British could quietly escape the potential scorn of
the American public for being a "leaky" partner when it came
to guarding top-secret information. The Canadians were willing to do
what they could to help "the motherland" in this endeavor.
The security services in all three countries tried to fix a date on
which to arrest the individuals named by Gouzenko. It was an agonizing
months-long wait for the British, who wanted not only May in custody but
the whole affair over and done. In October, the FBI advised the RCMP
that they (the FBI) were considering 18 October as the date to arrest
the suspects in the United States, though they too suffered from a lack
of evidence for a successful trial. The RCMP informed British officials,
including MacDonald, that it might be necessary to interrogate the
suspects for a period to acquire more evidence. (15)
To conduct these interrogations the Canadians would have to proceed
by way of a government order-in-council. A meeting between members of
M15, the Foreign Office, and Canadian diplomat Norman Robertson reveals
that the British thought the detention and interrogation of suspects in
Canada was both necessary and the best way forward. King had met with UK
prime minister Clement Attlee, and both leaders decided that while
arrests should take place, they should happen with as little publicity
as possible. However, detention by order would cause publicity; everyone
except King and Attlee agreed that it was necessary, to gain evidence
for prosecuting May. M15 believed carrying out this mission as the prime
ministers wanted--without publicity--was impossible. (16) The British
foreign secretary, Ernest Bevin, did what he could to persuade Attlee of
the wisdom of the approach suggested by the Foreign Office and security
services: that it was not possible to interrogate and avoid publicity.
Bevin offered the following assessment: "I feel myself that we are
dealing too tenderly with these people and I would prefer that a term
should be put to their activities as soon as possible." (17) Yet
action was postponed again because of the PMS.
British and Canadian diplomats and their respective security
services were growing frustrated with the delay by their governments.
M15 wrote to Hollis that they believed interrogating May in the United
Kingdom would not reveal much and that "general interrogation"
in Canada would likely be more productive. May was considered, at least
by M15, to be the "worst traitor" in the network. (18)
MacDonald and Cadogan also expressed their frustration with deferring
the operation. They feared not only that more information would be
leaked in the interest of keeping things quiet, but also that the Soviet
network had likely been tipped off by now about Gouzenko. In fact, it
certainly had been from the start, thanks to the Soviets' most well
placed agent, Kim Philby of MI6, who was responsible for
counterespionage and specifically the Soviet file. (19)
In a memo intended to bring the Americans up to speed, M15 and the
Foreign Office expressed their views on how the British and Canadian
diplomats and authorities had decided they would like to proceed. They
all decided to pursue the "straightforward" course: to arrest
and interrogate suspects to gather the evidence needed against May and
possibly others in America, where evidence to convict was presently
insufficient. The memo produced by M15 and the Foreign Office put it
bluntly: "The action we want is the destruction of this network at
the earliest possible moment and the discovery of all its
ramifications." Cadogan and MacDonald agreed with the memo, even
though it contradicted the quiet approach favoured by Attlee and King.
