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Insider Trading - Illustration
The Securities and Exchange Commission requires insiders (officers, directors, persons with policy-making roles, and those owning 10% or more of any equity security of a publicly-held company) to report, within ten days after the month in which the transaction took place, any purchase, sale, redemption, etc. by them of their company's shares. Pertaining to the table below. BUY/SELL: Both open-market and private transactions are listed; Option related sales are denoted with an asterisk (*). DATE/PRICE: Ranges of dates and/or prices are given if the trader reported more than one transaction. HOLDINGS: Total shares held both directly and indirectly by the insider. INSIDER: Beneficial owners are not included. TITLE: AF: Affiliated Person; Al: Affiliate of Investment Advisor; B: Beneficial Owner of 10% or more of any company security; BC: Beneficial Owner as Custodian; BT: Beneficial Owner as Trustee; CB: Chairman of the Board; CP: Controlling Person; D: Director; DO: Director & Beneficial Owner DS: Indirect Shareholder; GP: General Partner; H: Officer, Director & Beneficial Owner: IA: Investment Advisor; LP: Limited Partner; MC: Member of Committee or Advisory Board; O: Officer; OB: Officer & Beneficial Owner; OD Officer & Director; OS: Officer of Subsidiary; OX: Divisional Officer; P: President; R: Retired, Resigned, Deceased, No Longer with Company; SH: Shareholder; T: Trustee; UN: Unknown; VP: Vice President; and, VT: Voting Trustee. INSIDER RANKING: Net number of bullish (+) or bearish (-) insiders within the company during the past 90 days. N/R: Information not reported on form.
NEW YORK STOCK EXCHANGE
COMPANY BUY SELL DATE
ACNIELSEN CORP. 1,000 3/4/99
AEROFLEX INC. 22,775(*) 3/4/99
AFFILIATED MANAGERS
GROUP INC. 20,000 2/25/99
AGL RESOURCES INC. 1,196 3/17/99
ALCOA INC 1,000 3/3/99
AMERICA ONLINE INC. 4,000(*) 2/19/99
AMERICAN AXLE &
MANUFACTURING HO 3,000 2/3/99
AMERICAN HOME PRODUCTS
CORP. 50,000(*) 3/26/99
AMERICAN PRECISION
INDUSTRIES IN 400 3/15/99
AMERICAN PRECISION
INDUSTRIES IN 1,000 3/16/99
AMERUS LIFE HOLDINGS
INC. (COM A) 12,816 2/17-25/99
AMLI RESIDENTIAL
PROPERTIES TRUS 11,798 2/10-24/99
ANTHRACITE CAPITAL INC. 745 2/23/99
BAKER HUGHES INC. 500 3/23/99
BARD (C.R.) INC. 10,100(*) 3/9/99
BARD (C.R.) INC. 300 3/1/99
BARD (C.R.) INC. 622 3/1/99
BARD (C.R.) INC. 5,548(*) 3/3-8/99
BARD (C.R.) INC. 25,196(*) 3/10/99
BAXTER INTERNATIONAL
INC. 50,000 2/8/99
BAXTER INTERNATIONAL 125,000 2/8/99
INC.
BJ'S WHOLESALE CLUB INC. 24,224(*) 3/5/99
BURNHAM PACIFIC
PROPERTIES INC. 3,200 3/15/99
BURNHAM PACIFIC
PROPERTIES INC. 138,900 3/23-26/99
CABLE DESIGN
TECHNOLOGIES CORP. 45,000 3/4-31/99
CENTRAL VERMONT PUBLIC
SVC CORP. 1,000 3/17/99
CHIQUITA BRANDS INTL.
INC. 3,426,800 3/5-16/99
COMMERCE BANCORP INC.
(NJ) 2,033(*) 3/12/99
COMMERCE BANCORP INC.
(NJ) 7,000(*) 3/2/99
COMPUTER TASK GROUP INC. 1,000 3/15/99
CONSOLIDATED STORES
CORP. 58,500(*) 3/2-12/99
CORNELL CORRECTIONS INC. 1,000 3/1/99
CULP INC. 6,025 3/9-23/99
DEL MONTE FOODS COMPANY 3,300 2/5/99
DOWNEY FINANCIAL CORP. 50,000 3/19/99
DREYFUS (LOUIS) NATURAL
GAS CORP 400 3/2/99
DYNEGY INC 500 3/17/99
EASTERN ENTERPRISES 1,000 3/23/99
EDWARDS (A.G.) INC. 1,911 3/1/99
EDWARDS (A.G.) INC. 1,000 3/31/99
EQUITABLE COS INC., THE 8,675 3/2/99
ESTERLINE TECHNOLOGIES
CORP. 10,000 3/25/99
FINANCIAL SECURITY
ASSURANCE HLD 6,000 3/10/99
FLEMING COS. INC. 6,000 3/12-16/99
FLUOR CORPORATION 50,000 3/12/99
FRONTIER INSURANCE
GROUP INC. 7,325 1/31/99
GABELLIASSET MANAGEMENT
(COMA) 1,500 2/10/99
GANNETT CO. 3,392 3/24/99
GLAMIS GOLD LTD. 4,500 3/17/99
GLEASON CORP. 14,000(*) 3/17-18/99
GOLDEN STATE BANCORP
INC. 1,300 3/1/99
GREAT ATLANTIC & PACIFIC
TEA CO. 1,500 3/16/99
GUIDANT CORP. 8,000(*) 2/5/99
HUSSMANN INTERNATIONAL
INC. 5,142 3/4-11/99
HUSSMANN INTERNATIONAL
INC. 8,385 3/2-5/99
HUSSMANN INTERNATIONAL
INC. 10,000 3/12/99
INGERSOLL RAND CO. 2,250(*) 3/2/99
INGERSOLL RAND CO. 6,000(*) 3/2/99
INTERSTATE ENERGY CORP. 92 2/16/99
JLG INDUSTRIES, INC. 500 3/10/99
K MART CORP 20,000(*) 3/19/99
LOEWS CORP. 500 3/29/99
LONE STAR INDUSTRIES
INC. 29,000 3/8-25/99
MARK IV INDUSTRIES INC. 5,450(*) 3/1/99
MAXXIM MEDICAL INC. 2,000 3/8/99
MESTEK INC. 1,000 3/8/99
MIDAMERICAN ENERGY CO. 2,355 3/12/99
MIDAMERICAN ENERGY
HOLDINGS CO. 4,511(*) 3/12/99
THE MONARCH MACHINE
TOOL CO. 1,400 3/1/99
MUTUAL RISK MANAGEMENT
LTD. 102,668 3/5-12/99
NABISCO HOLDINGS CORP.
(COM A) 1,000 3/16/99
NATIONAL PRESTO
INDUSTRIES INC. 100 3/3/99
NIAGARA MOHAWK POWER
CORP. 1,334 3/15/99
NIAGARA MOHAWK POWER
CORP. 1,000 3/10/99
OCTEL CORP 2,175 2/24-25/99
OGDEN CORP. 1,500 2/26/99
PENNZENERGY CO 2,800 3/26/99
PITNEY BOWES INC. 1,600 2/24/99
PNC BANK CORP. 83 3/1/99
PNC BANK CORP. 11,500(*) 3/16/99
PNC BANK CORP. 5,000 3/12/99
PROMUS HOTEL CORP. 1,000 3/18/99
REGENCY REALTY CORP. 225 2/10/99
REPUBLIC SERVICES INC
(COM A) 2,000 3/15/99
RUSS BERRIE & CO. 5,624(*) 3/16/99
RUSS BERRIE & CO. 1,415(*) 3/19/99
SAFEWAY INC 19,650,304 2/10/99
SANTA FE ENERGY RES INC. 3,000 3/4/99
SEAGRAM CO. LTD., THE 1,000,000 2/17-22/99
SERVICEMASTER COMPANY 154 2/1/99
SOUTHERN AFRICAN FUND
INC., THE 220 3/12/99
SUNSHINE MINING &
REFINING CO. 150,000 3/18/99
TAIWAN FUND INC. 225 1/4-15/99
TETRA TECHNOLOGIES INC.
(DEL) 1,500 3/10/99
TETRA TECHNOLOGIES INC.
(DEL) 2,000 3/5/99
TETRA TECHNOLOGIES INC.
(DEL) 2,000 3/3/99
TETRA TECHNOLOGIES INC.
(DEL) 1,000 3/5/99
TITAN CORP 5,300 3/26/99
TOWER AUTOMOTIVE INC. 54,900(*) 3/1/99
TRANSPRO INC. 2,000 3/4/99
TURNER CORP. 1,000 3/22/99
UNITED ILLUMINATING CO. 402 2/25/99-3/5/99
UNITRODE CORP. 3,860 3/15/99
VARIAN ASSOC. INC. 150,000 2/1-26/99
WABASH NATIONAL CORP. 2,000 3/2/99
WACKENHUT CORRECTIONS
CORP. 2,000 3/10/99
WORLDTEX INC. 5,000 3/2-3/99
NASDAQ
ACTION PERFORMANCE COS. 10,000(*) 2/16/99
AF BANKSHARES INC 1,500 3/12/99
AMERCO 2,800 3/19/99
AMERICAN ENERGY GROUP
LTD. 20,000 3/26/99
AMERICAN FREIGHTWAYS
CORP. 11,000(*) 3/9/99
AMERICAN WOODMARK CORP. 2,484 3/1/99
AMERICAN WOODMARK CORP. 1,000(*) 3/10/99
AMERICAN WOODMARK CORP. 5,000 3/11-16/99
AMERICAN WOODMARK CORP. 800(*) 3/10/99
AMERICAN WOODMARK CORP. 11,000 3/1/99
AMERIPATH INC. 5,000 3/10/99
ANALYSTS INTERNATIONAL
CORP. 10,000 3/25/99
APPROVED FINANCIAL CORP. 1,000 3/22/99
AUTOCAM CORP. 1,000 3/2/99
BANK OF MARIN SAN RAFAEL
(CA) 305 1/13/99-2/25/99
BOTTOMLINE TECHNOLOGIES
DE INC 281,250 2/18/99
BRENTON BANKS INC. 5,901 3/17-1/99
BROADCOM CORP.(COM A) 236,250 2/1-23/99
BULL & BEAR GROUP INC.
