出版社：Servicio central de publicacion. Gobierno Vasco
摘要：The Ley 47/2007, of the 19th of December, modified the Ley del Mercado de
Valores for the purpose of incorporating the Directive 2004/39/CE, MiFID. This
reform introduced significant changes to the structure of the Securities Market
and the organization and activity of investment firms. Client protection is
increased through the development of significant duties. In order to provide
adequate protection, it is necessary to have complete information about the
client. The first step was the classification of clients and potential clients
into various categories according to the protection requirements: retail
clients, professional clients and eligible counterparties. The second step was
the acquisition of client information through an assessment of suitability or an
assessment of appropriateness, regarding the investment services.
