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  • 标题:Institutional Investors, Corporate Governance and the Performance of the Corporate Sector
  • 本地全文:下载
  • 作者:E Philip Davis
  • 期刊名称:Discussion Paper / The Pensions Institute
  • 印刷版ISSN:1367-580X
  • 出版年度:2002
  • 卷号:2002
  • 出版社:Pensions Institute
  • 摘要:

    Proportions of equity held by institutional investors are rising across all
    OECD countries. Paradigms of corporate governance involving a key role
    for institutions are market control via equity (the takeover sanction), market
    control via debt (LBOs) and direct control via equity (corporate governance
    activism). Even in countries where institutions are currently unimportant to
    corporate governance (where relationship banking or direct control via debt
    prevails) there are tendencies to switch towards these "Anglo Saxon"
    approaches, inter alia due to pension reform and EMU. Existing evidence at a
    micro level for favourable effects of the three Anglo-Saxon mechanisms on
    corporate performance is mixed, but on balance positive. We contend that
    these micro studies face a difficulty that they cannot capture effects of
    governance initiatives going wider than "target firms". A better measure of
    institutions' overall effect is analysis at a macro level. Accordingly, we present
    results for the empirical relationship between institutional share holding and
    corporate sector performance at an economy wide level. These are consistent
    with marked effects, which often differ between "Anglo Saxon" and "relationship
    banking" countries. For example, institutions appear to restrain investment and
    boost dividends in the former.

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