(20) Joint action was set to take place in November, but it never
happened because the FBI had to deal with another defection. Elizabeth
Bentley, a US government employee, had been running a large-scale spying
network for the Soviets inside the United States; J. Edgar Hoover's
FBI was tied up chasing leads based on information she provided. The
RCMP and Canadian officials had been preparing the order of operations
for King, should he agree, which included an announcement of the spy
ring and the ordering of arrests and interrogations under an
order-in-council. (21) On 28 November the British received the green
light from the Americans, with the FBI informing them that the Canadians
could now move on the arrests whenever they wished. (22)
King was prepared to try things his way, which turned out to be a
problem. The prime minister wanted to confront Russian ambassador Georgy
Zarubin, who was about to depart Canada for home, to tell him that he
knew what the Russians were up to. MacDonald notified Cadogan of
King's plan, stating that King was acting on legal advice that
prosecution of the suspects might not be possible and that this was the
prime minister's way of taking diplomatic action to break up the
ring and keep publicity low. The problem was that the previously
agreed-upon action could not happen if King were to do this. The spy
ring members would surely be alerted, and prosecutions and publicity
would never occur because suspects would flee and defect. (23) When
Stephenson learned of King's plan, he was firmly opposed. He
concluded that King's "present attitude [was] reached without
due regard for intelligence and security aspects of case" and that
the guilty would go unpunished--in particular, Carr and Rose. Stephenson
noted that the RCMP would "strongly resist [this] proposed
course." (24) Scholars such as Whitaker and Knight have noted that
to stop King, the RCMP commissioner Stuart Wood informed him that Hoover
and the FBI preferred no action at that time because it would jeopardize
their investigations in the United States, forcing King to let the
ambassador leave. Blame for the RCMP'S actions was attributed to
Hoover, since Wood had told King that Hoover wanted to wait, but no
evidence exists that links Hoover to this incident. (25) In fact, in
November the FBI told the British they had finished chasing leads. While
it is possible Hoover had a role, it is more likely that it was M15 and
the Foreign Office along with Stephenson--not the FBI and Hoover--that
wanted King to avoid this move. MI5 sent a telegram directly to the RCMP
commissioner instructing him to stop King, noting that the action would
yield few results: "We suggest that ambassadors [sic] departure
should not be allowed to precipitate action.... We strongly urge in the
interests of Canadian and British security [the] adoption of procedure
of memorandum drawn up in Washington.... PRIMROSE cannot be interrogated
without risk of publicity." (26) It is likely that Commissioner
Wood said whatever he needed to say to get King to comply. Whether Wood
had relayed this message to King directly or through Robinson is not
known, but the urgent telegram reveals that the British took a lead role
in having the RCMP stop King. They wanted action taken along the lines
previously agreed upon with the Americans--to establish a commission and
make public arrests--and further, they were getting impatient. Telling
King that M15 wanted no action would not have likely worked on the
Canadian prime minister, given that he knew the original plan, and what
the British wanted, but did not want to follow it. MacDonald informed
London that the RCMP was forced to advocate that King take no action and
that King had agreed; in reply, the British expressed relief that King
had abandoned the idea. (27)
These new revelations reveal that the British were willing to use
every power available to them to see the event unfold in a manner
acceptable to them; Canadian interests were not the priority. The
actions of the British--who were willing to work directly with
Canada's security service to influence the Canadian
government--demonstrate a high level of mistrust in Canada's
elected officials and contempt for its democratic process.
The Press Leak Revisited
As MANY HISTORIANS HAVE ACKNOWLEDGED, what eventually forced King
to act in February of 1946--that is, to publicly announce the detention
of suspects and the establishment of a Royal Commission to investigate
Soviet espionage--was the leak of the Gouzenko story to American media,
in particular, reporter Drew Pearson. Blame for this leak has generally
been attributed to Hoover. Scholars have argued that the FBI had the
most to gain; the leak helped re-invigorate the House Un-American
Activities Committee and the communist witch hunt underway at that time.
In Stephenson's biography, he names himself and Hoover as being
responsible for the leak. Stephenson had a reputation for embellishment,
though, and scholars have previously assumed that he would have
benefitted from the leak only in that it may have helped keep the BSC
office alive (it was slated to be scuttled after the conclusion of the
war). Yet Stephenson's rocky relationship with Hoover made a joint
leak unlikely. To these scholars, then, Hoover made more sense as the
source. An MI6 agent- either Stephenson or Peter Dwyer, the M16
representative in Washington--wrote to London, stating that one of the
agency's "representatives" had met with Pearson (without
American knowledge) and believed the reporter knew about Gouzenko as
early as 10 January 1946. The contact had surmised from Pearson that
Hoover was the source and that Hoover hoped to benefit from the recent
discussions on intelligence reorganization in the United States. Hoover
was against the formation of a central intelligence agency and wanted
the FBI to deal with domestic intelligence matters. (28) Curiously, the
British were the first to discover both the leak and Hoover's
connection, before Pearson's story ever hit the public. Certainly
the Gouzenko revelations could have helped Hoover, but the idea that he
leaked the story on his own may not be completely accurate. Even if
Stephenson was not the British source of the leak, new sources reveal
that the British likely had a hand in it.