(COM A) 10,690 3/16-18/99
CAMBRIDGE TECHNOLOGY
PARTNERS (M 3,000 3/1/99
CAMBRIDGE TECHNOLOGY
PARTNERS (M 100,000 3/19/99
CAPTEC NET LEASE REALTY
INC. 3,000 3/2/99
CAROLINA SOUTHERN BANK 125 2/22/99
CATSKILL FINL CORP. 2,000 3/16-19/99
CDNOW INC 90,000 3/1-2/99
CHARMING SHOPPES INC. 5,000 3/12/99
CNET INC. 50,000 2/24/99
COEUR D'ALENES CO., THE 38,500 3/16-29/99
COLLABORATIVE CLINICAL
RESEARCH 7,000 3/23/99
COLORADO BUSINESS
BANKSHARES INC 17,000 2/9/99
COMCAST CORP.(COM A) 27,997 3/8/99
COMMUNITY BANK SHARES
OF INDIANA 2,000 3/11-16/99
COMMUNITY FINL GROUP
INC. 331 2/1/99
COMMUNITY FIRST
BANCORPORATION 1,000 1/5/99
CONSOLIDATED FREIGHTWAYS
CORP. 1,044 3/1/99
COST PLUS INC. (CA) 13,000(*) 2/5/99
CYMER INC. 40,000(*) 2/4/99
DATA PROCESSING
RESOURCES CORP. 6,000 3/16/99
DATUM CORP. 1,000 3/4/99
DEARBORN BANCORP INC. 475 3/8-23/99
DEARBORN BANCORP INC. 179 3/1/99
DIALOGIC CORP. 20,000(*) 3/4/99
DIALOGIC CORP. 6,000 3/5-8/99
DIALOGIC CORP. 30,000 3/3-10/99
DIAMOND TECHNOLOGY
PARTNE(COM B) 40,000 2/26/99
DIGITAL RIVER INC 1,700 2/16/99
DIGITAL SOLUTIONS INC. 5,000 3/5/99
ECB BANCORP INC 1,000 3/23/99
EDUCATIONAL VIDEO
CONFERENCING I 11,854 3/9/99
EDUCATIONAL VIDEO
CONFERENCING I 11,854 3/9/99
EUROPA CRUISES CORP. 50,000 3/10-25/99
EUROTECH LTD. 15,000 3/9/99
EUROTECH LTD. 5,000 3/8-9/99
EVERGREEN RESOURCES INC. 38,400 3/8-11/99
EVERGREEN RESOURCES INC. 7,500 3/12/99
EXCEL SWITCHING CORP. 9,000 2/9/99
FENTURA BANCORP INC. 276 2/16/99-3/1/99
FENTURA BANCORP INC. 45 3/1/99
FIDELITY HOLDINGS INC. 39,024 01/04/1999
FIRST FINANCIAL CORP.
(RI) 1,000 3/19/99
FIRST MERCHANTS CORP. 200 3/18/99
FONIX CORP. 157,198 2/1-26/99
GENTEX CORP. 17,142(*) 03/17/1999
GENTEX CORP. 7,500(*) 3/29/99
GREAT AMERICAN BANCORP
INC. 1,000(*) 2/16/99
GREENMAN TECHNOLOGIES
INC. 26,132 1/4/99
GUILFORD PHARMACEUTICALS
INC. 7,000 3/9/99
HARLEYSVILLE NATIONAL
CORP. 1,000 3/9/99
HERITAGE BANCORP INC. 15,600 3/5-8/99
HIGHLAND BANCORP INC
(CA) 1,168(*) 2/17/99
HOMASOTE CO. 500 3/19/99
HOMELAND HOLDING CORP. 1,000 3/17/99
HOMELAND HOLDING CORP. 2,000 3/12/99
HORIZON ORGANIC HOLDING
CORP 25,000 2/23/99
IMAGYN MEDICAL
TECHNOLOGIES INC. 5,000 3/1/99
INSURANCE MANAGEMENT
SOLUTIONS G 1,000 2/17/99
INTELIDATA TECHNOLOGIES
CORP. 25,000 3/12/99
INTELLIGROUP INC. 5,000 3/17/99
INTERFACE INC.(COM A) 8,000 3/8/99
INTERMEDIA
COMMUNICATIONS INC. 10,000 3/9/99
INTERNEURON
PHARMACEUTICALS INC. 20,000 3/9-12/99
INTERPORE INTERNATIONAL 20,000 2/25/99
INTRANET SOLUTIONS INC. 11,000 3/2-3/99
JANUS AMERICAN GROUP INC 2,000 3/17-18/99
JAVELIN SYSTEMS INC. 20,000 2/18/99
LECROY CORP. 1,000 2/17/99
MANNATECH INC 56,463 2/12/99
MARION CAPITAL HOLDINGS
INC. 500 2/18/99
MARKET GUIDE INC. 900 3/23/99
MATRIX PHARMACEUTICAL
INC. 20,000 3/19/99
MCLEODUSA INC.(COM A) 24,616 2/1-3/99
MICHAEL FOODS INC. 500 3/31/99
MICRO WAREHOUSE INC. 300 3/19/99
MICROSTRATEGY INC(COM A) 4,500(*) 2/10/99
MOORE PRODUCTS CO. 2,000 3/18-19/99
MPM TECHNOLOGIES INC. 5,700 3/1-3/99
NATIONAL BANCORP. OF
ALASKA 185 3/4/99
NBT BANCORP INC. 250 2/1/99
NETGRAVlTY INC 11,402 2/2/99
NETWORK APPLIANCE CORP. 425,000 3/16-17/99
NETWORK APPLIANCE CORP. 9,800 3/5/99
NETWORK APPLIANCE CORP. 20,000 3/18/99
NORTHWEST INDIANA
BANCORP. 174 2/5/99
NORTHWEST NATURAL
GAS CO. 550 3/24-30/99
NORTHWEST NATURAL
GAS CO. 1,000 3/24/99
OBJECT DESIGN INC. 175,000 3/1-9/99
ONYX SOFTWARE CORP 3,000 2/12/99
OSHKOSH B'GOSH INC.
(COM A) 2,400(*) 3/1/99
OUTBACK STEAKHOUSE INC. 10,500(*) 3/1-3/99
OUTBACK STEAKHOUSE INC. 18,750(*) 3/1-5/99
OUTBACK STEAKHOUSE INC. 36,000(*) 3/1-5/99
PATHOGENESIS CORP 10,000 2/1-10/99
PAULA FINANCIAL 1,180 3/18/99
PERMA-FIX ENVIRONMENTAL
SERVICES 5,000 3/26/99
PHARMAKINETICS
LABORATORIES INC. 10,000 3/19/99
PHARMANETICS INC 1,000 3/1/99
PHARMANETICS INC 1,000 3/2/99
PLAY BY PLAY TOYS &
NOVELTIES IN 10,000 3/12/99
PROVIDENT BANKSHARES
CORP. 1,000 3/19/99
PYRAMID BREWERIES INC. 30,000 1/26/99-2/22/99
QLOGIC CORP. 2,650(*) 2/1-26/99
RAND CAPITAL CORP. 16,129 3/18/99
RAVEN INDUSTRIES INC. 4,000 3/5-15/99
REUTER MANUFACTURING
INC. 25,000 3/17/99
RF MICRO DEVICES INC. 10,000 01/26/99
ROBERDS INC. 5,700 3/1-2/99
ROMAC INTERNATIONAL INC. 25,000 3/19/99
RONSON CORP. 750 3/2/99
ROSS STORES INC. 1,692(*) 2/8-19/99
RUSHMORE FINANCIAL GRP
INC. 15,000 2/19/99
RWD TECHNOLOGIES INC. 600 2/16/99
SAF T LOK INC. 58,000 3/1/99
SHERIDAN ENERGY INC. 2,000 3/17/99
SIEBERT FINANCIAL CORP. 20,000(*) 3/3/99
SIEBERT FINANCIAL CORP. 20,000(*) 3/4/99
SIMSBURY BANK & TRUST
CO. (CT) 200 2/1/99
SINGING MACHINE CO. 56,807 3/19/99
SOBIESKI BANCORP INC. 500 3/1/99
SOUTH JERSEY FINANCIAL
CORP 5,000 2/12/99
SOUTHERN COMMUNITY BANK
& TRUST 299 3/5/99
SOUTHERN COMMUNITY BANK
& TRUST 307 3/3/99
STRATEGIC DISTRIBUTION
INC. 10,000 3/5-8/99
STRATEGIC DISTRIBUTION
INC. 40,000 3/15-16/99
SUMEX CORP. 300 3/24/99
TEKNOWLEDGE CORP. 20,000 3/5/99
TELETECH HOLDINGS INC. 220,000 3/11-12/99
TELETECH HOLDINGS INC. 200,000 3/11-12/99
TIER TECHNOLOGIES INC.
(COM B) 3,000 3/5/99
TIER TECHNOLOGIES INC.
