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  • 标题:Platforms and more principles-based regulation - Feedback on DP07/2
  • 本地全文:下载
  • 期刊名称:FSA Discussion Papers / Financial Services Authority
  • 出版年度:2008
  • 卷号:2008
  • 期号:mar
  • 出版社:Financial Services Authority
  • 摘要:1.1 In June 2007 we published a Discussion Paper (DP07/2 ¡®Platforms: the role of wraps and fund supermarkets¡¯1) alongside DP07/1 ¡®A Review of Retail Distribution¡¯2 (the ¡®RDR¡¯). In this paper we consider the responses we received to DP07/2 and comment on this feedback. We continue to view platforms and their use in the developing retail market as part of the wider RDR work. The RDR will publish its interim report in April 2008. 1.2 Platforms are online services, used by intermediaries (and sometimes consumers directly) to view and administer investment portfolios. As well as providing facilities for investments to be bought and sold, platforms are often used to aggregate, and arrange custody for, customers¡¯ assets.
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