In a memo from October 1945, early in the affair, M15 pondered the
possibilities for dealing with the Gouzenko scandal. The memo,
presumably written by Hollis while in Canada, discussed the British
options. One was to keep the affair as strictly an intelligence matter,
but that would mean allowing the ring to continue; given that some of
the moles were well placed in government, this was ruled out. The most
attractive option was to dismiss the spies, which would act as a
deterrent and hurt the Soviets diplomatically, as the countries involved
would ask for the removal of Soviet military attaches. Another
attractive option was to prosecute the spies and withdraw the attaches.
This was deemed better as a deterrent; if the prosecutions were
successful, intelligence could be extracted and the publicity would be
"considerable." Add to this another option M15 considered:
"An alternative version of c) [prosecution option] might be brought
about by an inspired but unofficial leakage to the press, which would
probably be followed by a protest from the Soviet Embassy. The resulting
inquiry would be likely to bring the story to light and reveal material
on which prosecutions would be brought." (29) This would turn out
to be exactly how the affair unfolded.
At the same time that King decided not to act, in December 1945,
MacDonald told the Foreign Office about a series of leaks in the US
press about attempts by the Soviets to obtain intelligence on US jet
propulsion and that such spies were under watch by the FBI. He noted
that the FBI was worried that the leak had come from within the bureau.
(30) These revelations gave MacDonald an idea. He confirmed in a letter
to the Foreign Office that M15, the RCMP, and External Affairs all
agreed that further delay was not good for security, as the suspects
could soon slip away and avoid apprehension. With everyone else in
agreement, the sole holdout was King, who did not want a
"diplomatic collision with [the] Russians without similar
supporting action being taken by the Americans." King did not want
to be left acting alone on the arrests. MacDonald admitted that there
appeared to be no way to sway King--"except perhaps a press leak in
Canada of the kind at present going on in U.S.A. or possibly further
alarming revelations of Soviet espionage in the Dominion." (31)
The British had ample reason to leak the Gouzenko story. They had
experience using the media to sway American public opinion in favour of
war, and in this instance, they were eager to end the spy ring's
existence because it had caused severe embarrassment. (32) The most
important Soviet mole was a British atomic scientist, and the leak came
as the Canadians and Americans were sharing research with the British.
From the beginning the British worried the revelation would be a blow to
UK-US relations, and they wanted the affair to focus instead on the
American angle, how the Soviets wanted US secrets, as well as on the
dangers of communism and Communist parties in all three countries. The
British wanted to turn an embarrassment into an edifying spectacle for
the public but were hampered by King's insistence that a diplomatic
row with the Russians be avoided. M15 used its influence to have the
RCMP dissuade King from acting rashly; the British wanted the network
broken up and the Canadian interrogations to take place so that they
could have evidence against May. The American press leaks in December
1945 gave the British the idea that they needed to force King's
hand and have the events unfold as they had hoped, with interrogations
and a public spectacle against communism and the Soviets. After the
leak, events unfolded precisely as M15'S earlier memo had
predicted. What is still uncertain is who, specifically, leaked the
information, though new sources reveal that the British were most likely
the orchestrators.
On 10 January 1946, the British believed that the Canadians should
be given warning of Pearson's story. On 24 January, diplomat Wrong
telegraphed Robertson, informing him that the Canadians had been given
the green light to make the arrests. On 4 February, King agreed to put
in place the Royal Commission to detain the suspects and interrogate
them. The draft of his speech was sent to the Foreign Office; in turn,
M15 stated that they were fine with the leak in the press and ready to
act on May. MacDonald noted that publicity would be inevitable as the
Royal Commission moved forward and that the "form in which
publicity [was] to be guided [had] not yet been decided." (33)
The publicity that emerged from the scandal is well known. When
King launched the Kellock-Taschereau Commission to investigate and
interrogate those named by Gouzenko, media in the United Kingdom, the
United States, and Canada covered the story with great interest.