(COM B) 75,000 2/4/99
TITAN MOTORCYCLE COMPANY
OF AMER 150,000 2/12/99
TOWER FINANCIAL CORP 10,000 1/29/99
TRANSACT TECHNOLOGIES
INC. 1,000 3/12/99
TRANSACT TECHNOLOGIES
INC. 5,000 2/16/99
TRANSWORLD HEALTHCARE
INC. 2,000 3/15/99
TSI INTL SOFTWARE LTD. 100 02/25/99
TSI INTL SOFTWARE LTD. 9,000(*) 2/11-24/99
TWEETER HOME
ENTERTAINMENT GROUP 4,000 2/2/99
TWIN CITY BANCORP INC. 400 2/22/99-3/4/99
UNITED PAYORS & UNITED
PROVIDERS 1,500 2/25/99
UNITED STATES LIME &
MINERALS IN 500 3/24/99
UNITY FIRST ACQUISITION
CORP. 52,000 3/2/99
VARI-L CO. 1,600 3/15/99
VEECO INSTRUMENTS INC.
(DE) 5,000(*) 2/2/99
WISCONSIN CENTRAL
TRANSPORTATION 4,000 3/12/99
WISCONSIN CENTRAL
TRANSPORTATION 2,000 3/25/99
WOODWARD GOVERNOR CO. 1,000 3/15/99
YAHOO! INC. 60,000(*) 2/1/99
YARDVILLE NATIONAL
BANCORP. 200 3/3/99
YORK RESEARCH CORP. 2,000 3/23/99
AMERICAN STOCK EXCHANGE
BANCROFT CONVERTIBLE
FUND INC. 1,500 3/3/99
BULL & BEAR US
GOVERNMENT SECS F 4,000 3/2/99
ELLSWORTH CONVERTIBLE
GROWTH & I 1,500 3/3/99
FIRST AUSTRALIA PRIME
INCOME FUN 500 3/25/99
MEASUREMENT SPECIALTIES
INC. 5,000 2/16-19/99
PAB BANKSHARES INC. 1,000 2/11/99
PAB BANKSHARES INC. 1,108 2/10/99
SONUS CORP 15,000 3/16-23/99
TRANSFINANCIAL HOLDINGS
INC. 2,000 3/12/99
TRANSFINANCIAL HOLDINGS
INC. 1,500 3/15/99
U.S.B. HOLDING CO INC. 12,000 2/5/99
COMPANY PRICE HOLDING
ACNIELSEN CORP. 24.50 7,306
AEROFLEX INC. 13.84 443,293
AFFILIATED MANAGERS
GROUP INC. 27.13 28,000
AGL RESOURCES INC. 18.76 115,607
ALCOA INC 38.75 1,000
AMERICA ONLINE INC. 77.84 400
AMERICAN AXLE &
MANUFACTURING HO 17.00 0
AMERICAN HOME PRODUCTS
CORP. 66.63 69,691
AMERICAN PRECISION
INDUSTRIES IN 9.00 1,800
AMERICAN PRECISION
INDUSTRIES IN 9.06 2,132
AMERUS LIFE HOLDINGS
INC. (COM A) 19.48-20.88 23,816
AMLI RESIDENTIAL
PROPERTIES TRUS 19.57-20.63 39,618
ANTHRACITE CAPITAL INC. 6.71 745
BAKER HUGHES INC. 22.56 2,500
BARD (C.R.) INC. 57.68 197,370
BARD (C.R.) INC. 56.56 300
BARD (C.R.) INC. 56.50 3,465
BARD (C.R.) INC. 56.75-58.00 8,772
BARD (C.R.) INC. 57.31 40,935
BAXTER INTERNATIONAL
INC. 69.25-69.75 39,722
BAXTER INTERNATIONAL 69.38-69.75 84,722
INC.
BJ'S WHOLESALE CLUB INC. 25.56 21,600
BURNHAM PACIFIC
PROPERTIES INC. 10.38-10.44 19,625
BURNHAM PACIFIC
PROPERTIES INC. 10.25-10.75 326,266
CABLE DESIGN
TECHNOLOGIES CORP. 11.38-12.75 456,014
CENTRAL VERMONT PUBLIC
SVC CORP. 10.94 1,000
CHIQUITA BRANDS INTL.
INC. 3.9.81-12.00 26,107,827
COMMERCE BANCORP INC.
(NJ) 45.25 151,616
COMMERCE BANCORP INC.
(NJ) 45.00 18,000
COMPUTER TASK GROUP INC. 16.50 220,674
CONSOLIDATED STORES
CORP. 25.19-27.25 53,123
CORNELL CORRECTIONS INC. 16.19 6,500
CULP INC. 5.25-5.50 12,100
DEL MONTE FOODS COMPANY 15.00 70,339
DOWNEY FINANCIAL CORP. 19.13-19.19 5,672,504
DREYFUS (LOUIS) NATURAL
GAS CORP 12.75 500
DYNEGY INC 12.75 1,200
EASTERN ENTERPRISES 37.38 5,757
EDWARDS (A.G.) INC. 33.25-33.50 79,658
EDWARDS (A.G.) INC. 32.19 61,227
EQUITABLE COS INC., THE 68.88 21,498
ESTERLINE TECHNOLOGIES
CORP. 12.25 20,400
FINANCIAL SECURITY
ASSURANCE HLD 49.00 11,300
FLEMING COS. INC. 7.63-8.13 23,000
FLUOR CORPORATION 30.10 61,300
FRONTIER INSURANCE
GROUP INC. 13.65 289,125
GABELLIASSET MANAGEMENT
(COMA) 17.50 1,500
GANNETT CO. 63.56 1,738
GLAMIS GOLD LTD. 1.75 4,500
GLEASON CORP. 17.21-17.53 5,000
GOLDEN STATE BANCORP
INC. 17.63 0
GREAT ATLANTIC & PACIFIC
TEA CO. 33.50 1,700
GUIDANT CORP. 53.56 8,600
HUSSMANN INTERNATIONAL
INC. 14.06-14.88 40,132
HUSSMANN INTERNATIONAL
INC. 14.50-15.00 1,000
HUSSMANN INTERNATIONAL
INC. 14.00 61,733
INGERSOLL RAND CO. 49.00-49.13 807
INGERSOLL RAND CO. 49.38 18,480
INTERSTATE ENERGY CORP. 27.51 5,145
JLG INDUSTRIES, INC. 13.94 500
K MART CORP 17.12-17.18 9,645
LOEWS CORP. 79.50 500
LONE STAR INDUSTRIES
INC. 26.90-31.19 346,608
MARK IV INDUSTRIES INC. 14.94 58,225
MAXXIM MEDICAL INC. 18.50 6,000
MESTEK INC. 19.63-19.88 9,000
MIDAMERICAN ENERGY CO. 27.15 0
MIDAMERICAN ENERGY
HOLDINGS CO. 27.15 0
THE MONARCH MACHINE
TOOL CO. 7.13-7.19 5,000
MUTUAL RISK MANAGEMENT
LTD. 41.26-43.00 206,799
NABISCO HOLDINGS CORP.
(COM A) 42.00 1,000
NATIONAL PRESTO
INDUSTRIES INC. 36.63 433
NIAGARA MOHAWK POWER
CORP. 15.00 4,562
NIAGARA MOHAWK POWER
CORP. 14.69 1,500
OCTEL CORP 13.33-13.44 2,175
OGDEN CORP. 23.00 12,500
PENNZENERGY CO 10.31 5,377
PITNEY BOWES INC. 66.96 4,775
PNC BANK CORP. 51.47 3,950
PNC BANK CORP. 59.00 23,570
PNC BANK CORP. 57.24-57.31 22,422
PROMUS HOTEL CORP. 36.00 1,000
REGENCY REALTY CORP. 22.25 3,553
REPUBLIC SERVICES INC
(COM A) 15.88 2,200
RUSS BERRIE & CO. 26.31 1,859
RUSS BERRIE & CO. 25.81 0
SAFEWAY INC 52.69 44,054,755
SANTA FE ENERGY RES INC. 5.50 427,542
SEAGRAM CO. LTD., THE 46.71-48.32 16,320,000
SERVICEMASTER COMPANY 19.52 51,452
SOUTHERN AFRICAN FUND
INC., THE 11.06 690
SUNSHINE MINING &
REFINING CO. 0.50 35,000
TAIWAN FUND INC. 12.50-12.63 500
TETRA TECHNOLOGIES INC.
(DEL) 6.75 5,500
TETRA TECHNOLOGIES INC.
(DEL) 6.75 9,508
TETRA TECHNOLOGIES INC.
(DEL) 6.44 2,500
TETRA TECHNOLOGIES INC.
(DEL) 6.69-6.75 15,666
TITAN CORP 5.06 7,800
TOWER AUTOMOTIVE INC. 19.50 21,458
TRANSPRO INC. 5.50 4,387
TURNER CORP. 14.75 110,855
UNITED ILLUMINATING CO. 44.06-44.81 1,888
UNITRODE CORP. 12.94 3,860
VARIAN ASSOC. INC. 32.38-34.90 90,500
WABASH NATIONAL CORP. 12.63 315,712
WACKENHUT CORRECTIONS
CORP. 21.06 0
WORLDTEX INC. 2.00-2.13 15,000
NASDAQ
ACTION PERFORMANCE COS. 38.64 0
AF BANKSHARES INC 12.00 20,432
AMERCO 21.25 4,600
AMERICAN ENERGY GROUP
LTD. 3.06 20,000
AMERICAN FREIGHTWAYS
CORP. 16.00 100
AMERICAN WOODMARK CORP. 33i00 0
AMERICAN WOODMARK CORP. 33.63 1,874
AMERICAN WOODMARK CORP. 34.50-35.38 2,219,889
AMERICAN WOODMARK CORP. 33.25 811
AMERICAN WOODMARK CORP. 33.13-34.63 130,316
AMERIPATH INC. 8.50 137,176
ANALYSTS INTERNATIONAL
CORP. 12.00-13.88 86,577
APPROVED FINANCIAL CORP. 3.13 13,120
AUTOCAM CORP. 10.00 4,526
BANK OF MARIN SAN RAFAEL
(CA) 35.25-36.50 49,921
BOTTOMLINE TECHNOLOGIES
DE INC 13 1,593,750
BRENTON BANKS INC. 15.0-15.50 62,793
BROADCOM CORP.(COM A) 61.96-135.33 0
BULL & BEAR GROUP INC.
