文章基本信息
- 标题：The Fifth Annual A. A. Sommer, Jr. Lecture on Corporate, Securities & Financial Law
- 本地全文：下载
- 作者：Treanor Introduction, William Michael ; Peloso Introduction, John F.X ; Fisch Introduction, Jill E 等
- 期刊名称：Fordham Journal of Corporate & Financial Law
- 出版年度：2005
- 卷号：10
- 期号：2
- 页码：203
- 出版社：Fordham Law School
- 关键词：Self-regulation; NYSE; investor confidence; SEC oversight; securities; industry; securities firms; regulator; governance; stock; compliance; fraudulent activity; industry capture; SRO; knowledge; transparency; independence; eliminate duplication; stern and effective discipline; active participation; forthright relationships