Initially, the media appealed for calm; the New York Times, for
instance, pointed out after the commission's first interim report
that much of what the moles had released during the war could have been
obtained by a military attache request. But the commission and the
subsequent spy trials were never about the quality of the intelligence
given to the Soviets. From the beginning, the scandal was designed to
draw attention away from the British role in the leak by fanning the
flames with the Soviets and hardening existing opinions about them. In
the United States, public opinion had already started to shift toward
seeing the Soviets as the new enemy, with Republicans like John Foster
Dulles and Truman Democrats leading the way. The Gouzenko revelations
served to ramp up the good-versusevil dichotomy that was emerging;
historians have categorized the affair as the spark that began the Cold
War. In fact, Winston Churchill's famous "Iron Curtain"
speech came right in the middle of the scandal, in March 1946. The
Kellock-Taschereau Commission interrogated the spy suspects in camera
yet also gave regular and very public reports about its work. The
commission's final report published in June 1946--its "blue
book," as it was called--claimed that the spying occurred because
of people's misguided sympathies for communism and Communist
parties. Ideology featured prominently in the final report, which became
a bestseller. In the United Kingdom, the report was distributed widely
in government offices and sent to British foreign offices around the
globe, while the demand in Canada was so high the Canadian government
could not keep it in stock. (34)
In Canada, elements of the public and media still favoured
international control of the bomb and a world government, Many also
sympathized with Soviet grievances. But these attitudes were untenable,
even among the most progressive media outlets, such as the Toronto Star.
Some Canadians had been critical of viewing the Soviets as the
"Bolshevik bogey," but they were at a loss when it came to the
spy ring reports; the Star even avoided writing about it when the story
broke in February 1946. Other Toronto papers, including the Globe and
the Telegram, were already at work condemning the Soviets.
According to the Canadian press, US papers were "having a
field day" in launching attacks against the Russians. While the
Star tried to appeal to the public's calm and reason as the affair
went on, the paper finally succumbed and ceased defending the Russians
or calls for the sharing of nuclear secrets. (35) The affair effectively
silenced the political left in all countries. The Gouzenko Affair
succeeded in its moral message to Western governments and the public and
in deflecting attention away from the British role in leaking
information through May. All the attention was now focused on where
Soviet spies could be found, how communism should be shunned, and the
new cold war emerging between the United States and the Soviet Union.
The Foreign Office and British intelligence had hoped that the spectacle
of the spy trials and the Royal Commission would leave British-American
relations unscathed, and they were correct. The public spectacle had
saved the British from embarrassment and led to May's prosecution
and conviction. If the Cold War began with this event, then it began
with the help of the British government and intelligence services.
Conclusion
THE CONCLUSION OF WORLD WAR II ended hostilities with the Axis
powers, but it ushered in a new conflict with the Soviet Union. The
Gouzenko Affair served as a moral message and was deliberately designed
as such by the British. New sources reveal the role of the British in
influencing Canada's elected officials by working directly with
Canadian security services and by orchestrating the infamous press leak
to a US reporter. These new discoveries complicate the story of the
Gouzenko Affair by adding an important element to the often discussed
role of the United States, and particularly the FBI. They demonstrate
that the British government and intelligence services had a much greater
role in the affair than previously assumed, and they detail why that
involvement occurred. By creating the spectacle of the Royal Commission
and spy trials, Canada helped the United Kingdom preserve relations with
the United States while also putting the West on notice that the threat
of the Soviet Union lurked everywhere. With the help of the British
government and intelligence services, the Cold War began.
(1.) J. L. Granatstein & Robert Bothwell, Gouzenko Transcripts
(Ottawa: Deneau, 1982); J. L. Granatstein & David Stafford, Spy
Wars: Espionage and Canada from Gouzenko to Glasnost (Toronto:
McClelland & Stewart, 1990); Amy Knight, How the Cold War Began: The
Gouzenko Affair and the Hunt for Soviet Spies (Toronto: McClelland &
Stewart, 2005). Mark Kristmanson's work theorizes that the British
may have been involved in orchestrating the entire event, but few
documents were available at the time of his writing that could
decisively demonstrate how and why this was the case. See Kristmanson,
Plateaus of Freedom: Nationality, Culture, and State Security in Canada,
1940-1960 (Don Mills, ON: Oxford University Press, 2003). For more on
the affair, see J. L. Black & Martin Rudner, eds., The Gouzenko
Affair: Canada and the Beginnings of Cold War Counter-Espionage
(Manotick, ON: Penumbra, 2006); Robert Teigrob, Warming Up to the Cold
War: Canada and the United States' Coalition of the Willing, from
Hiroshima to Korea (Toronto: University of Toronto Press, 2009), Chap.