(COM A) 3.69-3.94 122,520
CAMBRIDGE TECHNOLOGY
PARTNERS (M 25.88 72,500
CAMBRIDGE TECHNOLOGY
PARTNERS (M 100,000 11.93 388,017
CAPTEC NET LEASE REALTY
INC. 12.94 6,300
CAROLINA SOUTHERN BANK 16.00 39,835
CATSKILL FINL CORP. 14.75 6,100
CDNOW INC 16.00-16.25 213,287
CHARMING SHOPPES INC. 4.25 5,000
CNET INC. 122.78 2,423,527
COEUR D'ALENES CO., THE 0.25-0.26 2,051,461
COLLABORATIVE CLINICAL
RESEARCH 4.38-4.50 399,981
COLORADO BUSINESS
BANKSHARES INC 11.76 1,056,709
COMCAST CORP.(COM A) 72.38 35,523
COMMUNITY BANK SHARES
OF INDIANA 15.88 60,595
COMMUNITY FINL GROUP
INC. 10.61-12.62 12,996
COMMUNITY FIRST
BANCORPORATION 16.50 0
CONSOLIDATED FREIGHTWAYS
CORP. 14.63 102,212
COST PLUS INC. (CA) 38.50 0
CYMER INC. 27.22 420,356
DATA PROCESSING
RESOURCES CORP. 16.76 83,600
DATUM CORP. 7.50 2,000
DEARBORN BANCORP INC. 9.13-9.75 3,664
DEARBORN BANCORP INC. 11.50 1,009
DIALOGIC CORP. 34.95 500
DIALOGIC CORP. 35.00-35.06 1,546,550
DIALOGIC CORP. 31.67-35.42 2,994,899
DIAMOND TECHNOLOGY
PARTNE(COM B) 24.97 427,925
DIGITAL RIVER INC 33.22 1,666
DIGITAL SOLUTIONS INC. 1.13 94,350
ECB BANCORP INC 12.50 5,850
EDUCATIONAL VIDEO
CONFERENCING I 10.80 420,146
EDUCATIONAL VIDEO
CONFERENCING I 10.80 420,146
EUROPA CRUISES CORP. 0.31-0.32 450,000
EUROTECH LTD. 1.22 0
EUROTECH LTD. 0.91-1.05 0
EVERGREEN RESOURCES INC. 16.65-17.00 971,380
EVERGREEN RESOURCES INC. 17.25 46,366
EXCEL SWITCHING CORP. 25.20 1,000
FENTURA BANCORP INC. 49.00-51.00 18,232
FENTURA BANCORP INC. 49.00 3,038
FIDELITY HOLDINGS INC. 269 3,539,034
FIRST FINANCIAL CORP.
(RI) 12.63 2,000
FIRST MERCHANTS CORP. 22.62 10,212
FONIX CORP. 0.91-1.88 416,799
GENTEX CORP. 23.38 52,200
GENTEX CORP. 23.13-23.25 158,544
GREAT AMERICAN BANCORP
INC. 14.50 9,022
GREENMAN TECHNOLOGIES
INC. 0.29 114,228
GUILFORD PHARMACEUTICALS
INC. 10.13 405,825
HARLEYSVILLE NATIONAL
CORP. 35.00 2,677
HERITAGE BANCORP INC. 4.69-4.75 362,993
HIGHLAND BANCORP INC
(CA) 34.25 42,052
HOMASOTE CO. 11.75 1,500
HOMELAND HOLDING CORP. 3.50 1,000
HOMELAND HOLDING CORP. 3.25 27,000
HORIZON ORGANIC HOLDING
CORP 15.67 335,782
IMAGYN MEDICAL
TECHNOLOGIES INC. 0.88 5,000
INSURANCE MANAGEMENT
SOLUTIONS G 1023 1,000
INTELIDATA TECHNOLOGIES
CORP. 1.31 -1.41 39,909
INTELLIGROUP INC. 8.60 7,000
INTERFACE INC.(COM A) 10.13 20,000
INTERMEDIA
COMMUNICATIONS INC. 23.47 115,400
INTERNEURON
PHARMACEUTICALS INC. 3.25-3.75 596,887
INTERPORE INTERNATIONAL 4.50 7,096
INTRANET SOLUTIONS INC. 6.31-6.50 327,588
JANUS AMERICAN GROUP INC 2.75-2.94 3,000
JAVELIN SYSTEMS INC. 11.52 1,500
LECROY CORP. 18.81-19.25 560
MANNATECH INC 8.00 342,537
MARION CAPITAL HOLDINGS
INC. 21.00 2,000
MARKET GUIDE INC. 13.43 673,843
MATRIX PHARMACEUTICAL
INC. 1.88-2.00 24,793
MCLEODUSA INC.(COM A) 41.50-41.63 2,025,411
MICHAEL FOODS INC. 18.88 14,638
MICRO WAREHOUSE INC. 14.56 300
MICROSTRATEGY INC(COM A) 27.00 10,000
MOORE PRODUCTS CO. 22.75-22.88 352,829
MPM TECHNOLOGIES INC. 3.06-3.50 65,928
NATIONAL BANCORP. OF
ALASKA 29.75 2,328
NBT BANCORP INC. 24.13 3,470
NETGRAVlTY INC 19.63-20.00 0
NETWORK APPLIANCE CORP. 45.25-45.54 496,395
NETWORK APPLIANCE CORP. 45.00 3,098
NETWORK APPLIANCE CORP. 50.50 317,028
NORTHWEST INDIANA
BANCORP. 41.00 2,470
NORTHWEST NATURAL
GAS CO. 21.50-22.25 931
NORTHWEST NATURAL
GAS CO. 22.50 6,377
OBJECT DESIGN INC. 6.38-6.63 857,881
ONYX SOFTWARE CORP 13.00 3,051
OSHKOSH B'GOSH INC.
(COM A) 19.00 4,500
OUTBACK STEAKHOUSE INC. 29.33-33.00 17,026
OUTBACK STEAKHOUSE INC. 30.33-33.00 0
OUTBACK STEAKHOUSE INC. 30.00-31.94 0
PATHOGENESIS CORP 44.00-51.00 349,075
PAULA FINANCIAL 8.25 1,180
PERMA-FIX ENVIRONMENTAL
SERVICES 1.15 774,934
PHARMAKINETICS
LABORATORIES INC. 0.93 32,000
PHARMANETICS INC 4.50 1,000
PHARMANETICS INC 4.63 1,000
PLAY BY PLAY TOYS &
NOVELTIES IN 5.75 99,873
PROVIDENT BANKSHARES
CORP. 26.25 2,103
PYRAMID BREWERIES INC. 1.75-1.88 1,039,250
QLOGIC CORP. 60.71-140.00 1,350
RAND CAPITAL CORP. 1.00 792,179
RAVEN INDUSTRIES INC. 14.50-14.94 7,000
REUTER MANUFACTURING
INC. 0.38-1.00 50,000
RF MICRO DEVICES INC. 73.07 92,905
ROBERDS INC. 3.00 16,200
ROMAC INTERNATIONAL INC. 7.25 1,620,316
RONSON CORP. 2.75 800,628
ROSS STORES INC. 42.50-44.50 32,000
RUSHMORE FINANCIAL GRP
INC. 5.03-5.25 71,816
RWD TECHNOLOGIES INC. 15.00 2,414
SAF T LOK INC. 2.35 169,596
SHERIDAN ENERGY INC. 3.19 0
SIEBERT FINANCIAL CORP. 23.40 0
SIEBERT FINANCIAL CORP. 23.62 0
SIMSBURY BANK & TRUST
CO. (CT) 16.00 200
SINGING MACHINE CO. 0.85 68,807
SOBIESKI BANCORP INC. 14.75 2,432
SOUTH JERSEY FINANCIAL
CORP 10.00 5,000
SOUTHERN COMMUNITY BANK
& TRUST 25.50-26.00 29,879
SOUTHERN COMMUNITY BANK
& TRUST 25.50 66,412
STRATEGIC DISTRIBUTION
INC. 2.44 531,000
STRATEGIC DISTRIBUTION
INC. 2.25-2.38 40,000
SUMEX CORP. 9.75 1,850
TEKNOWLEDGE CORP. 6.06 320,556
TELETECH HOLDINGS INC. 596-6.19 419,350
TELETECH HOLDINGS INC. 6.03-6.94 36,522,400
TIER TECHNOLOGIES INC.
(COM B) 12.00 0
TIER TECHNOLOGIES INC.
(COM B) 14.75 201,000
TITAN MOTORCYCLE COMPANY
OF AMER 2.25 2,598,549
TOWER FINANCIAL CORP 10.00 10,000
TRANSACT TECHNOLOGIES
INC. 2.81 41,746
TRANSACT TECHNOLOGIES
INC. 2.88 105,023
TRANSWORLD HEALTHCARE
INC. 3.63 2,000
TSI INTL SOFTWARE LTD. 51.63 20,754
TSI INTL SOFTWARE LTD. 50.00 1,689
TWEETER HOME
ENTERTAINMENT GROUP 28.67 0
TWIN CITY BANCORP INC. 14.38 73,105
UNITED PAYORS & UNITED
PROVIDERS 20.00 323
UNITED STATES LIME &
MINERALS IN 7.25 3,000
UNITY FIRST ACQUISITION
CORP. 5.22 31,400
VARI-L CO. 6.16 76,380
VEECO INSTRUMENTS INC.