2; Reg Whitaker, Gregory Kealey & Andrew Parnaby, Secret Service:
Political Policing in Canada from the Fenians to Fortress America
(Toronto: University of Toronto Press, 2012), Chap. 7; Reg Whitaker
& Gary Marcuse, Cold War Canada: The Making of a National Insecurity
State, 1945-1957 (Toronto: University of Toronto Press, 1996); Reg
Whitaker & Steve Hewitt, Canada and the Cold War (Toronto: James
Lorimer, 2003); Jessica Wang, American Science in an Age of Anxiety:
Scientists, Anti-Communism and the Cold War (Chapel Hill: University of
North Carolina Press, 1999); Allen Weinstein & Alexander Vassiliev,
The Haunted Wood: Soviet Espionage in America--the Stalin Era (New York:
Random House, 1990); Vladislav Zubok & Constantine Pleshakov, Inside
the Kremlin's Cold War: From Stalin to Khrushchev (Cambridge, MA:
Harvard University Press, 1996); Ross Lambertson, Repression and
Resistance: Canadian Human Rights Activists, 1930-1960 (Toronto:
University of Toronto Press, 2005), Chap. 4; Dominique Clement,
Canada's Rights Revolution: Social Movements and Social Change,
1937-82 (Vancouver: University of British Columbia Press, 2008), Chap.
3; Dominique Clement, "The Royal Commission on Espionage and the
Spy Trials of 1946-9: A Case Study in Parliamentary Supremacy,"
Journal of the Canadian Historical Association 11, 1 (2000): 151-172;
Merrily Weisbord, The Strangest Dream: Canadian Communists, the Spy
Trials, and the Cold War (Toronto: Lester & Orpen Dennys, 1983).
(2.) Knight, How the Cold War Began, Chaps. 2 & 3, 55; Whitaker
& Marcuse, Cold War Canada, 53. For more on the BSC and Stephenson,
see William Stephenson, British Security Coordination: The Secret
History of British Intelligence in the Americas, 1940-45, Nigel West,
ed. (London: St. Ermin's Press, 1998); H. Montgomery Hyde, The
Quiet Canadian: The Secret Service Story of Sir William Stephenson
(London: Hamish Hamilton, 1962).
(3.) Clement, "Royal Commission," 155-157; Whitaker &
Marcuse, Cold War Canada; Bothwell & Granatstein, Gouzenko
Transcripts, 13.
(4.) Malcolm MacDonald to Alexander Cadogan, 9 September 1945, KV 2
1425, National Archives of the United Kingdom, London (hereafter NAUK).
(5.) William Stephenson to ess [pseud.], 17 September 1945, KV 2
1425, NAUK. Both Knight and Whitaker recount that the British were eager
to arrest May and joint action should occur. Knight, How the Cold War
Began, 75-76; Whitaker & Marcuse, Cold War Canada, 42-46.
(6.) Guy Liddell to RCMP, 19 September 1945, KV 2 1425, NAUK.
(7.) Liddell to RCMP, 23 September 1945, KV 2 1425, NAUK.
(8.) Cadogan to Norman Robertson, 26 September 1945, KV 2 1425,
NAUK; Stephenson to CSS, 25 September 1945, KV 2 1425, NAUK.
(9.) MacDonald to Cadogan, 27 September 1945, KV 2 1425, NAUK.
(10.) Stephenson to CSS, 27 September 1945, KV 2 1425, NAUK.
(11.) Cadogan to MacDonald, 28 September 1945, KV 2 1425, NAUK.
(12.) Hume Wrong and MacDonald to Cadogan, 1 October 1945, KV 2
1425, NAUK.