(DE) 49.66 727
WISCONSIN CENTRAL
TRANSPORTATION 13.63-13.75 5,000
WISCONSIN CENTRAL
TRANSPORTATION 13.13-13.19 51,400
WOODWARD GOVERNOR CO. 22.13 3,275
YAHOO! INC. 172.52 13,798
YARDVILLE NATIONAL
BANCORP. 12.88 25,605
YORK RESEARCH CORP. 5.00-5.06 2,000
AMERICAN STOCK EXCHANGE
BANCROFT CONVERTIBLE
FUND INC. 22.50 2,761
BULL & BEAR US
GOVERNMENT SECS F 12.44-12.50 5,000
ELLSWORTH CONVERTIBLE
GROWTH & I 9.44 2,686
FIRST AUSTRALIA PRIME
INCOME FUN 6.13 500
MEASUREMENT SPECIALTIES
INC. 7.25-7.50 0
PAB BANKSHARES INC. 20.00 1,000
PAB BANKSHARES INC. 12.06 72,850
SONUS CORP 4.88-5.00 865,000
TRANSFINANCIAL HOLDINGS
INC. 3.94 4,500
TRANSFINANCIAL HOLDINGS
INC. 3.94-4.06 6,000
U.S.B. HOLDING CO INC. 14.88 1,496,281
COMPANY INSIDER
ACNIELSEN CORP. HAYS THOMAS C
AEROFLEX INC. BOROW LEONARD
AFFILIATED MANAGERS
GROUP INC. DALTON NATHANIEL
AGL RESOURCES INC. JONES DAVID R
ALCOA INC DAM KENNETH W
AMERICA ONLINE INC. NOVACK KENNETH J
AMERICAN AXLE &
MANUFACTURING HO DAUCH RICHARD F
AMERICAN HOME PRODUCTS
CORP. CARR JOSEPH J
AMERICAN PRECISION
INDUSTRIES IN OERTEL KLAUS
AMERICAN PRECISION
INDUSTRIES IN VANTINE CRAIG J
AMERUS LIFE HOLDINGS
INC. (COM A) MCPHAIL GARY R
AMLI RESIDENTIAL
PROPERTIES TRUS AISNER ROBERT S
ANTHRACITE CAPITAL INC. KEIL JEFFREY C
BAKER HUGHES INC. FILTER EUNICE M
BARD (C.R.) INC. LONGFIELD WILLIAM H
BARD (C.R.) INC. WELTERS ANTHONY
BARD (C.R.) INC. SCHERMERHORN TODD C
BARD (C.R.) INC. GROM CHARLES P
BARD (C.R.) INC. RING TIMOTHY M
BAXTER INTERNATIONAL
INC. DROHAN DAVID F
BAXTER INTERNATIONAL KRAEMER HARRY M JR
INC.
BJ'S WHOLESALE CLUB INC. NUGENT JOHN J
BURNHAM PACIFIC
PROPERTIES INC. MOEN DONNE P
BURNHAM PACIFIC
PROPERTIES INC. BURNHAM MALIN
CABLE DESIGN
TECHNOLOGIES CORP. OLSON PAUL M
CENTRAL VERMONT PUBLIC
SVC CORP. SCITES JANICE L
CHIQUITA BRANDS INTL.
INC. LINDNER CARL H
COMMERCE BANCORP INC.
(NJ) BECK ROBERT C
COMMERCE BANCORP INC.
(NJ) FALESE ROBERT D
COMPUTER TASK GROUP INC. FITZGERALD GALE S
CONSOLIDATED STORES
CORP. GLAZER MICHAEL L
CORNELL CORRECTIONS INC. TAYLOR TUCKER
CULP INC. PHILLIPS EARL N
DEL MONTE FOODS COMPANY SMITH WESLEY CAMERON
DOWNEY FINANCIAL CORP. MCALISTER MAURICE L
DREYFUS (LOUIS) NATURAL
GAS CORP SLATER MICHAEL W
DYNEGY INC LEDNICKY LYNN
EASTERN ENTERPRISES HARPER JAMES J
EDWARDS (A.G.) INC. BAGBY ROBERT L
EDWARDS (A.G.) INC. EDWARDS BENJAMIN F IV
EQUITABLE COS INC., THE GOLDEN JEROME S
ESTERLINE TECHNOLOGIES
CORP. KRING LARRY A
FINANCIAL SECURITY
ASSURANCE HLD OZANNE JAMES H
FLEMING COS. INC. DOWD WILLIAM J
FLUOR CORPORATION CARROLL PHILIP JOSEPH
FRONTIER INSURANCE
GROUP INC. LOUGHLIN SUZANNE R
GABELLIASSET MANAGEMENT
(COMA) BONDI STEPHEN G
GANNETT CO. MEBANE WILLIAM DEBERNIER
GLAMIS GOLD LTD. FORBUSH DANIEL JAY
GLEASON CORP. ATWATER JULIAN W
GOLDEN STATE BANCORP
INC. TRAFTON STEPHEN J
GREAT ATLANTIC & PACIFIC
TEA CO. CORRADO FRED
GUIDANT CORP. MOORE J KEVIN
HUSSMANN INTERNATIONAL
INC. RAUZON LAWRENCE R
HUSSMANN INTERNATIONAL
INC. HALPEM BURTON
HUSSMANN INTERNATIONAL
INC. VOWELL J LARRY
INGERSOLL RAND CO. HORNER CONSTANCE
INGERSOLL RAND CO. MARTIN STEVEN T
INTERSTATE ENERGY CORP. HALDEMAN DONALD R
JLG INDUSTRIES, INC. BONAFEDE PETER L JR
K MART CORP MEISSNER DOUGLAS M
LOEWS CORP. REBELL ARTHUR L
LONE STAR INDUSTRIES
INC. WALLACE DAVID W
MARK IV INDUSTRIES INC. BYRNE JOHN J
MAXXIM MEDICAL INC. WAFELMAN HENK R
MESTEK INC. HINDLE WINSTON R
MIDAMERICAN ENERGY CO. RASMUSSEN JOHN A
MIDAMERICAN ENERGY
HOLDINGS CO. WHARTON BEVERLY A
THE MONARCH MACHINE
TOOL CO. RIGOT JOSEPH M
MUTUAL RISK MANAGEMENT
LTD. TURNER RICHARD GERALD
NABISCO HOLDINGS CORP.
(COM A) KILTS JAMES M
NATIONAL PRESTO
INDUSTRIES INC. LIEBLE RANDY F
NIAGARA MOHAWK POWER
CORP. RICE KAPUA A
NIAGARA MOHAWK POWER
CORP. PETERSON PATTI MCGILL
OCTEL CORP LEATHES GRAHAM DEMUSSEND
OGDEN CORP. DOMBROWSKI RAYMOND E JR
PENNZENERGY CO MISAMORE BRUCE K
PITNEY BOWES INC. FISCHER MEREDITH B
PNC BANK CORP. LINDSAY BRUCE C
PNC BANK CORP. PAISLEY THOMAS E III
PNC BANK CORP. GUYAUX JOSEPH C
PROMUS HOTEL CORP. HUBER J KENDALL
REGENCY REALTY CORP. BANK RAYMOND L
REPUBLIC SERVICES INC
(COM A) OCONNOR JAMES E
RUSS BERRIE & CO. CARGOTCH PAUL
RUSS BERRIE & CO. O'REARDON JAMES J JR
SAFEWAY INC GILHULY EDWARD A
SANTA FE ENERGY RES INC. PAYNE JAMES L
SEAGRAM CO. LTD., THE C BRONFMAN FAMILY TRUST
SERVICEMASTER COMPANY SORENSEN BURTON E
SOUTHERN AFRICAN FUND
INC., THE DE KLERK WILLIAM
SUNSHINE MINING &
REFINING CO. SMITH ROBERT B
TAIWAN FUND INC. ROGERS JOE O
TETRA TECHNOLOGIES INC.
(DEL) MITCHELL KENNETH
TETRA TECHNOLOGIES INC.
(DEL) WALLACE C BASS JR
TETRA TECHNOLOGIES INC.
(DEL) DELIMITROS THOMAS H
TETRA TECHNOLOGIES INC.
(DEL) MCINNES ALLEN T
TITAN CORP GORDA RONALD B
TOWER AUTOMOTIVE INC. LOZELLE JAMES R
TRANSPRO INC. DELLA VENTURA JOHN F
TURNER CORP. GRAVETTE ELLIST
UNITED ILLUMINATING CO. MCFADDEN FRANCIS PATRICK
UNITRODE CORP. MOQUIN PATRICK J
VARIAN ASSOC. INC. OROURKE J TRACY
WABASH NATIONAL CORP. EHRLICH DONALD J
WACKENHUT CORRECTIONS
CORP. WATSON DAVID N
WORLDTEX INC. ROELLI WILLI
NASDAQ
ACTION PERFORMANCE COS. LLOYD JACK M
AF BANKSHARES INC TODD JAMES A
AMERCO BROGAN JOHN P
AMERICAN ENERGY GROUP
LTD. ZADEH HOOMAN
AMERICAN FREIGHTWAYS
CORP. HIGGINBOTHAM TERRY L
AMERICAN WOODMARK CORP. WAINWRIGHT C ANTHONY
AMERICAN WOODMARK CORP. EANES GLENN EDWARD
AMERICAN WOODMARK CORP. BRANDT WILLIAM F
AMERICAN WOODMARK CORP. ARMSTRONG WILLIAM A
AMERICAN WOODMARK CORP. BLOUNT DAVID L
AMERIPATH INC. SMITH DENNIS M
ANALYSTS INTERNATIONAL
CORP. SPIESS SARAH
APPROVED FINANCIAL CORP. PHELAN NEIL W
AUTOCAM CORP. WAGNER DAVID J
BANK OF MARIN SAN RAFAEL
(CA) JACKSON H C
BOTTOMLINE TECHNOLOGIES
DE INC MCGURL DANIEL M
BRENTON BANKS INC. LARSON RONALD D
BROADCOM CORP.(COM A) SAMUELI FAMILY 1995 TRUS
BULL & BEAR GROUP INC.
(COM A) WINMILL THOMAS BASSETT
CAMBRIDGE TECHNOLOGY
PARTNERS (M PODUSKA JOHN WILLIAM SR
CAMBRIDGE TECHNOLOGY
PARTNERS (M 100,000 MUSSER WARREN V
CAPTEC NET LEASE REALTY
INC. PETERS RICHARD J
CAROLINA SOUTHERN BANK LYLES THOMAS HOLDER
CATSKILL FINL CORP. LAMPMAN KEITH A
CDNOW INC MELTZER ALAN
CHARMING SHOPPES INC. SULLIVAN JOHN J
CNET INC. MINOR HALSEY M
COEUR D'ALENES CO., THE COULSON JIMMIE T
COLLABORATIVE CLINICAL
RESEARCH GREEN JEFFREY
COLORADO BUSINESS
BANKSHARES INC BANGERT STEVEN
COMCAST CORP.(COM A) WANG STANLEY L
COMMUNITY BANK SHARES
OF INDIANA LIBS GARY L
COMMUNITY FINL GROUP
INC. CHEATHAM ANNE J
COMMUNITY FIRST
BANCORPORATION BROWN WILLIAM M
CONSOLIDATED FREIGHTWAYS
CORP. MORRISON DAVID F
COST PLUS INC. (CA) DASHE MURRAY H
CYMER INC. SANDSTROM RICHARD L
DATA PROCESSING
RESOURCES CORP. HADEN PATRICK C
DATUM CORP. HOOVER R DAVID
DEARBORN BANCORP INC. ROSS MICHAEL J
DEARBORN BANCORP INC. KARAFA JEFFREY L
DIALOGIC CORP. ALFIERI JOHN G
DIALOGIC CORP. BURKHARDT KENNETH J JR
DIALOGIC CORP. ZWICK NICHOLAS
DIAMOND TECHNOLOGY
PARTNE(COM B) MIKOLAJCZYK MICHAEL E
DIGITAL RIVER INC JAFFRAY DRAPER M
DIGITAL SOLUTIONS INC. KELLY DONALD T
ECB BANCORP INC KITTRELL J BRYANT III
EDUCATIONAL VIDEO
CONFERENCING I MCGRATH JOHN J
EDUCATIONAL VIDEO
CONFERENCING I MCGRATH JOHN J
EUROPA CRUISES CORP. HARRISON GREGORY ARNOLD
EUROTECH LTD. ENCORE CAPITAL MANAGEMEN
EUROTECH LTD. ENCORE CAPITAL MANAGEMEN
EVERGREEN RESOURCES INC. RYAN JOHN J
EVERGREEN RESOURCES INC. CARLTON DENNIS L
EXCEL SWITCHING CORP. TAMARI GADI
FENTURA BANCORP INC. VANGILDER RUSSELL H
FENTURA BANCORP INC. PIECZYNSKI GLEN J
FIDELITY HOLDINGS INC. BENDELL BRUCE
FIRST FINANCIAL CORP.
(RI) MACOMBER JOHN A
FIRST MERCHANTS CORP. SMITSON ROBERT M
FONIX CORP. MURDOCK THOMAS A
GENTEX CORP. JEN ENOCH C
GENTEX CORP. MULDER JOHN A
GREAT AMERICAN BANCORP
INC. ADAMS JANE F
GREENMAN TECHNOLOGIES
INC. BOYD LEW F
GUILFORD PHARMACEUTICALS
INC. SMITH CRAIG R
HARLEYSVILLE NATIONAL
CORP. RETZLAFF PALMER E
HERITAGE BANCORP INC. LIEDING HAROLD E
HIGHLAND BANCORP INC
(CA) PIERCY GEORGE W
HOMASOTE CO. SHARLIN NORMAN
HOMELAND HOLDING CORP. BROWN DEBORAH A
HOMELAND HOLDING CORP. PETERSON WAYNE S
HORIZON ORGANIC HOLDING
CORP RETZLOFF MARK A
IMAGYN MEDICAL
TECHNOLOGIES INC. LAVERTY CHARLES A
INSURANCE MANAGEMENT
SOLUTIONS G SANCHEZ ALEJANDRO M
INTELIDATA TECHNOLOGIES
CORP. BACKUS JOHN C
INTELLIGROUP INC. STEURI JOHN ELSON
INTERFACE INC.(COM A) OLIVER THOMAS R
INTERMEDIA
COMMUNICATIONS INC. MANNING ROBERT MORRIS
INTERNEURON
PHARMACEUTICALS INC. WURTMAN RICHARD J
INTERPORE INTERNATIONAL JONES G BRADFORD
INTRANET SOLUTIONS INC. EIBENSTEINER RONALD E
JANUS AMERICAN GROUP INC BARTLETT CRAIG SCOTT
JAVELIN SYSTEMS INC. HERTZ HORACE M
LECROY CORP. NERSESIAN RONALD
MANNATECH INC SULLIVAN CHRIS T
MARION CAPITAL HOLDINGS
INC. MARLER JON R
MARKET GUIDE INC. CASE JOHN
MATRIX PHARMACEUTICAL
INC. LUDVIGSON DAVID G
MCLEODUSA INC.(COM A) SPARKS MARY LEE
MICHAEL FOODS INC. WITMER MARK D
MICRO WAREHOUSE INC. CRAZE NATHAN S
MICROSTRATEGY INC(COM A) INGARI FRANK A
MOORE PRODUCTS CO. MOORE WILLIAM B
MPM TECHNOLOGIES INC. LUCIANO MICHAEL J
NATIONAL BANCORP. OF
ALASKA CLOUD JAMES L
NBT BANCORP INC. KOWALCZYK ANDREW S
NETGRAVlTY INC JACKSON RICK E.D.
NETWORK APPLIANCE CORP. VALENTINE DONALD T
NETWORK APPLIANCE CORP. ALLEN J JEFFRY R
NETWORK APPLIANCE CORP. WALL ROBERT T
NORTHWEST INDIANA
BANCORP. LOWRY ROBERT T
NORTHWEST NATURAL
GAS CO. FELTZ STEPHEN P
NORTHWEST NATURAL
GAS CO. DODSON MARK S
OBJECT DESIGN INC. MARKS ARTHUR J
ONYX SOFTWARE CORP RAMADAN SARWAT H
OSHKOSH B'GOSH INC.
(COM A) MASTERS KENNETH H
OUTBACK STEAKHOUSE INC. SCHNEID NANCY
OUTBACK STEAKHOUSE INC. KADOW JOSEPH J
OUTBACK STEAKHOUSE INC. AVERY PAUL E
PATHOGENESIS CORP GANTZ WILBUR H
PAULA FINANCIAL MUZA JAMES JOHN
PERMA-FIX ENVIRONMENTAL
SERVICES CENTOFANTI LOUIS F
PHARMAKINETICS
LABORATORIES INC. LESLIE JAMES K
PHARMANETICS INC GRUBER ANDRAS
PHARMANETICS INC SCOTT PETER J
PLAY BY PLAY TOYS &
NOVELTIES IN PLACE JAMES F
PROVIDENT BANKSHARES
CORP. MEIER FREDERICK W
PYRAMID BREWERIES INC. STODDARD JOHN
QLOGIC CORP. MILTNER CAROL M
RAND CAPITAL CORP. NEWMAN REGINALD B
RAVEN INDUSTRIES INC. BOUR TONY W
REUTER MANUFACTURING
INC. TATE MICHAEL J
RF MICRO DEVICES INC. NORBURY DAVID A
ROBERDS INC. GOOD R BRIAN
ROMAC INTERNATIONAL INC. SUTTER HOWARD W
RONSON CORP. ARONSON LOUIS V
ROSS STORES INC. JACOBS JAMES S
RUSHMORE FINANCIAL GRP
INC. CLARK JIM W & JULIE M.
RWD TECHNOLOGIES INC. MALEC JERRY P
SAF T LOK INC. SCHMIDT WILLIAM M
SHERIDAN ENERGY INC. SCHEIBER DAVID H
SIEBERT FINANCIAL CORP. FRANCY PATRICIA L
SIEBERT FINANCIAL CORP. MACON JANE H
SIMSBURY BANK & TRUST
CO. (CT) ZDUN JANICE L
SINGING MACHINE CO. KLECHA JOHN
SOBIESKI BANCORP INC. CULLAR RICHARD J
SOUTH JERSEY FINANCIAL
CORP CULBERTSON RICHARD W JR
SOUTHERN COMMUNITY BANK
& TRUST BROWN NOLAN G
SOUTHERN COMMUNITY BANK
& TRUST SMITH DURWARD A JR
STRATEGIC DISTRIBUTION
INC. SERGEY JOHN M
STRATEGIC DISTRIBUTION
INC. QUAIN MITCHELL I
SUMEX CORP. THORESEN TRYGVE MARK
TEKNOWLEDGE CORP. HAYES ROTH FREDERICK
TELETECH HOLDINGS INC. MEYERSON MORTON H
TELETECH HOLDINGS INC. TUCHMAN KENNETH D
TIER TECHNOLOGIES INC.
(COM B) DEPOLE LAURA
TIER TECHNOLOGIES INC.