(13.) Stephenson to ess, 1 October 1945, KV 2 1425, NAUK.
(14.) For more on the joint nuclear research, see Whitaker &
Marcuse, Cold War Canada, 44-46; Gregg Herken, The Winning Weapon
(Princeton: Princeton University Press, 1988); Robert Bothwell, Nucleus:
The History of Atomic Energy of Canada Limited (Toronto: University of
Toronto Press, 1988).
(15.) FBI to RCMP, 10 October 1945, KV 2 1425, NAUK; MacDonald to
Stephenson, 15 October 1945, KV 2 1425, NAUK.
(16.) M15 to Roger Hollis, 27 October 1945, KV 2 1425, NAUK; memo
on course of action, 23 October 1945, KV 2 1425, NAUK.
(17.) Ernest Bevin to Prime Minister Attlee, 27 October 1945, KV 2
1425, NAUK.
(18.) M15 to Hollis, 31 October 1945, KV 2 1425, NAUK; Hollis to
M15, 2 November 1945, KV 2 1425, NAUK.
(19.) MacDonald to Cadogan, 31 October 1945, KV 2 1425, NAUK.
(20.) Foreign Office,"The Corby Case" (memorandum),
November 1945, KV 2 1425, NAUK; Cadogan to MacDonald, 9 November 1945,
KV 2 1425, NAUK.
(21.) Butler to Bromley, 14 November 1945, KV 2 1425, NAUK.
(22.) Lord Halifax to Cadogan, 28 November 1945, KV 2 1425, NAUK.
(23.) MacDonald to Cadogan, 2 December 1945, KV 2 1425, NAUK.
(24.) Stephenson to CSS, 2 December 1945, KV 2 1425, NAUK.
(25.) See Whitaker 's and Knight's accounts of this
event: Whitaker & Marcuse, Cold War Canada, 51- 53; Knight, How the
Cold War Began, 94- 96.
(26.) MIS to RCMP Commissioner Wood, 2 December 1945, KV 2 1425,
NAUK.
(27.) Cadogan to MacDonald, 5 Decemb er 1945, KV 2 1425, NAU K.
(28.) See Whitaker & Marcuse, Cold War Canada, 59-62; Knight,
How the Cold War Began, 105-106; No. 984 New York to M16,10 January
1946, KV 2 1426, NAUK. See also Knight's chapter, "The Allies
and the Gouzenko Affair,"in Black & Rudner, Gouzenko Affair.
(29.) Roger Hollis,"[illegible] in the Corby Case Prepared by
R.H.H. in Canada" (memorandum), October 1945, KV 2 1421 NAUK.
(30.) Cadogan to MacDonald, 4 December 1945, KV 2 1425, NAUK;
MacDonald to Cadogan, 5 December 1945, KV 2 1425, NAUK.
(31.) Macdonald to Cadogan, 7 December 1945, KV 2 1945, NAUK.
(32.) Nicholas J. Cull, Selling War: The British Propaganda
Campaign against American "Neutrality" in World War II
(Oxford: Oxford University Press, 1996).
(33.) MacDonald to Cadogan, 4 February 1946; MacDonald to Cadogan,
24 January 1946; MacDonald to Cadogan, 7 February 1946; Foreign Office
to MacDonald, 14 February 1946; MacDonald to Cadogan, 15 February 1946,
all in file KV 2 1426, NAUK.
(34.) Teigrob, Warming Up to the Cold War, 76-79; Knight, Wow the
Cold War Began, 140; Reg Whitaker, "Cold War Alchemy: How America,
Britain and Canada Transformed Espionage into Subversion,"
Intelligence & National Security 15, 2 (2000): 192; Weisbord,
Strangest Dream. On the widespread British distribution of the
commission's report, see file KV 2 1419, NAUK.
(35.) Teigrob, Warming Up to the Cold War, 84-86.
Dennis Molinaro
Dennis Molinaro, "How the Cold War Began ... with British
Help: The Gouzenko Affair Revisited," Labour/Le Travail 79 (Spring
2017): 143-155.
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