(COM B) BILDNER JAMES L
TITAN MOTORCYCLE COMPANY
OF AMER KEERY PATRICK
TOWER FINANCIAL CORP ESHELMAN PETER T
TRANSACT TECHNOLOGIES
INC. COTE RICHARD LOUIS
TRANSACT TECHNOLOGIES
INC. TANAKA GRAHAM YOSHIO
TRANSWORLD HEALTHCARE
INC. PERIS JEFFREY S
TSI INTL SOFTWARE LTD. MONKS JAMES P
TSI INTL SOFTWARE LTD. RAYE DAVID M
TWEETER HOME
ENTERTAINMENT GROUP MCGUIRE JOSEPH
TWIN CITY BANCORP INC. BOWERS THAD R
UNITED PAYORS & UNITED
PROVIDERS FREEMAN BARBARA M
UNITED STATES LIME &
MINERALS IN WILSON HERBERT G
UNITY FIRST ACQUISITION
CORP. WOODLAND PARTNERS
VARI-L CO. SHERMAN DAVID G
VEECO INSTRUMENTS INC.
(DE) KIERNAN JOHN
WISCONSIN CENTRAL
TRANSPORTATION EVANS THOMAS E
WISCONSIN CENTRAL
TRANSPORTATION MCCARREN J REILLY
WOODWARD GOVERNOR CO. CARTER STEPHEN P
YAHOO! INC. NAZEM FARZAD
YARDVILLE NATIONAL
BANCORP. TYLUS FRANK KEVIN
YORK RESEARCH CORP. SOMMER HOWARD F
AMERICAN STOCK EXCHANGE
BANCROFT CONVERTIBLE
FUND INC. LIEBERMAN GEORGE R
BULL & BEAR US
GOVERNMENT SECS F WINMILL BASSETT S
ELLSWORTH CONVERTIBLE
GROWTH & I LIEBERMAN GEORGE R
FIRST AUSTRALIA PRIME
INCOME FUN AARONSON ANTHONY E
MEASUREMENT SPECIALTIES
INC. THEODORE J COBURN
PAB BANKSHARES INC. DEWAR JAMES L
PAB BANKSHARES INC. SCRUGGS F FERRELL
SONUS CORP DAWSON BRANDON M
TRANSFINANCIAL HOLDINGS
INC. HILL HAROLD C
TRANSFINANCIAL HOLDINGS
INC. HUFFMAN KURT W
U.S.B. HOLDING CO INC. TORSOE KENNETH J
12 MO.
INSIDER PRICE
COMPANY TITLE RANKING RANGE
ACNIELSEN CORP. D - 29-19
AEROFLEX INC. VP - 18-6
AFFILIATED MANAGERS
GROUP INC. VP -7 39-13
AGL RESOURCES INC. D - 23-17
ALCOA INC D -2 44-29
AMERICA ONLINE INC. O -3 167-35
AMERICAN AXLE &
MANUFACTURING HO VP 11 16-11
AMERICAN HOME PRODUCTS
CORP. VP - 96-44
AMERICAN PRECISION
INDUSTRIES IN D 6 19-8
AMERICAN PRECISION
INDUSTRIES IN VP 6 19-8
AMERUS LIFE HOLDINGS
INC. (COM A) OS - 34-14
AMLI RESIDENTIAL
PROPERTIES TRUS VP 7 23-18
ANTHRACITE CAPITAL INC. D 4 15-3
BAKER HUGHES INC. D -1 44-15
BARD (C.R.) INC. CB -2 59-32
BARD (C.R.) INC. D -2 59-32
BARD (C.R.) INC. VP -2 59-32
BARD (C.R.) INC. VP -2 59-32
BARD (C.R.) INC. O -2 59-32
BAXTER INTERNATIONAL
INC. OS -12 75-52
BAXTER INTERNATIONAL P -12 75-52
INC.
BJ'S WHOLESALE CLUB INC. P - 47-23
BURNHAM PACIFIC
PROPERTIES INC. D - 14-9
BURNHAM PACIFIC
PROPERTIES INC. D - 14-9
CABLE DESIGN
TECHNOLOGIES CORP. P - 29-10
CENTRAL VERMONT PUBLIC
SVC CORP. D - 15-9
CHIQUITA BRANDS INTL.
INC. CB 6 14-8
COMMERCE BANCORP INC.
(NJ) D 3 60-34
COMMERCE BANCORP INC.
(NJ) VP 3 60-34
COMPUTER TASK GROUP INC. CB 1 39-17
CONSOLIDATED STORES
CORP. OS - 43-15
CORNELL CORRECTIONS INC. D - 25-8
CULP INC. D 2 21-5
DEL MONTE FOODS COMPANY O 5 15-11
DOWNEY FINANCIAL CORP. CB 3 36-17
DREYFUS (LOUIS) NATURAL
GAS CORP VP 3 20-11
DYNEGY INC VP - 15-10
EASTERN ENTERPRISES VP - 44-36
EDWARDS (A.G.) INC. O -3 47-25
EDWARDS (A.G.) INC. OS -3 47-25
EQUITABLE COS INC., THE VP - 83-31
ESTERLINE TECHNOLOGIES
CORP. VP - 43-12
FINANCIAL SECURITY
ASSURANCE HLD D - 61-25
FLEMING COS. INC. P 7 19-7
FLUOR CORPORATION CB 1 51-26
FRONTIER INSURANCE
GROUP INC. VP 14 27-11
GABELLIASSET MANAGEMENT
(COMA) VP - 17-13
GANNETT CO. VP -2 74-48
GLAMIS GOLD LTD. O 1 4-1
GLEASON CORP. D 1 34-14
GOLDEN STATE BANCORP
INC. VP 1 41-11
GREAT ATLANTIC & PACIFIC
TEA CO. D 1 34-22
GUIDANT CORP. D -1 117-49
HUSSMANN INTERNATIONAL
INC. OX 2 19-12
HUSSMANN INTERNATIONAL
INC. VP 2 19-12
HUSSMANN INTERNATIONAL
INC. P 2 19-12
INGERSOLL RAND CO. D - 53-35
INGERSOLL RAND CO. VP - 53-35
INTERSTATE ENERGY CORP. D 7 N/A
JLG INDUSTRIES, INC. VP - 20-11
K MART CORP VP 20-11
LOEWS CORP. VP -1 104-73
LONE STAR INDUSTRIES
INC. CB - 84-27
MARK IV INDUSTRIES INC. VP 1 23-12
MAXXIM MEDICAL INC. D - 29-15
MESTEK INC. D - 22-17
MIDAMERICAN ENERGY CO. R - 17-15
MIDAMERICAN ENERGY
HOLDINGS CO. R - 28-19
THE MONARCH MACHINE
TOOL CO. D 2 8-6
MUTUAL RISK MANAGEMENT
LTD. VP - 42-27
NABISCO HOLDINGS CORP.
(COM A) P - 52-32
NATIONAL PRESTO
INDUSTRIES INC. CT 2 43-34
NIAGARA MOHAWK POWER
CORP. O 6 16-11
NIAGARA MOHAWK POWER
CORP. D 6 16-11
OCTEL CORP O 7 21-11
OGDEN CORP. VP 2 31-23
PENNZENERGY CO VP 2 15-9
PITNEY BOWES INC. VP -6 70-45
PNC BANK CORP. D -1 64-40
PNC BANK CORP. VP -1 64-40
PNC BANK CORP. VP -1 64-40
PROMUS HOTEL CORP. VP - 47-21
REGENCY REALTY CORP. D 4 26-18
REPUBLIC SERVICES INC
(COM A) O - 27-14
RUSS BERRIE & CO. VP -1 29-15
RUSS BERRIE & CO. VP -1 29-15
SAFEWAY INC R - 61-35
SANTA FE ENERGY RES INC. CB 1 11-4
SEAGRAM CO. LTD., THE T - 54-25
SERVICEMASTER COMPANY D 5 25-17
SOUTHERN AFRICAN FUND
INC., THE D 1 17-7
SUNSHINE MINING &
REFINING CO. D -1 N/A
TAIWAN FUND INC. D - 17-10
TETRA TECHNOLOGIES INC.
(DEL) D 4 25-6
TETRA TECHNOLOGIES INC.
(DEL) O 4 25-6
TETRA TECHNOLOGIES INC.
(DEL) D 4 25-6
TETRA TECHNOLOGIES INC.
(DEL) D 4 25-6
TITAN CORP VP 3 8-3
TOWER AUTOMOTIVE INC. VP - 27-15
TRANSPRO INC. OX - 8-4
TURNER CORP. CB 2 30-13
UNITED ILLUMINATING CO. D 5 53-41
UNITRODE CORP. VP - 18-9
VARIAN ASSOC. INC. CB - 53-18
WABASH NATIONAL CORP. P 3 31-10
WACKENHUT CORRECTIONS
CORP. O - 28-15
WORLDTEX INC. D 1 8-1
NASDAQ
ACTION PERFORMANCE COS. D -3 48-18
AF BANKSHARES INC D -1 N/A
AMERCO D 1 33-20
AMERICAN ENERGY GROUP
LTD. D - 7-1
AMERICAN FREIGHTWAYS
CORP. VP -3 16-6
AMERICAN WOODMARK CORP. D 1 40-22
AMERICAN WOODMARK CORP. CT 1 40-22
AMERICAN WOODMARK CORP. CB 1 40-22
AMERICAN WOODMARK CORP. O 1 40-22
AMERICAN WOODMARK CORP. VP 1 40-22
AMERIPATH INC. VP - 18-4
ANALYSTS INTERNATIONAL
CORP. VP 4 31-10
APPROVED FINANCIAL CORP. VP - 15-2
AUTOCAM CORP. D 2 20-8
BANK OF MARIN SAN RAFAEL
(CA) D 2 N/A
BOTTOMLINE TECHNOLOGIES
DE INC CB -4 92-19
BRENTON BANKS INC. P -1 24-13
BROADCOM CORP.(COM A) T - 89-23
BULL & BEAR GROUP INC.
(COM A) P - 7-1
CAMBRIDGE TECHNOLOGY
PARTNERS (M D -2 58-10
CAMBRIDGE TECHNOLOGY
PARTNERS (M 100,000 D -2 58-10
CAPTEC NET LEASE REALTY
INC. D 1 16-11
CAROLINA SOUTHERN BANK VP 1 24-13
CATSKILL FINL CORP. VP - 18-11
CDNOW INC R -1 35-7
CHARMING SHOPPES INC. VP -1 5-3
CNET INC. CB -2 111-13
COEUR D'ALENES CO., THE P - N/A
COLLABORATIVE CLINICAL
RESEARCH D - 4-2
COLORADO BUSINESS
BANKSHARES INC CB 1 16-10
COMCAST CORP.(COM A) VP - 77-32
COMMUNITY BANK SHARES
OF INDIANA D 3 25-13
COMMUNITY FINL GROUP
INC. VP 5 17-11
COMMUNITY FIRST
BANCORPORATION D 9 20-18
CONSOLIDATED FREIGHTWAYS
CORP. VP -3 19-8
COST PLUS INC. (CA) CB -2 31-15
CYMER INC. VP -2 29-6
DATA PROCESSING
RESOURCES CORP. D 2 33-10
DATUM CORP. D - 17-5
DEARBORN BANCORP INC. P 1 14-8
DEARBORN BANCORP INC. VP 1 14-8
DIALOGIC CORP. VP - 44-17
DIALOGIC CORP. VP - 44-17
DIALOGIC CORP. CB - 44-17
DIAMOND TECHNOLOGY
PARTNE(COM B) D - 31-8
DIGITAL RIVER INC OX -3 56-5
DIGITAL SOLUTIONS INC. O - N/A
ECB BANCORP INC D 1 17-11
EDUCATIONAL VIDEO
CONFERENCING I P - 16-14
EDUCATIONAL VIDEO
CONFERENCING I P - 16-14
EUROPA CRUISES CORP. D 1 N/A
EUROTECH LTD. R - N/A
EUROTECH LTD. R - N/A
EVERGREEN RESOURCES INC. D - 24-13
EVERGREEN RESOURCES INC. VP - 24-13
EXCEL SWITCHING CORP. O -2 38-16
FENTURA BANCORP INC. D - 56-47
FENTURA BANCORP INC. D - 56-47
FIDELITY HOLDINGS INC. CB - 17-3
FIRST FINANCIAL CORP.
(RI) O 2 19-11
FIRST MERCHANTS CORP. D - 31-21
FONIX CORP. P -1 N/A
GENTEX CORP. VP -1 38-11
GENTEX CORP. VP -1 38-11
GREAT AMERICAN BANCORP
INC. O 1 N/A
GREENMAN TECHNOLOGIES
INC. D 3 N/A
GUILFORD PHARMACEUTICALS
INC. CB 5 22-10
HARLEYSVILLE NATIONAL
CORP. D - 43-32
HERITAGE BANCORP INC. D - 23-19
HIGHLAND BANCORP INC
(CA) D -1 42-31
HOMASOTE CO. D 1 17-16
HOMELAND HOLDING CORP. VP - 8-3
HOMELAND HOLDING CORP. VP - 8-3
HORIZON ORGANIC HOLDING
CORP VP -4 19-10
IMAGYN MEDICAL
TECHNOLOGIES INC. CB 1 N/A
INSURANCE MANAGEMENT
SOLUTIONS G D 8 11-8
INTELIDATA TECHNOLOGIES
CORP. D - N/A
INTELLIGROUP INC. D 2 24-5
INTERFACE INC.(COM A) D - 22-7
INTERMEDIA
COMMUNICATIONS INC. O - 79-13
INTERNEURON
PHARMACEUTICALS INC. D -1 15-2
INTERPORE INTERNATIONAL D - 6-2
INTRANET SOLUTIONS INC. D - 9-2
JANUS AMERICAN GROUP INC D - 5-2
JAVELIN SYSTEMS INC. O -5 16-7
LECROY CORP. OX - 24-11
MANNATECH INC D -6 21-10
MARION CAPITAL HOLDINGS
INC. D - 29-19
MARKET GUIDE INC. D -1 23-2
MATRIX PHARMACEUTICAL
INC. VP - 5-1
MCLEODUSA INC.(COM A) SH - 46-16
MICHAEL FOODS INC. O 2 30-16
MICRO WAREHOUSE INC. VP - 45-11
MICROSTRATEGY INC(COM A) D - 44-18
MOORE PRODUCTS CO. D - 35-18
MPM TECHNOLOGIES INC. D - N/A
NATIONAL BANCORP. OF
ALASKA VP 3 158-27
NBT BANCORP INC. D 9 34-20
NETGRAVlTY INC VP -3 42-6
NETWORK APPLIANCE CORP. CB -5 58-15
NETWORK APPLIANCE CORP. VP -5 58-15
NETWORK APPLIANCE CORP. D -5 58-15
NORTHWEST INDIANA
BANCORP. VP - 42-40
NORTHWEST NATURAL
GAS CO. CT 1 29-21
NORTHWEST NATURAL
GAS CO. VP 1 29-21
OBJECT DESIGN INC. D -1 10-3
ONYX SOFTWARE CORP O 5 44-17
OSHKOSH B'GOSH INC.
(COM A) VP - 49-14
OUTBACK STEAKHOUSE INC. OX -2 32-16
OUTBACK STEAKHOUSE INC. VP -2 32-16
OUTBACK STEAKHOUSE INC. OS -2 32-16
PATHOGENESIS CORP CB -2 59-10
PAULA FINANCIAL VP - 25-6
PERMA-FIX ENVIRONMENTAL
SERVICES CB 7 2-1
PHARMAKINETICS
LABORATORIES INC. P - N/A
PHARMANETICS INC VP - 8-2
PHARMANETICS INC VP - 8-2
PLAY BY PLAY TOYS &
NOVELTIES IN D 1 17-4
PROVIDENT BANKSHARES
CORP. D - 35-20
PYRAMID BREWERIES INC. D - 3-1
QLOGIC CORP. D -1 75-14
RAND CAPITAL CORP. D 1 N/A
RAVEN INDUSTRIES INC. D - 21-13
REUTER MANUFACTURING
INC. P - N/A
RF MICRO DEVICES INC. P -7 52-5
ROBERDS INC. VP 1 4-1
ROMAC INTERNATIONAL INC. VP -1 31-7
RONSON CORP. P - 4-2
ROSS STORES INC. D -3 49-24
RUSHMORE FINANCIAL GRP
INC. SH -1 11-1
RWD TECHNOLOGIES INC. D 2 28-13
SAF T LOK INC. O - N/A
SHERIDAN ENERGY INC. D -1 N/A
SIEBERT FINANCIAL CORP. CB -1 57-6
SIEBERT FINANCIAL CORP. CB -1 57-6
SIMSBURY BANK & TRUST
CO. (CT) VP - 57-6
SINGING MACHINE CO. O 1 N/A
SOBIESKI BANCORP INC. D 1 21-12
SOUTH JERSEY FINANCIAL
CORP D 10 11-10
SOUTHERN COMMUNITY BANK
& TRUST D 5 28-16
SOUTHERN COMMUNITY BANK
& TRUST D 5 28-16
STRATEGIC DISTRIBUTION
INC. P - 7-2
STRATEGIC DISTRIBUTION
INC. D - 7-2
SUMEX CORP. VP 2 14-7
TEKNOWLEDGE CORP. O - 11-2
TELETECH HOLDINGS INC. D 1 17-5
TELETECH HOLDINGS INC. D 1 17-5
TIER TECHNOLOGIES INC.
(COM B) VP - 21-6
TIER TECHNOLOGIES INC.
(COM B) D - 21-6
TITAN MOTORCYCLE COMPANY
OF AMER D - 5-3
TOWER FINANCIAL CORP D 16 10-8
TRANSACT TECHNOLOGIES
INC. VP 4 10-2
TRANSACT TECHNOLOGIES
INC. D 4 10-2
TRANSWORLD HEALTHCARE
INC. P 1 6-2
TSI INTL SOFTWARE LTD. AF -1 61-17
TSI INTL SOFTWARE LTD. VP -1 61-17
TWEETER HOME
ENTERTAINMENT GROUP VP -7 38-10
TWIN CITY BANCORP INC. P -1 15-12
UNITED PAYORS & UNITED
PROVIDERS OS -6 33-14
UNITED STATES LIME &
MINERALS IN P 2 9-6
UNITY FIRST ACQUISITION
CORP. R -3 5-4
VARI-L CO. D 2 14-5
VEECO INSTRUMENTS INC.
(DE) VP -5 62-21
WISCONSIN CENTRAL
TRANSPORTATION D 2 28-12
WISCONSIN CENTRAL
TRANSPORTATION O 2 28-12
WOODWARD GOVERNOR CO. VP 1 31-20
YAHOO! INC. VP -2 219-34
YARDVILLE NATIONAL
BANCORP. D 3 20-12
YORK RESEARCH CORP. D 1 7-3
AMERICAN STOCK EXCHANGE
BANCROFT CONVERTIBLE
FUND INC. D 1 30-21
BULL & BEAR US
GOVERNMENT SECS F CB -1 N/A
ELLSWORTH CONVERTIBLE
GROWTH & I D 1 12-9
FIRST AUSTRALIA PRIME
INCOME FUN D - 7-5
MEASUREMENT SPECIALTIES
INC. D -2 8-2
PAB BANKSHARES INC. CB 6 23-15
PAB BANKSHARES INC. D 6 23-15
SONUS CORP P - 6-3
TRANSFINANCIAL HOLDINGS
INC. D - 9-2
TRANSFINANCIAL HOLDINGS
INC. VP - 9-2
U.S.B. HOLDING CO INC. D - 25-13
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